 |
ExtendSim popularity in higher institutions has experienced phenomenal
growth in recent years as researchers have learned of ExtendSim's
ease of use combined with its high level of accuracy. In response
to numerous requests for assistance with PostDoc, PhD, and Masters
research, we have established the ExtendSim Research Grant program.
Under the Grant, Imagine That Inc. subsidizes a portion of the
student's research by donating a full version of ExtendSim for
use by the student during the term of the project. In exchange,
the student provides a description of the research and quarterly
updates throughout the term of the project. At the end of the
research, all findings (ie. paper, project, etc.) and the ExtendSim
model formulated are posted on the Imagine That Inc. web site and
the student may continue to use the ExtendSim license granted to
them.
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Analyzing Security Decisions with Discrete Event Simulation |
| by Magnus Felde |
| |
"As organizations become increasingly more dependent on information security in order to succeed,
the security decisions made by the Chief Information Security Officer (CISO) ... needs a decision making tool or method in order to determine the effects of a specific security decision".... |
| Completion date |
June 28, 2010 |
 |
| Grant established |
January 29, 2010 |
| Author |
Magnus Felde
|
| University |
Gjøvik University College |
| Project |
Masters Thesis |
| Department |
Information Security |
| Tool used |
ExtendSim OR |
| Abstract |
As organizations become increasingly more dependent on information security in order to succeed, the security decisions made by the Chief Information Security Officer (CISO) also becomes important and needs to be considered in the context of the organization. However, since the complexity of the organization's internal processes and the threats the organization is facing, the CISO needs a decision making tool or method in order to determine the effects of a specific security decision. Because of this, we have in this thesis determined the suitability of utilizing Key Performance Indicators (KPIs) and Discrete Event Simulation (DES) as a method to help the CISO make the "best" security decision for his organization.
The thesis is based on a health care specific scenario which has been constructed in collaboration with Akershus University Hospital (Ahus), Rheumatism Hospital at Lillehammer and Buypass. The scenario includes a patient treatment process and the processes related to the usage of smart cards and passwords as authentication mechanisms. Furthermore, KPIs which focuses on time usage and number of deviations has been identified, where deviations within this health care specific scenario relates to more traditional security incidents.
A case study was then conducted based on the scenario. The results of this case study indicate no statistical significant difference between the two authentication mechanisms with regards to the average time a doctor uses on a business activity. However, based on the number of deviations identified, smart cards were determined the preferred security measure of the two.
In order to determine the suitability of the simulation approach, a second case study was also conducted. This second case study was based on the same scenario, but this time with a non-simulation approach. By comparing the process surrounding the two case studies, the non-simulation approach were determined the most cost-effective approach and the approach which provided the most direct link between the input data and the results. Based on this, the non-simulation approach was also determined the most suitable approach. However, we did determine that for "what if" analysis, the simulation approach becomes the best choice of the two.
Should a "what if" analysis be desirable, we have in this thesis proposed a new methodology which modelers can utilize in order to reduces the complexity of the model building process. The methodology, called Minimalistic Model Design (MIMD), excludes the temporal relationship between the identified business activities within the business process. This exclusion helps to reduce total time used on the model building process, and enables better scalability.
| Download paper |
 |
Download model
(created in ExtendSim 7 so can be viewed in either 7 or 8) |
 |
|
| Original project description |
 |
Brief description of the problem/issues |
| |
The effects that security controls
and incidents have on business processes are difficult
to foresee. The reason for this difficulty might
be a result of the complexity of the business and
the fact that this complexity is in constant change.
Whatever the reasons, the results are the same,
namely that the security controls are not as effective
as they could be, or that they, in worst case,
directly prohibits the business in making money.
It is essential that not only the right processes
are protected, but that they are protected in a
appropriate way. The real solution therefore lies
in understanding how different controls and threats
affect the business.
We will in this project create a model of a business
process and perform simulation runs in order to
achieve a better understanding of how a selection
of information security threats and countermeasures
influence business key performance indicators.
The work which is done in this master thesis will
also provide answers to whether simulation can
be used by information security managers as a tool
to support them in their decision making process. |
 |
Questions that will be answered
by the research |
| |
|
 |
How research strategy will
be designed to answer these questions. |
| |
 |
First a simple scenario with a set of appropriate
security threats and counter measures will
be defined. This scenario will then be modeled
and several simulation runs will be analyzed.
This experience will give indications of the
usability and applicability of the simulation
model. |
 |
Secondly, a case study will be conducted
to look closer at how a particular (real-life)
process can be modeled and based on this process,
determine if the introduction of Smart Cards
will affect the KPIs in a positive or negative
way as opposed to standard user name and password
scheme. The case study will be conducted in
cooperation with Norway's largest Smart Card
provider and with one of the larges hospitals
in Norway. |
|
 |
How ExtendSim will be utilized
in this project. |
| |
The business processes identified
will be modeled with the use of ExtendSim OR. Simulation
runs on these models will then be conducted and
the results will be analyzed in order to answer
the research questions. |
 |
Project uniqueness |
| |
As we are looking to determine in
what way security decisions affect the business,
we are able to connect the security management
to the rest of the management by focusing on a
set of similar metrics (KPI).
Based on the related work process done earlier,
no similar work has been done as most of the others
focus on the optimization of IT in general and
not security specific.
As many know, security will often be related
to expenses and not profit, and simulation can
help security leaders illustrate that security
is beneficial for the company - however this requires
that the right/most appropriate security measure
is selected. |
 |
Why the interest in the indicated
subject? |
| |
I have a genuine interest in information
security but also see the importance of alignment/fusion
of security with the business that it is supposed
to serve and protect. |
 |
What will be learned from your
research? |
| |
Hopefully, with the aid of simulation,
a clear connection between security and business
can be established easily so that, given the right
security measure, threats will be mitigated and
the company still can make a profit.
Further, one can determine whether KPIs are
an appropriate metric to use in the field of information
security - or whether it lacks to provide the needed
overall picture. |
 |
What specific contribution
would you like to give to the existing current
state of knowledge in your subject area? |
| |
Based on the fact that there is a
demand for commonly accepted metrics and better understanding
of how the business is affected by security problems
and controls, our contribution will be to determine
if simulation can become an appropriate tool for
the job, whether or not KPIs can become commonly
accepted metrics, and if in fact the combination
of KPI, business process modeling and simulation
will help the information security manager in understanding
the business affect of security issues. |
|
 |
CDAP Simulation
Report |
|
| by Zongze Chen |
| Journal article to be published |
N/A |
 |
| Final paper to be presented at |
N/A |
| Completion date |
May 13, 2010 |
| Grant established |
February 18, 2010 |
| Author |
Zongze Chen |
| University |
University of Pennsylvania |
| Degree |
Masters |
|
| Department |
Electrical & Systems
Engineering |
| Tool used |
ExtendSim OR |
|
| Abstract |
A cross-dock facility enables the moving of products from a manufacturing plant
and delivers them directly to their customers with little or no material handling in
between. Cross-docking not only reduces material handling, but also reduces the need
to store the goods in a warehouse. A typical cross-docking structure includes strip
doors and stack doors. Strip doors represent the doors where full trailers are parked
and unloaded. Any incoming trailer can be unloaded to any strip door. Stack doors
represent the doors where empty trailers are put to collect freight for specific
destinations. There are many issues with which to be concerned in the processing of
goods inside a cross-dock. Based on our previous work on the assignment of facilities
to locations, we are concentrating on the issues that determine the cost of processing
and moving goods inside a cross-dock. We have shown in our earlier work that
these costs can be minimized by appropriate assignment of receiving doors to
incoming trailer trucks and stack doors to outgoing trailer trucks and have formulated
this last problem as a Generalized Quadratic 3-dimensional Assignment Problem. We
have also shown that the problem is also solved exactly by the simpler Generalized
Quadratic Assignment Problem.
In this project we collaborate with National Retail Systems (NRS) who provides us
with realistic cross-dock situations and data to study and to evaluate our modeling and
optimization result. NRS is a retail cross-docking giant in the Northeastern U.S. Their
North Bergen facility receives goods from multiple vendors, sorts and loads them onto
outbound trailer trucks for a number of retail stores. We will develop a simulation
model of two cross-docks in operation of their New Jersey facility - Buildings A and B.
Since last November we visited NRS twice and got familiar with the daily processing
in the cross-dock.
For my TCOM 899 independent study project, I developed a simulation based on
ExtendSim software in order to model the processing within the cross-dock operations
performed by NRS. There were several main objectives to be achieved:
Simulation nowadays is becoming a very useful tool when analyzing and testing the
algorithm adapted in real situation. In this independent study period, we successfully
received a research grant from ExtendSim who provide the main software for the
simulation.
The final report describes how simulation helps ensure success of cross-docking systems
by determining optimal routing costs. Modeling methods and issues are also discussed
as they apply to cross-docking. This report includes discussion of the actual
processes employed by NRS, description of our models, simulation results and
comparisons, and our conclusions.
| |
Download final
report (664 KB)
"CDAP Simulation Report" by Zongze Chen |
 |
| |
Download ExtendSim project files
You may view these models in ExtendSim
or
download the ExtendSim
Demo. |
 |
|
| Original project description |
 |
Brief description of the problem/issues |
| |
A cross-dock facility receives various
products by trucks from sources such as manufacturing
plants or container ports and after sorting them,
delivers them directly to the customer. Cross-docking
not only reduces material handling, but also reduces
the need to store goods in a warehouse. Processing
inside a cross-dock facility may face a number of
issues. Previous research publications cover the
optimum layout of a cross-dock, the best cross-dock
shape, and ways to deal with cross-docking time constraints.
Our research to date concentrates on the cost of
moving goods inside the cross-dock. We have shown
that these costs can be minimized by appropriate
assignment of receiving doors to incoming trucks
and outbound doors to outgoing trucks. We formulate
this last problem as a Generalized Quadratic 3-dimensional
Assignment Problem (GQ3AP).
Our future research will
involve GQ3AP optimization as well as the development
of other pertinent optimization models and will provide
tools that the LTL industry can implement and adapt
for specific cross-docking applications. Nation Retail
System (NRS) has already and will continue to provide
us with realistic cross dock situations and data
that will allow us to better formulate our optimization
objectives and then evaluate our results. NRS is
a Retail Cross-Docking giant in the Northeastern
United States. Their North Bergen facility receives
goods from multiple vendors, sorts and loads them
onto outbound trucks for a number of retail stores.
We will first develop a simulation model of two cross-docks
in operation of their New Jersey facility - Buildings
A and B. In developing this model, we will in particular
take into consideration the stochastic nature of
arrival and departure times of the trucks. |
 |
Questions that will be answered
by the research |
| |
|
 |
How research strategy will be
designed to answer these questions. |
| |
The initial phase of the project
involves data collection and acquisition including
OD freight volumes and scheduling times. In the next
phase in cooperation with NRS, we will develop a discrete
cross-dock simulation model and find the best optimization
methods. Finally, we will try to incorporate what we
have learned into a set of suggested optimization procedures. |
 |
How ExtendSim will be utilized
in this project. |
| |
To fulfill the project
objectives, we will develop a discrete event simulation
model of the whole cross-dock process, including
truck arrivals and departures, unloading, manual
movement in building A and forklift movement in Building
B. Input may include actual daily NRS data. Given
the multipurpose nature of ExtendSim OR, and its
ability to handle several problems, we expect to
be able to test various concepts and results from
cross-dock optimization models. We also think that
the animation function provided in ExtendSim will
be very helpful to us in visualizing the cross-dock
operations under different scenarios. |
 |
Project uniqueness |
| |
Based on our review of the
literature concerning cross dock modeling and optimization,
the idea of using a GQ3AP-type model considering
both truck scheduling and the flow of goods in the
cross-dock (forklift trips) turned out to be unique.
No prior writing suggested such an approach and we
propose to apply it in an actual industrial environment. |
 |
Why the interest in the indicated
subject? |
| |
I am working on this project
as my independent study course at the University of
Pennsylvania. The subject covered in this course is
the mathematical optimization of cross-docking operations.
My contribution to the subject will be the evaluation
of such mathematical models for a realistic application
in the trucking industry. The use of ExtendSim in this
project is essential to my successful completion of
the course requirements. After completing my Master’s
study, I plan to pursue a PhD in a related field. It
is my intention to continue to use ExtendSim in my
future studies as well as throughout my professional
life. |
 |
What will be learned from your
research? |
| |
I expect to get a good understanding
of cross-dock operations and to become expert at
using ExtendSim. By adding time constraints to our
optimization considerations, I would expect to be
instrumental in improving our algorithms for cross-dock
efficiency optimization. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Provide the simulation of current mathematics
optimization solutions and verify the best methods.
Also, using the industry data with real constraints
including timing, simulate the cross dock process and
find out the best solution.
|
|
| Publications |
 |
Course Reports in OPIM 910 course (introduction
to optimization theory): |
| |
Personalized Diet Plans Optimization |
| |
University of Pennsylvania Evacuation Plan Design |
| |
Classroom Scheduling |
 |
Course Reports in STAT 541 course (Statistics
Methods): |
| |
Boston Real Estate Analysis |
 |
Course Reports in STAT 520 course (Applied
Econometrics): |
| |
Salary Weight Analysis by Gender |
 |
Research Assistant on Project at Management
Department of Wharton: |
| |
Entrepreneurship and Strategy |
|
 |
Component Based Modeling and Simulation
of Value Stream Mapping for Lean Production Systems
|
|
| by Mohammed
A. Shararah, Khaled S. El-Kilany, and Aziz E. El-Sayed |
| Final paper presented at... |
Institute of Industrial Engineering
Lean & Six Sigma Conference 2011
In addition to the paper's presentation, Mr. Shararah's modeling of value stream mapping concept was recognized in the conference's keynote speach by Tim Copes, the Vice President of Manufacturing and Quality for Boeing commercial airplanes due to its unique application. |
FAIM
Conference 2010 |
| Completion date |
January 29, 2010 |
 |
| Grant established |
August 6, 2009 |
| Author |
Mohammed A. Shararah |
| University |
Arab Academy for Science and Technology |
| Degree |
Masters |
| Tool used |
ExtendSim Suite |
| Abstract |
Value
Stream Mapping is an important tool in the implementation
of lean manufacturing. It identifies the waste in the
system, paving the way for a successful lean implementation.
VSM is a paper and pencil tool that captures the state
of the system at the state it was drawn. Simulation can
be combined with value stream mapping to give it power
and flexibility in order to dynamically capture the state
of the system. Component-based modeling divides a simulation
model into a number of smaller simulation models each
encapsulated in a component resulting in a set of simulation
building blocks. These blocks can be used for the purpose
of developing value stream maps as they are designed
to be generic, reusable, and appear exactly like the
traditional VSM icons. This paper introduces the Value
Stream Map Simulator using ExtendSim (VSMSx) as a powerful
tool designed to facilitate the implementation of lean
manufacturing by simulating the value stream map. Compared
to traditional value stream mapping, this tool outputs
more quantitative information about the system under
study and various scenarios allowing for better decision
making, thus paving the way for successful lean implementation.
| Download paper |
 |
|
| Original project description |
 |
Brief description of the problem/issues |
| |
Value Stream Mapping (VSM) is originally
a pen and paper tool which is a main tool in lean
manufacturing programs. A current-state of the VSM
must be drawn and various solutions for the future
state as well, in pursuit of perfection to put in
effect the principles of lean. Such a process is
time consuming because it requires redrawing of the
maps and the alteration of inputs, also the recalculation
of the output values for every map which doesn’t
succumb to the lean philosophy, moreover its inability
to detail dynamic behavior of production processes.
Simulation of reusable models would assist to avert
such drawbacks in VSM in order to quantify the gains
during the early planning stages. Connection of the
reusable models to a simulation model facilitates
the demonstration of solutions to easily make managerial
decisions. |
 |
Question that will be answered
by your research. |
| |
Would simulation of reusable models
aid the VSM team to facilitate changes in the maps
(sub-models) and visualize the impact of these alterations
on the outcome of the real system model? |
 |
How research strategy will be
designed to answer these questions. |
| |
 |
Identify and model the different symbols used
by VSM. |
 |
Develop own library for VSM. |
 |
Verify and validate modeled components. |
 |
Draw value stream maps for published case studies. |
 |
Model these maps using the developed library. |
 |
Verify and validate developed model. |
 |
Model real system (already selected and started
developing the VSM). |
 |
Analyze output and improve system. |
 |
Reconfigure developed model to represent the
improved system. |
 |
Visualize the outcome using 3D animation to convey
results. |
|
 |
How ExtendSim will be utilized
in this project. |
| |
After reviewing the tremendous specifications
of the ExtendSim and trying out the demo version,
it was obvious that it’s a powerful program
with vast useful options for my research. I highlighted
below only a few of which I’ll be using in
my work:
 |
The hierarchical decomposition models and save
them in libraries allowing them to be reusable.
The real system model and the VSM models. |
 |
Since ExtendSim is Library based, the blocks
built can be saved in libraries and easily reused
in other models (maps). |
 |
Develop my own modeling architecture, conventions,
and features. With the ExtendSim I will create
my custom set of blocks with unique interfaces,
communication protocols, and behaviors all concerning
the VSM and its unique icons and interactions
together. |
 |
Integrated data linking. Connecting block dialog
data to internal databases. |
 |
3D animation of the real model for enhanced
presentation. |
|
 |
Project uniqueness |
| |
Based on my review of literature concerning
the modeling and simulation of Value Stream Maps
(VSM) in lean manufacturing, the idea of reusable
models in the components of the VSM and connecting
them to a real system model turned out to be unique
in a way that no one prior to the writing of these
lines made an application concerning the discussed
topic. |
 |
Why the interest in the indicated
subject? |
| |
Lean manufacturing is booming and for
the next decade or so, many manufacturing firms would
turn towards lean production for its benefits in cost
savings. Such a research, correctly undertaken would
have a highly convincing effect on managers to take
a decision in such a huge investment by allowing them
to visualize their production lines before implementation.
Such a challenging research gives me motivation to
combine VSM with simulation to increase the persuasion
for decision makers to implement lean when they visualize
the effects and benefits it has upon the firm. |
 |
What will be learned from your
research? |
| |
Undertaking such a research would give
me wide knowledge of lean systems and the adequate
use of its tools for implementation decisions. By learning
how to value stream map processes, which is considered
the most important tool in lean as it identifies where
wastes exist; using component based modeling and simulation
on production lines would allow me to grasp more of
such a powerful tool when combining it with the VSM. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Modeling and simulation of value stream
maps for lean production systems using the component
based approach. |
|
 |
Essays on Efficiency in Service
Operations:
Applications in Health Care |
| by John B. Norris, Suresh Chand,
Herbert Moskowitz, Steve Shade |
| Completion date |
December 2007 |
| Grant established |
July 2, 2007 |
 |
| Author |
John
Norris |
| University |
Purdue
University |
| Degree |
PhD in Management, Quantitative
Methods |
| Tool used for project |
ExtendSim OR + Stat::Fit (from
Geer Mountain Software) |
| Abstract |
Partnering with Indiana University
Medical Group (IUMG), the author focused on outpatient
care:
 |
Address the issue of missed appointments |
 |
Analyze variability in patient flow |
 |
Analyze performance of phone system |
...to analyze and improve patient flow at an outpatient
clinic of the Indiana University Medical Group. Queuing
concepts were used to uncover sources of variability
and to generate ideas to improve clinic operations that
would mitigate the undesirable effect of variability.
A process map, that matched the process at the clinic,
was developed and validated. Data on task times was collected
by observing the process with stopwatch or from historical
records. A simulation model corresponding to the process
map was developed, and the output was validated. Several
ideas to modify clinic operations were tested on the
validated simulation model. The overall result was an
improvement in both the mean and the standard deviation
of patient wait time, as well as higher utilization of
physicians’ time. The clinic has implemented several
of their recommendations and experienced improvements
consistent with model predictions.
| Download final presentation |
 |
|
| Original project description and updates |
Purdue University has partnered
with an outpatient medical facility operating 20 clinics.
Their first project involves testing changes in the registration
process at a primary care facility. Process flow maps
have been developed to document current processes. They
are modeling how reducing variability and excessive waiting
early in the visit reduces variability and waiting throughout
the patient visit. Their second project specifically
addresses the routing and staffing of phone calls at
the same clinics. Purchased call management software
provides best practices for call routing. Research is
focused on the cost benefit trade off of staffing levels
and providing recommendations for improving the routing
of phone calls.
February
1, 2008 - Unfortunately my funding as a PhD
student ran out at the time I received the Extend research
grant. My professors accepted my work to date for my
dissertation and I defended in August of 2007. Results
of the project, a manuscript which is under review
at IIE transactions, is confidential until it is approved
for publication.
Thank you for the assistance throughout the program. |
 |
The Financial Consequences of Lost Demand and Reducing Boarding in Hospital Emergency Departments
|
|
| by Bob Batt |
| |
"The optimal strategies tested resulted in an estimated $2.7 million and $3.6 in net revenue per year, depending on whether left without being seen patients were assumed to be outpatients or mirrored ambulatory admission rates, respectively".... |
| Completion date |
April 25, 2011 |
 |
| Grant established |
July 20, 2010 |
| Author |
Bob Batt
|
| University |
Wharton School
University of Pennsylvania |
| Project |
PhD |
| Department |
Operations Management |
| Tool used |
ExtendSim AT |
| Notes at project completion |
April 26, 2011 -- Results of Mr. Batt's project has been published in the Annals of Emergency Medicine. The American College of Emergency Physicians thought the findings were so significant that they issued a press release about the paper. The main find was that reducing emergency department boarding by one hour could generate approximately $2.7M per year if dynamic admitting policies are used to control elective patient arrivals. This is a novel finding in that no previous work has put together the revenue gains from the ED of reducing boarding with the potential revenue reductions from reducing elective patients. Mr. Batt presented this paper at the Production & Operations Management Society conference in Reno, Nevada on April 29, 2011. |
| Abstract |

This project explores the operational ramifications of crowding in hospital emergency departments. A common indicator of crowding is patients “boarding” in the emergency department while awaiting transfer to an inpatient bed in the hospital. Boarding is a controversial topic in the medical community because it has been suggested that it is a way to tacitly prioritize high-dollar elective patients over lower-value emergency patients. However, the financial impact of boarding is not obvious since boarding creates congestion in the emergency department leading to higher levels of lost demand from patients leaving without treatment and ambulances being diverted. We use discrete event simulation to model a hospital under various boarding regimes and patient prioritization schemes. We find that reducing boarding can be not only operationally efficient but also financially beneficial for the hospital.
| Access paper's abstract * |
 |
| Download model of ED Boarding |
 |
| Download model of the whole hospital |
 |
* The American College of Emergency Physicians holds the copyright to this paper. It is only available through the Annals of Emergency Medicine. |
| Original project description |
|
 |
Higher education management in relation to process organization theory |
Completed November 21, 2011 |
| by Maja Cukusic |
| Higher education management in relation to process organization theory |
| Completion Date |
November 21, 2011 |
 |
| Grant established |
March 24, 2011 |
| Author |
Maja Cukusic |
| University |
University of Split |
| Project |
PhD |
| Department |
Business Informatics |
| Tool used |
ExtendSim OR |
|
URL |
Link to my PhD research website (in Croatian): http://www.efst.hr/~mcukusic/uspjesnost/ |
| Abstract |
The research model that preceded the simulation explored the correlation between ICT support of educational processes and their outcomes. In order to test the impact of ICT support a sub-process was chosen: extensive self-evaluation quizzes delivered via e-learning system were designed, implemented and monitored within a first-year university course. The results were controlled and measured with regards to students’ outcomes achieved during the previous and current academic year in several courses (horizontal and vertical control of the results). Given the correlations between variables that characterize support of the educational process and outcomes on tests and exams, ICT support of the educational process has a positive effect as expressed in terms of relevant performance indicators.
A simulation model was developed which allows extrapolation of the impact on key performance indicators (i.e. drop-out rate and study completion time) for the whole institution enabling analysis of potential opportunities. The model adheres to study regulations of the Faculty of Economics (University of Split) and simulates outcomes for a generation of undergraduate students. Simulated results were compared with the actual data from the information system to verify the correctness of the model.
Not all course environments allow implementation of self-evaluation quizzes that result in slightly better exam pass-rate (roughly about 3%). Consequently, the simulation experiment investigates the process change for only half of the courses and only for the largest group of students (60%). As a result, the percentage of students who drop out from their studies could be significantly lower, 36% compared to 45.67% in real-life. For the entire system, this relatively small per-course improvement in exam results has a strong overall effect.
| Download complete report (in Croatian) |
 |
| Download results report (in English) |
 |
Download model files
|
 |
|
 |
| Original project description |
 |
Brief description of the analysis |
| |
The overall problem of the study can be viewed through the prism of three issues:
 |
process orientation of higher education institutions, i.e. the establishment of process organization and modeling of key business processes (primarily education-oriented and related supporting processes). |
 |
agreement on key determinants and performance indicators of higher education institutions as non-profit organizations with regard to different stakeholder. |
 |
optimal organization and monitoring of key performance indicators of primarily educational processes. |
Accordingly, it is necessary to first define key business processes of higher education institutions and explore ways in which one can measure their success. Upon deciding on strategic determinants and performance indicators it is possible to improve processes so as to produce better results and achieve improved institutional performance indicators. |
 |
Questions that will be answered
by the research |
| |
Research design follows the three presented areas and aims to:
|
 |
How research strategy will be
designed to answer these questions. |
| |
The first part of the research already identified the possible and the most important determinants that affect the performance of key processes and institutions of higher education in general. Based on the available research on the effectiveness of higher education a list of possible determinants and performance indicators was generated and then empirically verified through a survey. Over 600 teachers from higher education institutions in Croatia responded.
The second part of the research started from process orientation theory and resulted with a high level process model of a higher education institution. Key business processes of HEIs were identified and relevant determinants and performance indicators that could be optimized were selected.
The third part of the research builds on the results of the previous two parts. A simulation model that allows optimization of key performance indicators is planned to be created. The model will be built based on data from a real life experiment conducted during last three years within the curriculum of one course. It is expected that the simulation experiment will prove a positive impact of process changes (both ICT- and methodologically- related) on the success of educational processes. Also, the model of selected parts of the educational process will enable studying the effects of process change and generalization of findings to the entire educational process. |
 |
How ExtendSim will be utilized
in this project. |
| |
ExtendSim would be used as a tool for process simulation of education related processes. |
 |
Project uniqueness |
| |
Higher education management in relation to process organization theory is very suitable for scientific research, theoretically and practically applicable, and up to date. |
 |
Why the interest in the indicated
subject? |
| |
As a person working in a higher education institution, but also lecturing about process management, I find both of these fields very interesting. |
 |
What will be learned from your
research? |
| |
|
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
|
|
| Publications |
Selected Publications:
(for the entire list, please go to http://bib.irb.hr/lista-radova?autor=300571)
 |
Granic, Andrina; Cukusic, Maja; Tzanavari, Aimilia; Papadopoulos, George A. Employing Innovative Learning Strategies Using an E-Learning Platform. Adult Learning in the Digital Age: Perspectives on Online Technologies and Outcomes ; Kidd, Terry T., Keengwe, Jared (ed.); Hershey, PA, USA: Information Science Reference. (2010) |
 |
?ukuši?, Maja; Alfirevi?, Nikša; Grani?, Andrina; Gara?a, eljko. e-Learning process management and the e-learning performance: Results of a European empirical study. Computers & education. (2010) |
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Jadri?, Mario; Gara?a, eljko; ?ukuši?, Maja. Student Dropout Analysis with Application of Data Mining Methods. Management : journal of contemporary management issues. (2010) |
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Grani?, Andrina; Mifsud, Charles; ?ukuši?, Maja. Design, Implementation and Validation of a Europe-wide Pedagogical Framework for e-Learning. Computers & education. (2009) |
|
 |
Investigating the Effectiveness of
Implementing Radio Frequency Identification Technology for Products Tracking in Job Shop Production
|
|
| by Aly Mohamed Owida |
| |
"RFID system selection decision is a multi-criteria decision making
problem having strategic importance to companies".... |
| Completion date |
May 17, 2011 |
 |
| Grant established |
June 25, 2010 |
| Author |
Aly Owida
|
| University |
Arab Academy for Science and Technology and Maritime Transport (AASTMTT) |
| Project |
Master of Science |
| Department |
Industrial and Management Engineering |
| Tool used |
ExtendSim OR |
| Abstract |
Radio frequency identification (RFID) technology has significant impact on product tracking and identification in manufacturing systems. Most of the business cases that implement RFID technology in their operations have reduced operating costs,
such as labor and inventory. Also, RFID technology minimizes operating errors that affect efficiency of operations appearing in some key performance indicators such as cycle time, work in process, and resource utilization. In addition, several benefits such as improved item monitoring, shorter lead times, higher customer satisfaction, and better inventory control can be achieved by introducing RFID technology in different phases of production. In particular, recent developments in RFID technology and other supporting technologies have created opportunities for real-time traceability and better visibility of shop floor operations.
This paper investigates the effectiveness of the iintroduction of RFID technology in tracking and identification processes for product flow on the shop floor of a job shop manufacturing facility that produces a large number of customized furniture products in order to improve product tracking and identification. The former identification system depended on metal tags which would be replaced by radio frequency tags. Simulation was used to assess the impact of introducing the RFID technology on a number of performance measures to that manufacturing setting; such as output, throughput, cycle time, work in process, resource utilization, and average waiting time in queues. Analysis and comparison of simulation results for the base and proposed models show that RFID implementation maintains the value of most of the measures while improving the remaining measures. In addition, a cost analysis was conducted to estimate the required investment associated with RFID technology adoption, as compared to that of the current identification system, and whether the firm could return this investment or not. Results of the study shows that RFID technology can improve most of the selected performance measures of the system at the shop floor level with an acceptable cost.
| Download paper |
 |
Download model files
(created in ExtendSim 7 so can be viewed in either 7 or 8) |
 |
|
| Original project description |
 |
Brief description of the problem/issues |
| |
This research is focusing on a real life case study of furniture manufacturing. The manufacturing facility under study produces more than 1,000 products types, uses make to order production policy, and gives the customer a great flexibility in the customization of these products such as different models, sizes, finishing materials, and colors. This makes the flawless manual tracking of these products difficult to achieve. To complicate matters further, each of these products requires several manufacturing operations. It is expected that implementation of radio frequency identification (RFID) tag technology will lead to improvements such as reducing cycle time, cost, and errors at each workstation especially human errors.
The aim of this research is to assess the economical impact of adopting RFID technology in a manufacturing supply chain on its performance.
The objectives of this work are to measure the significance of the improvements that the RFID technology can achieve in the tracking and identification process by switching from manual monitoring to automated monitoring, to evaluate its benefits such as reducing cycle time, cost, and errors at each workstation with respect to the implementation cost, and to determine at which manufacturing stage the RFID technology should be applied. |
 |
Questions that will be answered
by the research |
| |
|
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How research strategy will be
designed to answer these questions. |
| |
|
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How ExtendSim will be utilized
in this project. |
| |
ExtendSim will be used in order to build the simulation model that will represent the actual system, to simulate the system after introducing the RFID technology, and to analyze the performance of the system.
ExtendSim is recommended for this research to make use of its capabilities and features such as:
|
 |
Project uniqueness |
| |
Based on the literature review conducted until now, they are trying to quantify the benefits achieved from implementing the RFID technology. However, most of the papers are purely theoretical and mainly focusing on assessing improvement in product tracking.
This project is applied to real life case study where all the benefits that are actually gained using RFID technology are to be assessed. In addition, optimization using simulation is used to recommend the optimum RFID system configuration.
(This has not been approached before based on the literature reviewed). |
 |
Why the interest in the indicated
subject? |
| |
Personalized products or tailored-made solutions are taking over large shares of the marketplace from mass produced goods and standardized solutions. Therefore, product tracking and identification becomes a very important issue in the manufacturing sector. RFID has become a hot topic in the fields of manufacturing and logistics. It has emerged as part of a new form of inter-organizational system that aims to improve the efficiency of the processes in the supply chain. Furthermore, RFID has been identified as one of the ten greatest contributory technologies of the twenty-first century.
Companies are lined up to use RFID and to employ experts to improve the efficiency of their operations to gain competitive advantages over time. |
 |
What will be learned from your
research? |
| |
I expect to learn optimization using simulation in order to determine the best configuration and the number of stages to be included in the RFID technology solution proposed by this research.
In addition, to determine the significance of the RFID technology on the performance of a shop floor in a manufacturing system and to determine its significance on the supply chain as a whole. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Determining the optimum RFID configuration by applying optimization using simulation approach. |
 |
Project status updates. |
| |
February 24, 2011 -Due to the latest events that occurred in Egypt, Aly’s work was “suspended” for a whole month. In fact we’re all still on a vacation till the 5th of March. Yet, he managed to start resuming his work this week.
Currently, he managed to completely develop two models for the manufacturing facility under study; one without RFID tagging and tracking of products and the other with incorporating RFID technology to monitor and track products on the shop floor. His model includes five different products each with different processing steps (ranging from 22 to 34 steps) and different processing times. Each manufacturing step has its combination of resources required to perform it. He used the ExtendSim Database to control the processing times of the products and used the resource queues and pools (he used over 40 pools) to represent the huge number of labour required to perform these processes. His model is now running and verified. Only one issue remaining, which the statistical distributions that he is using for his processes; some of these still need more attention and others need a fresh set of data to be collected in order to completely validate his model.
Aly also submitted an abstract to the 22nd International Conference on Computer-Aided Production Engineering (CAPE 2011) under the title “Improving Product Tracking and Identification in Manufacturing Systems using RFID Technology”; however, under the new circumstances, we’re still not sure if he is to proceed submitting it to this conference or not.
August 16, 2010 - I am in the stage of data collection and will start building my model within a week. I went to the firm understudy and met the General Manager, Production Manager, Technical Office Manager, and Accounting Manager. |
|
| Other publications |
A. M. Owida, K. S. El-Kilany, and A. E. El-Sayed. 2010. Analytical Hierarchy Process for Selection of RFID System: An Application in Retail Supply Chains. Proceedings of the 19th International Conference on Flexible Automation & Intelligent Manufacturing (FAIM2010). |
 |
Knowledge Management in Call Centers: How Routing
Rules Influence Expertise in the Presence of On-the-Job
Learning
|
|
| by Geoff Ryder |
| |
"Service agents in a call center are assigned to help customers by routing policies that seek
to balance several objectives. Usually, these policies follow myopic rules in order to minimize
the waiting time or maximize the quality experienced by the next customer. However, there is a
secondary effect of the routing assignment: by learning-on-the-job, the development of the agents'
expertise depends on the calls they take.".... |
| Completion date |
March 16, 2011 |
 |
| Grant established |
October 8, 2007 |
| Author |
Geoffrey Ryder
|
| University |
University of California at Santa Cruz |
| Project |
PhD |
| Department |
Operations Research |
| Tool used |
ExtendSim OR |
| Abstract |
In this paper , the effect that routing rules have on agent learning is researched. A nonlinear optimization framework for two kinds of expertise objectives are developed: one that seeks equal
distribution of experience across the workforce (effectively cross-training) and one that aims to
develop specialized expertise by prioritizing the routing of specific customer inquiries to specific
agents. Analytical models of call center operations are inadequate to handle this task, so instead
we turn to discrete-event simulation, and evaluate the effect of routing policies on agent expertise
with a custom simulator developed in the ExtendSim modeling environment. Simulation results describe an efficient frontier in routing policies that depends on the underlying expertise objective
function.
| Download paper |
 |
|
| Original project description |
 |
Brief description of the problem/issues |
| |
For
high-value workforces in service organizations such as
call centers, scheduling rules rely increasingly on queueing
system models to achieve optimal performance. Most of
these models assume a homogeneous population of servers,
or at least a static service capacity per service agent.
In our research we examine the challenge posed by fluctuating
service capacity in service organizations. Our main line
of inquiry involves building operations research models
that can accommodate increasingly precise contemporary
empirical studies of learning effects on the job. In "learning-by-doing," servers
may increase their own service efficiency through experience;
they may also decrease it through absence.
Today, large customer service providers such as call
centers provide training and coaching to agents. But
the benefits of "learning-by-doing" are not
systematically optimized for in those providers' routing
and staffing policies. We seek to quantify the benefits
of learning-aware routing and learning-aware scheduling
policies through discrete event simulation, queueing
system models, and large-scale optimization programs.
In particular, we seek policies that optimize worker
development through "learning-by-doing" on
the job, while at the same time maintaining a high level
of service to customers. |
 |
Project progress updates |
| |
February 24, 2011 - Sorry for the delay. I can follow up with a paper for you by March 15.
March
3, 2010 - Our paper was provisionally accepted
pending editors' requested revisions by a journal,
and we're working on the revisions now. In the meantime
I got a postdoctoral research position at SAP Labs.
So I'm working on that paper with my coauthors in our
free time. Not sure how the copyright rules work out,
but if I can't send you the final copy for publication,
I'll send you a customized version you can post with
newer figures and a more readable text/less jargon.
July
6, 2009 - I graduated in June, and
we're working to get these papers
accepted in research journals. I just taught an undergrad
lecture class of
172 students from March until June. You may download the
submitted below.
February
27, 2009 - Successfully
defended his dissertation in December, 2008. His committee
requested some edits to his thesis, and he is finishing
those up now, and is on schedule to turn in the completed
manuscript at the end of March. Prototype modeling in
ExtendSim has been very helpful to their team.
March
6, 2008 -Download Geoff's latest research and
ongoing Extend model he has been using to generate
results. Once he brings the model up to ExtendSim OR
7, he will be writing more object-oriented code inside
equation blocks.
 |
Download submitted paper completed June of 2009 (7.4
MB): Routing to Develop
Expertise in Customer Contact
Centers --
A dissertation submitted in partial satisfaction
of the
requirements for the degree of
Doctor of Philosophy
in
Computer Engineering
by
Geoffrey S. Ryder |
 |
Download in-progress report from March of 2008 (1.12
MB): Research Report:
Knowledge Management in Call Centers—How Routing Rules Influence
Expertise and Service Quality by Geoff Ryder |
 |
Download Extend OR 6 model files (604
KB). You may view these models in ExtendSim
or download the ExtendSim
Demo. |
|
 |
Other publications |
| |
Ryder, G. "Managing
Changing Service Capacity Based on Agent Performance
Data." INFORMS Annual Meeting, Service Industry
III Session, Nov. 7, 2007.
Ryder, G. "How Learning and Forgetting Affect
the Optimal Work Policy." INFORMS Annual Meeting,
Management of Complex Service Systems Session, Nov. 4,
2007.
Ryder, G. and Ross, K. "Optimal Service Rules
in the Presence of Learning and Forgetting." Sixteenth
Annual Frontiers in Service Conference, San Francisco.
October 4, 2007
"Optimal service policies under learning effects," International
Journal of Services and Operations Management, Issue
6, Vol. 4, 2008. Accepted paper, to appear.
"Optimal service policies in the presence of learning
and forgetting", by Kevin Ross and Geoff Ryder.
Applied Probability Track, INFORMS Annual Conference,
Pittsburg, PA, 2006.
"A probability collectives approach to weighted
clustering algorithms for ad hoc networks," by Geoff
Ryder and Kevin Ross. IASTED CCN Conference, Marina Del
Rey, CA, October 2005. |
|
 |
Managing Service Systems with
an Offline Waiting Option and Customer Abandonment |
| by Vasiliki Kostami, Sriram
Dasu, and Amy R. Ward |
| Published |
December 19, 2008
Manufacturing
& Service Operations Management |
| Grant established |
November 21, 2006 |
 |
| Author |
Vasiliki
Kostami |
| University |
University
of Southern California |
| Degree |
PhD in Operations Management |
| Tool used for project |
Extend OR |
| Abstract |
Many service providers offer
customers the choice of either waiting in a line, or
going offline and returning at a dynamically determined
future time. The best known example is the FASTPASS® system
at Disneyland. To operate such a system, the service
provider must first make an up front decision on how to
allocate service capacity between the two lines. Then,
during system operation, he must dynamically provide
estimates of the waiting times at both lines to each
arriving customer. The estimation of offline waiting times
is complicated by the fact that some offline customers
do not return for service at their appointed time.
Managing
Service Systems with an Offline Waiting Option and Customer
Abandonment shows that when demand is large and
service is fast, for any fixed capacity allocation
decision, the two-dimensional process tracking the
number of customers waiting inline and offline collapses
to one dimension, and characterize the one-dimensional
limit process as a reflected diffusion with linear
drift. Next, we use the one-dimensional limit process
to develop approximations for the steady-state distribution
of the number of customers waiting inline and offline,
the steady-state probability of abandonment from the
offline queue, and to dynamically estimate inline and
offline waits for each arriving customer. We conclude
by considering a cost model, and optimize the up front
capacity allocation decision.
| Download complete report |
 |
|
| Original project description and updates |
November
21, 2006 - In an effort to improve the customer
experience in service systems, we study a queueing
system in which some customers immediately join the
queue and some return at a later time for immediate
service. We develop methodology to estimate real-time
delays and return times at which immediate service
can be guaranteed. One factor complicating the estimation
procedure is that some customers promised immediate
service will not return. We will use ExtendSim to build
a simulation study verifying the accuracy of the proposed
approximations.
The
development of such methodology has applications for
customer contact centers and hospital emergency rooms.
In the customer contact center setting, callers may be
given the option between immediate service and postponed
service. In the hospital emergency room setting, patients
in critical condition should receive immediate service,
but patients in non-critical condition can be given an
accurate “appointment” time later that day.
ExtendSim’s rich discrete event simulation tool
set will help us to refine our methodology for these
applications contexts.
February 21, 2007 -
We studied a queueing system in which customers have
the choice to either join the queue immediately or to
come back later. At a first step, the simulation we built
works under the assumption that the waiting costs for
the customers are equal for both lines and depend only
on the ratio of service rate between the two queues.
We run the simulation for possible values of this ratio
and for different probabilities of abandonment of the
offline queue (the abandonment time was assumed to be
Exp(gamma)). We collected the results for the mean queue
length of the two lines, the probability of abandonment
and the queue ratio for the n-th system in a 95% confidence
found after running the simulation enough times to generate
over 1,000,000 arrivals. The results then were compared
with our approximations that were proved to be quite
accurate. (Click on the
table to download the complete Excel table.)
As a next step, we are thinking of making our model
more complicated by removing the assumption of equal
waiting costs and by adding another similar queue. This
model will be applicable in circumstances like entertainment
parks were customers want to enjoy two rides and have
to choose whether they will join the standard queues
or they will take a fast pass to come back later.
June 2, 2007 -
Unfortunately, the last quarter we didn't make any progress
in our ExtendSim model because we were working on the
mathematical background of the model trying to prove
the computational results. We are currently working on
an extension of the model; we study a queueing system
in which customers have the choice to either join the
queue immediately or to come back later, but now we allow
the abandonment times to be generally distributed. We
will soon have the ExtendSim model for this generalization
and the simulation results.
August 26, 2007 -
This quarter we worked on a generalized version of our
model. More specifically, we worked on a single-server
queueing model in which customers may choose between
waiting for service in real-time, and returning for service
at a dynamically specified future time point. Customers
waiting for the delayed service option may not return
for service. Customers arrive at the system at a rate
lambda and are served with rate mu and their service
follows a generalized processor sharing discipline. More
details on the model can be found in "A
Single-Server Queue with a Delayed Service
Option and Exponential Abandonment Times".
Now we are working with the simulation model to look
at the accuracy of the approximations by the convergence
results suggested in Theorems 1-3 of the paper.
February 6, 2008 -
Paper submitted in the Fall of 2007 and is being revised.
A minor change was made to the model so are currently
rerunning some of the simulations based on the new model.
Results will be incorporated in the new version of the
paper. |
| Other publications |
Amy A Ward, Peter W. Glynn, "A
Diffusion Approximation for a GI/GI/1 Queue with Balking
or Reneging". |
 |
Multiobjective Design of Work-In-Process
Buffer for Scheduling Repetitive Building Projects |
| by Vicente González,
L.F. Alarcón, and K. Molenaar |
| Published |
July 18, 2008
Automation in Construction
|
| Grant established |
April 18, 2005 |
 |
| Author |
Vicente
González |
| University |
Pontificia
Universidad de Católica de Chile |
| Degree |
PhD in Construction |
| Abstract |
Variability
in production is one of the largest factors that negatively
impacts construction project performance. A common construction
practice to protect production systems from variability
is the use of buffers (Bf). Construction practitioners
and researchers have proposed buffering approaches for
different production situations, but these approaches
have faced practical limitations in their application.
In Multiobjective
Design of Work-In-Process Buffer for Scheduling Repetitive
Building Projects, a multiobjective analytic model
(MAM) is proposed to develop a graphical solution for
the design of Work-In-Process (WIP) Bf in order to
overcome these practical limitations to Bf application,
being demonstrated through the scheduling of repetitive
building projects. Multiobjective analytic modeling
is based on Simulation–Optimization (SO) modeling
and Pareto Fronts concepts. Simulation–Optimization
framework uses Evolutionary Strategies (ES) as the
optimization search approach, which allows for the
design of optimum WIP Bf sizes by optimizing different
project objectives (e.g., project cost, time and productivity).
The framework is tested and validated on two repetitive
building projects. The SO framework is then generalized
through Pareto Front concepts, allowing for the development
of the MAM as nomographs for practical use. The application
advantages of the MAM are shown through a project scheduling
example. Results demonstrate project performance improvements
and a more efficient and practical design of WIP Bf.
Additionally, production strategies based on WIP Bf
and lean production principles in construction are
discussed.
| |
Download final
report (664 KB): "Work-In-Process Buffer Design
Methodology for Scheduling Repetitive Building
Projects" by Vicente González and Luis
F. Alarcón |
 |
| |
Download Extend OR 6 model files (5.7
MB)
You may view these models in ExtendSim
or download the ExtendSim
Demo. |
 |
|
| Original project description and updates |
April
18, 2005 - "The specific topic related
to my PhD Research is buffer management in repetitive
building projects. Like buffer I have been using work
in process between dependent activities or production
processes in building projects. The use of discrete
simulation and the process interaction strategy is
fundamental in my research to model the effect of different
buffer sizes in the variability of production processes
and the performance of projects construction (schedule
and budget).For this reason, I have been working with
ExtendSim and its powerful capacities to understand
the effect of the buffers and to develop heuristic
and analytic expressions at different levels of construction
projects development to the decision making process."
February 16, 2006 – "During
February, I'll be preparing an ISI paper and another
one for a specific conference (International
Group for Lean Construction, XIV Conference, Santiago,
Chile, 2006)....so, I expect to finish these papers at
the end of February or at the beginning of March, but
these versions will be draft papers..the definitive paper
should be ready in May or June..."
July 5, 2006 – Presented
paper about WIP
Buffer Design and Management at the 14th International
Conference for Lean Construction, Santiago, Chile, July
2006.
December 29, 2006 - "My
research is finishing. Next July (2007) I'll have my
final exam about my research with the international advisors.
About my models, I have developed a generic simulation
modeling approach to size WIP Buffers in repetitive projects.
By using Simulation-Optimization, I can find the optimum
WIP Buffer size that minimizes the project schedule and
maximizes the average productivity. During January and
March I'll use neural networks to model the WIP Buffer
size by using only a few parameters. These parameters
are production rates, variability of cycle times, production
amount, and numbers of processes."
January 27, 2008 -
Research has been completed. It was developed using a
methodology to manage uncertainty in repetitive building
projects using Work-In-Process (WIP) buffers (Bf). The
methodology has three hierarchical levels of application
in production: strategic, tactical, and operational.
At strategic level, a multiobjective analytic model (MAM)
based on concepts of Pareto Front and simulation-optimization
(SO) modeling was built. At the tactical level, SO modeling
is directly used. At the operational level, a statistical
model called Rational Commitment Model (RCM) was applied
(in this level, simulation was not used). The methodology
was applied in real and hypothetical cases demonstrating
improvements in cost and productivity. |
| Other publications |
González, V., Alarcón,
L.F. and Gazmuri, P. (2006). Design
of WIP Buffers in Repetitive Projects: A Case Study.
14th International Conference for Lean Construction,
Santiago, Chile, July 25th – 27th.
González, V. and Alarcón, L.F. (2005).
Design and Management of WIP Buffers in Repetitive Projects
(White Paper).
González, V., Rischmoller, L. and Alarcón,
L.F. (2004). Management of Buffers in Repetitive Projects:
Using Production Management Theory and IT Tools. PhD
Summer School, 12th International Conference for Lean
Construction, Helsinore, Denmark, August 5th – 8
th.
González, V., Rischmoller, L. and Alarcón,
L.F. (2004). Design of Buffers in Repetitive Projects:
Using Production Management Theory and IT Tools. 4th
International Postgraduate Research Conference, University
of Salford, Manchester, U.K., April 1st –2nd.
González, V. y Alarcón, L.F. (2003). Buffer
de Programación: Schedule Buffers: A Complementary
Strategy to Reduce the Variability in the Processes of
Construction, Revista Ingeniería de Construcción
Pontificia Universidad Católica de Chile, Volume
18 . Nº 2, pp 109 - 119, Mayo - Agosto 2003 |
 |
Screen Printing Scheduling Methodology |
|
| by Brandon Wolfe & Kyle Naylor |
| |
"...a framework has been developed for a working simulation model that visually shows how variables effect the process and when we can anticipate them... As the industry continues to
change and everything is going from long runs to short runs the project is a step forward in
making the printing process more efficient and timely..." |
| Completion date |
May 2010 |
 |
| Grant established |
February 18, 2010 |
| Authors |
Brandon Wolfe & Kyle
Naylor
|
| University |
California Polytechnic State University,
San Luis Obispo |
| Degree |
Bachelor of Science |
| Department |
Graphic Communication |
| Paper presented |
A Senior Project
presented to
the Faculty of the Graphic Communication Department
|
| Tool used |
ExtendSim OR |
| Abstract |
As the shift towards offhore business within the screen printing industry increases, American
businesses must find a way to remain competitive. Due to manufacturing costs and regulation it is
impossible for Americans to compete with the low per unit cost of foreign suppliers. By
decreasing the time to market, American businesses will be able to remain competitive and
recover lost business. In order to achieve this, a flexible scheduling model must be developed in
order to increase throughput of a production process. This model serves to account for variables
and variances that occur within the screen printing process, allowing for effective continuation of
production.
| Download paper |
 |
|
| Original project description |
|
 |
Studying the Impact of Uncertainty in Operational Release Planning - An Integrated Method and its Initial Evaluation |
|
| by Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther Ruhe |
| Journal article to be published |
April 2010
Studying the Impact of Uncertainty in Operational Release Planning - An Integrated Method and its Initial Evaluation
Information
and Software Technology, Volume 52 (2010), Issue 4,
pages 446-461
by
Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther Ruhe |
| Final paper to be presented at |
July 8 to 9, 2010 - Paderborn, Germany
Application of Re-estimation in Re-planning of Software
Product Releases
International Conference
on Software Process (ICSP) 2010
Ahmed
Al-Emran, Anas Jadallah, Elham Paikari, Dietmar Pfahl,
Günther Ruh |
| Completion date |
July 2009 |
 |
| Grant established |
May 19, 2008 |
| Author |
Ahmed Al-Emran |
| University |
University of Calgary |
| Degree |
PhD in Software Engineering |
| Department |
Department of Electrical & Computer
Engineering |
| Tool used |
ExtendSim AT |
| Abstract |
Context --
Uncertainty is an unavoidable issue in software engineering
and an important area of investigation. This paper studies
the impact of uncertainty on total duration (i.e., make-span)
for implementing all features in operational release planning.
Objective -- The uncertainty factors under investigation are:
Method -- An integrated method is presented combining Monte-Carlo
simulation (to model uncertainty in the operational release
planning (ORP) process) with process simulation (to model
the ORP process steps and their dependencies as well
as an associated optimization heuristic representing
an organization-specific staffing policy for make-span
minimization). The method allows for evaluating the impact
of uncertainty on make-span. The impact of uncertainty
factors both in isolation and in combination are studied
in three different pessimism levels through comparison
with a baseline plan. Initial evaluation of the method
is done by an explorative case study at Chartwell Technology
Inc. to demonstrate its applicability and its usefulness.
Results -- The impact of
uncertainty on release make-span increases – both
in terms of magnitude and variance – with an increase
of pessimism level as well as with an increase of the
number of uncertainty factors. Among the four uncertainty
factors, we found that the strongest impact stems from
the number of new features arriving during release construction.
We have also demonstrated that for any combination of
uncertainty factors their combined (i.e., simultaneous)
impact is bigger than the addition of their individual
impacts.
Conclusion -- The added
value of the presented method is that managers are able
to study the impact of uncertainty on existing (i.e.,
baseline) operational release plans pro-actively.
Keywords: Operational release planning; Uncertainty;
Impact analysis; Discrete-event simulation; Heuristic
optimization; Explorative case study |
| Original project description |
The planning of releases
is a key factor for the success or failure of incremental
product development. The challenge here is deciding which
features of a product are to be offered in which release
(i.e., strategic planning) and how to carry out the feature
development tasks within in each product release (i.e.,
operational planning). This planning process is extremely
important since a bad release plan may cause late delivery
of high-value features, unsatisfied customers, budget
overrun, and decreased competitiveness. Existing research
in release planning mainly takes place at strategic level.
Thus, the research area is still in need of developing
efficient and effective methods and tools that consider
the operational feasibility of a proposed strategic release
plan. The primary focus is allocating resources to feature
development tasks (e.g., design, implementation, and
test) with a “reasonable” release make-span.
Three research objectives have been defined for the proposed
research project in the area of operational release planning:
| Objective 1 |
Resource-centric planning |
| |
This encompasses the assignment of human and other
resources to development tasks that need to be performed
to implement features to be released in a release
cycle. In addition to work volume consideration,
skill levels of the human resources and dependency
for different type of tasks need to be considered.
The research goal here is not only to resolve scheduling
problem for a set of jobs or tasks, but also to package
features into consecutive releases. |
| Objective 2 |
Re-planning product releases |
| |
Re-planning is the process of reacting on changed
problem, project or organizational conditions such
as alterations in expected personnel availability
and productivity, estimated task work volume, and
degree of task dependency. Research here aims at
answering: when to re-plan, how to re-plan in terms
of features and human resources, and how to change
the originally planned release date. |
| Objective 3 |
Planning and re-planning under trade-off |
| |
The main research question is to qualify the trade-off
decision between “releasing early” and “releasing
with quality”. The challenge here is to determine “sufficiently
good” plan by evaluating alternative release
plans based on planning quality factors such as release
make-span, resource consumption, workload distribution,
critical paths, and specially, plan robustness i.e.,
stability under uncertainty. |
|
| Update |
July
20, 2009 - We have recently submitted a journal
article that studies the impact of uncertainty in operational
release plans. We present a simulation-based method
that considers planning parameters as the primary source
of uncertainty. The method measures the impact of the
planning parameters’ variations on total schedule
time (make-span). More precisely, with our method product
managers can analyze proactively the impact of both
individual and combined variation of planning parameters
using various levels of pessimism. We are going post
the link to the article as soon it is accepted and
published to the submitted journal.
February
26, 2009 - A re-planning method called H2W has
been proposed to answer the "how?", "when?",
and "what?" questions to re-plan of an existing
product release strategy. At each of the re-planning
iterations, H2W either provides a new improved plan
or states that an improvement does not exist. As an
instantiation of this method, an ExtendSim prototype
has been developed as shown. The related research work
has been published in International Conference on Software
Process (ICSP) 2009.
We have further restructured the original research
project during my comprehensive examination. At first,
we thought we will be working on all of the parts in
parallel. However, we revised our strategy and decided
to work on the simulation part exclusively first and
finish it completely. This project will culminate in
two conference papers and one journal article which
we would be happy to share with you upon their acceptance. |
| Publications |
| Journal Articles |
| [J1] |
Ahmed Al-Emran, Dietmar Pfahl, Günther Ruhe: A
Method for Re-Planning of Software Releases using
Discrete-Event Simulation. Accepted in Software
Process Improvement and Practice under special issue “ICSP
2007”. |
| [J2] |
Ahmed Al-Emran, Dietmar Pfahl: Performing
Operational Release Planning, Re-planning and Risk
Analysis using a System Dynamics Simulation Model.
Accepted in Software Process Improvement and Practice
under special issue “PROFES 2007”. |
| [J3] |
Dietmar Pfahl, Ahmed Al-Emran, Günther Ruhe: A
System Dynamics Model for Analyzing the Stability
of Software Release Plans. Published in Software
Process Improvement and Practice 12 (2007) 5, 475-490. |
| [J4] |
Jingzhou Li, Günther Ruhe, Ahmed Al-Emran, Michael
M. Richter: A
Flexible Method for Software Effort Estimation by Analogy.
Empirical Software Engineering 12 (2007) 1, 65-106. |
 |
| Conference Papers |
 |
Anas Jadallah, Ahmed Al-Emran, Mahmoud Moussavi,
Günther Ruhe: The How? When? and What? for the
Process of Re-Planning for Product Releases. Accepted
in International Conference on Software Process (ICSP)
2009. |
| [C1] |
Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther
Ruhe: Simulating
Worst Case Scenarios and Analyzing their Combined Effect
in Operational Release Planning. Accepted in International
Conference on Software Process (ICSP) 2008. |
| [C2] |
Ahmed Al-Emran, Keyvan Khosrovian, Dietmar Pfahl,
Günther Ruhe: Simulation-Based
Uncertainty Analysis for Planning Parameters in Operational
Product Management. Published in Proceedings of
the 10th Int. Conference on Integrated Design and Process
Technology (IDPT) 2007. Antalya, Turkey, June 3-8,
2007, 191-201. |
| [C3] |
Ahmed Al-Emran, Dietmar Pfahl: Operational
Planning, Re-Planning and Risk Analysis for Software
Releases. Published in International Product
Focused Software Development and Process Improvement
(PROFES) Conference 2007 - Proceedings. Berlin-Heidelberg:
Springer-Verlag, 2007, 315–329 (Lecture Notes
in Computer Science 4589). |
| [C4] |
Ahmed Al-Emran, Dietmar Pfahl, Günther Ruhe: DynaReP:
A Discrete Event Simulation Model for Re-Planning
of Software Releases. Published in International
Conference on Software Process (ICSP) 2007 - Proceedings.
Berlin-Heidelberg: Springer-Verlag, 2007, 246-258
(Lecture Notes in Computer Science 4470). |
| [C5] |
Dietmar Pfahl, Ahmed Al-Emran, Günther Ruhe: Simulation-Based
Stability Analysis for Software Release Plans.
Published in International Software Process Workshop
and International Workshop on Software Process Simulation
and Modeling, SPW/ProSim 2006 - Proceedings. Berlin-Heidelberg:
Springer-Verlag, 2006, 262-273 (Lecture Notes in
Computer Science 3966). |
|
 |
Trading and Marketing of Recycled Glass |
|
| by Vera Schmidtmann |
| |
"The trading and marketing of recycled glass is analyzed in this project..." |
| Completion date |
April 8, 2011 |
 |
| Grant established |
December 3, 2010 |
| Author |
Vera Schmidtmann
|
| University |
University of Cologne |
| Degree |
Masters |
| Department |
Operations Research and Decision Support Systems |
| Tool used |
ExtendSim AT |
| Abstract |
In Germany providers of so-called "dual systems" organize the collection and recycling of waste glass under the well-known license symbol "Der Grüne Punkt" ("The Green Dot").
Providers of dual systems coordinate which quantities the glass recycling plants obtain from the locally collected glass and which quantities the glass recycling plants deliver to which glassworks. The companies have to consider the transportation and storage costs. The problem is to determine the optimal distribution of the quantities in the network.
For the implementation of the simulation model, the simulation software ExtendSim AT was selected.
| Download paper |
 |
|
| Original project description |
 |
Brief description of the analysis |
| |
In my project, I observe the trading and marketing of recycled glass. In Germany providers of so-called dual systems organize the collection and recycling of waste glass under the well-known license symbol Der Grune Punkt (The Green Dot). The customers bring their waste glass to bottle banks, where the customers are instructed to separate the waste glass into different containers for colorless, green, and brown/amber glass. The separation is necessary, because the different colors of glass are usually incompatible for further recycling. Vehicles empty the glass containers and deliver the waste glass to glass recycling plants. In the glass recycling plants the waste glass is ridded of heat-resistant glass (like flat glass), the wrong glass color and other contaminations like pieces of metal or ceramic. Furthermore the waste glass is crushed. Afterwards the cullet is delivered to glassworks, where it is remelted and new products are produced.
Providers of dual systems coordinate which quantities the glass recycling plants obtain from the locally collected glass and which quantities the glass recycling plants deliver to which glassworks. The companies have to consider the transportation and storage costs. The problem is to determine the optimal distribution of the quantities in the network. In Germany, dual system providers coordinate a recycling chain comprising a total of 425 districts, up to 30 glass recycling plants and up to 30 glassworks. |
 |
Questions that will be answered
by the research |
| |
The stated planning problem is solved using an optimization method. In my thesis I concentrate on the coordination between the glass recycling plants and the glassworks. I would like to answer the following questions:
 |
What effects arise from certain scenarios, e.g. a glass recycling plant not delivering for a week or a glasswork having no demand for a week, which prevent the optimal solution from being valid? I would like to perform sensitivity analyses for such scenarios. |
 |
How can I visualize the results of the optimization and the sensitivity analysis using a simulation model in order to present the results of the optimization method in an understandable way for the decision makers? |
|
 |
How research strategy will be
designed to answer these questions. |
| |
The simulation model is constructed based on the solution of the optimization.
In the basic model, I will first model the coordination of the transportation quantities between the glass recycling plants and the glassworks with fixed order quantities.
Then I will extend my model in several ways, for instance the glassworks have a fixed order size, but it is not fixed by which glass recycling plant the order will be fulfilled. If a glass recycling plant supplies several glassworks, the glass recycling plant delivers the glasswork associated with the lowest transportation costs. |
 |
How ExtendSim will be utilized
in this project. |
| |
I have already begun to model the simulation problem with another simulation software. However, I realized that this software is not suitable for my problem. Based on the demo version of ExtendSim, I discovered that this software is more flexible and much better for my problem. I intend to develop the simulation models with ExtendSim. |
 |
Project uniqueness |
| |
My project is based on a unique recycling supply chain network which has been established in Germany and is a very complex supply chain network which is coordinated centrally. The recycling problem is already solved by an optimization method. My simulation project serves as a control instance for the optimization. In addition it is more intuitive for the decision makers and it is an easy way to analyze the influence of different variables. Furthermore it is possible to transfer the results to other similar problems. |
 |
Why the interest in the indicated
subject? |
| |
During my studies, I have specialized in the subject area of Supply Chain Management and Decision Support Systems. The recycling problem is a specific supply chain problem, which has not been studied in literature yet. I can combine these two disciplines with my thesis. Furthermore, I would like to become acquainted with a new software during my thesis and to explore the possibilities of this software. |
 |
What will be learned from your
research? |
| |
I expected to learn how I can create a simulation study with the unique steps, which I have to pass through. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Perhaps the decision makers are not able to comprehend the results of the optimization, if the problem is very complex. Therefore optimization and simulation should complement each other. The simulation should present the solution more comprehensible for the decision makers and hence provide decision support. Furthermore with the sensitivity analysis I would like to point out the robustness of the optimization.
The aim of this research is to assess the economical impact of adopting RFID technology in a manufacturing supply chain on its performance.
The objectives of this work are to measure the significance of the improvements that the RFID technology can achieve in the tracking and identification process by switching from manual monitoring to automated monitoring, to evaluate its benefits such as reducing cycle time, cost, and errors at each workstation with respect to the implementation cost, and to determine at which manufacturing stage the RFID technology should be applied. |
|
 |
 |
 |
Aerospace Engineering |
|
| Logistical studies of unmanned
aerial vehicles |
| Name |
Keirin Joyce |
 |
| University |
University of New South Wales |
| Degree |
PhD |
| Department |
Aerospace Engineering |
| Grant established |
March 30, 2009 |
| Scheduled completion date |
December 2011
(Completion date extended due to project scope change and change from full to part time.) |
| Tool |
ExtendSim OR |
URL |
n/a |
| Email |
keirin.joyce@defence.gov.au |
| Project description |
Modelling of discrete operational
events that impact the logistic support ramifications of
unmanned aerial vehicle availability. Logistical studies
of unmanned aerial vehicles (UAVs) are quite immature
at this stage. This is due to the fact that most UAVs
are brought into service under Advanced Technology Concept
Demonstration (ATCD) programs and this method of introduction
into service sees little effort put into precursory logistic
planning - it is usually an after-thought. As such, while
there has been a great deal of modeling of standard
systems engineering logistic support, while Major Joyce
has found none that he can identify in the literature
pertaining to rapidly acquired aircraft, let alone unmanned
aircraft systems. |
| Update |
March
14, 2011 - What a temultuous last twelve months!
My day job (Australian Army) has picked up to full speed and subsequently I negotiated a program amendment with UNSW@ADFA to roll back from full-time to part-time. The university candidature board (last November) has approved my project's continuance and I am now working towards the completion of Phase 1 of my doctorate studies. This being that I have completed the model and will work over coming weeks to validate it against the 2004 RAND Corp research. From here I will update the assumption based 2004 work with 2011 data and then publish my first paper.
March
30, 2010 - The project
has been slightly delayed due to a stolen laptop. The
project will be completed by September of 2010 and a
project update will be posted in May of 2010.
October 2009 -
Continuing to develop model (my work has been quite
slow this month due to work commitments).
I envisage having the first iteration of the model ready
over the Christmas break and will commence validation
of the model at this time.
September 2009 -
Compiling data for use within model.
August 2009 -
Overseas gathering data from a variety of sources
(NASA, RAND, US Air Force, US Army, US Navy and contractors
attending the UV Europe (Wales) and AUVSI North America
(Washington DC) conferences).
July 2009 -
Model development commencing with conceptual analysis
and then beginning to map the ExtendSim blocks into their
required functions.
June
22,
2009 - Unfortunately, progress in my
project (UAV logistic support modelling) has been hampered
over the last three months, but is getting underway.
The plan from here is to develop the model over the next
couple of weeks and then begin the analysis phase.
I will be able to report much more in my progress report
for the next quarter. |
| Publications |
No publications; however, Major Joyce has presented the following technical papers:
 |
AUVS Australia
February 28, 2011 |
| |
TUAV Capability Implementation Team
Army Headquarters, Australia |
 |
AIAC14
March 1, 2011 |
| |
Deconflicting the Unmanned Sky: An Analysis of UAV Deconfliction Data
Australian Army, Australia |
| |
The Australian Army and Unmanned Aircraft: A Short History
Australian Army, Australia |
|
 |
Biofuel Supply Chain |
|
| Examination of the sustainability of the entire wood derived biofuels supply chain |
| Name |
Nana Bortsie-Aryee |
|
| University |
University of Maine |
|
| Degree |
PhD |
|
| Department |
Forest Bioproduct Research Centre, College of Natural Sciences, Forestry and Agriculture, Life Cycle Assessment and Industrial Ecology |
| Grant established |
July 5, 2011 |
 |
| Scheduled completion date |
2013 |
| Tool |
ExtendSim AT |
| Email |
nanabo.aryee@yahoo.com |
| Project description |
 |
Brief description of the analysis |
| |
Wood derived biofuels, which provide evidence of recent innovations in biotechnology, genomics and bioengineering, have contributed to renewed interest in the conversion of cellulosic biomass to valuable fuel and other bio-products. Although the production of this alternative to the conventional form of fossil energy is linked to the ever increasing interest in biofuels, declining stocks of fossil fuels, energy independence, proven environmental benefits, rural economic development as well as the renewability of biomass feedstocks, it has become crucial to conduct an examination of the sustainability of the entire wood derived biofuels supply chain.
|
 |
Questions that will be answered
by the research |
| |
|
 |
How research strategy will be
designed to answer these questions. |
| |
 |
Understanding the nature of and dynamic interactions in the emerging forest bioenergy supply chain (BSC) |
 |
Evaluating forest bioenergy system models in accordance to sustainability criteria. This will mean:
 |
Data collection and database management |
 |
Developing a system model and using it for predicting the potential behavior of forest biofuel supply chains systems (BSC) considering the interrelationships between environmental, economic and social variables across spatial, temporal and organizational scales |
 |
Performing scenario analyses/sensitivity analyses for developing BSC system |
|
 |
Designing and implementing a decision support system (DSS)/toolkit for managers of woody bioenergy systems |
|
 |
How ExtendSim will be utilized
in this project. |
| |
Extensive data collection from existing databases, published literatures, scientific handbooks,
questionnaire surveys as well as compilation of data in database will aid in the evaluation of social-ecological-economic outcomes of alternative scenarios for woody biomass energy systems and ultimately leading to scenario evaluation and visualization through the use of ExtendSim. |
 |
Project uniqueness |
| |
There is a dearth of holistic and integrated approaches to analyzing the sustainability of biofuel supply chains and the better understanding of the overall impacts. Most of the research on biofuels has not been given due attention because of issues of social acceptability and economic feasibility. As such, the interactions between the environmental, social and economic impacts of bio-refinery development must be analyzed in a comprehensive and integrated manner in order to ensure the sustainable development of the bio-industry. |
 |
Why the interest in the indicated
subject? |
| |
The truth in what is being professed on many academic and scientific forums about the sustainable nature of biofuel production along its supply chain. |
 |
What will be learned from your
research? |
| |
|
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Ensure sustainability and increased profitability of US Northeast forest-based industry and other similar forest based economies in the Americas. |
|
 |
Biomass Feedstock |
Updated January 18, 2012 |
| Biomass to Commodity Chemicals (BTCC) system evolution |
| Name |
Ismail Fahmi |
 |
| University |
University of Tulsa |
| Degree |
PhD |
| Department |
Chemical Engineering |
| Grant established |
June 15, 2011 |
| Scheduled completion date |
May 2013 |
| Tool |
ExtendSim AT |
|
URL |
http://cremaschi.ens.utulsa.edu/ |
| Email |
ismail-fahmi@utulsa.edu |
| Project description |
 |
Brief description of the analysis |
| |
Shifting from fossil-based to biomass feedstock in CPI will require substantial amounts of capital and research & development (R&D) investments for the technology development. This research project will develop novel models and computational methods that are capable to predict the impact of the capital and R&D investments decisions (how much to invest, in which technology, and when) on the biomass to commodity chemicals (BTCC) system evolution. Two specific characteristics limiting the use of existing representations and methods for this problem are uncertain decision-dependent endogenous technology evolutions and game theoretic aspects. This research project will develop simulation-based optimization approaches to the investment problem where the perfect information sharing among the CPI agents is assumed. Then, the research will proceed in the investigation of the impact of game-theoretic issues on the investment decisions by developing an agent-based framework embedding the simulation-based optimization approach with the assumption that the perfect information is not available to any of the CPI agents. |
 |
Questions that will be answered
by the research |
| |
|
 |
How research strategy will be
designed to answer these questions. |
| |
Initially, the investigation will be performed on the feasibility of the framework that is drawn based on graph theory with embedded formulation that represents each technology evolution inspired by R&D pipeline management. The next step is to incorporate a simulation-based optimization approach with multiplayer features assuming perfect information sharing among all agents. Finally, the perfect information sharing assumption is going to be replaced by game-theoretic features where each agent would want to maximize its own benefit in advancing the technology. |
 |
How ExtendSim will be utilized
in this project. |
| |
ExtendSim, with its capability to perform random event simulation, is going to be utilized in the simulation-based optimization approach in this project. In this problem, the uncertainties are found in the learning parameters, amounts of demand and available supply of the raw materials, as well as the probability of whether a technology can advance in its evolution or, instead, it will not survive. We will build discrete-event simulations of the system and study the impact of R&D and capital investments on the evolution of the biomass to commodity chemicals technologies. Then, the discrete-event simulations will be coupled with deterministic optimization algorithms to direct the investment search towards lower risk regions. |
 |
Project uniqueness |
| |
This project is unique because the main framework combines the idea of R&D pipeline management to represent the technology evolution and graph theory to represent the material flows of all considered interconnections. In addition, the models embedded to the framework will capture real-world phenomena, which are the cost inflation relationship between non-renewable resource cost and its available supply, and the learning curve relationship that reflects the phenomenon that as the amount of investment, both in capital and R&D that increases as production cost decreases. Last but not least, it needs to be noted that this project is in a spirit of reducing the dependency on fossil-based feedstock by replacing it with the resource that is abundant, renewable, and locally available. |
 |
Why the interest in the indicated
subject? |
| |
I am excited to be immersed in this study because the framework combines several concepts in the field of process systems engineering to build something that is totally new. In addition, the focus of this work, which is shown as a case study in investigating the impact of investment allocation to the BTCC system evolution, has made me more interested since it involves creating more sustainable chemical industry. |
 |
What will be learned from your
research? |
| |
The main aspect that I expect to learn from this research is figuring out how to embed the multi-agents model to the investment decision problem. Another point that triggers my curiosity is figuring out how to incorporate uncertainties, especially to express the phenomenon of technology survival. As a side quest, I want to sharpen my skill in using discrete-event simulation software as a tool in my future career, especially in the field of process systems engineering. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
Although the application of graph theory, R&D pipeline management, learning curve, agent-based framework, and simulation-based optimization approaches are not new in the field of process systems engineering, combining all these aspects into a novel framework that is capable of investigating the impact of investments allocation in capital and R&D on the evolution of shifting from fossil-based to biomass feedstock for the CPI has never been studied before. Further, the proposed research to study the biomass-to-commodity chemicals investment decision problem will lead to advances in representation of technology development and evolution problems, large-scale solution capability of stochastic optimization problems with exogenous and endogenous uncertainties, and fundamental understanding of how game theoretic issues impact new technology development and evolution, particularly for the biomass feedstock system. |
|
| Update |

January 18, 2012 --We automated the simulation-optimization approach for the BTCC investment problem. We designed the framework such that in every time step, we can collect the data and use them for optimization, and then send the optimization result back to ExtendSim simulator. We utilized the Pause block capability of ExtenSim to pause the simulation in each time step. To Start and Resume the simulation, we used Excel VBA as our client. Our current framework was based on continuous-time = simulation and ExtendSim is used to simulate one time step only and mainly everything else is controlled in Excel VBA environment. We will investigate the feasibility of using discrete-event simulation capability of ExtendSim.

September 13, 2011 -- Our research goal is to use a simulation-based optimization (SIMOPT) approach to investigate the impact of the scheduling of investments on capital and research & development on the evolution of shifting chemical process industry from using petroleum-based sources into using biomass feedstock. The optimization framework is drawn from the analogies on graph theory and R&D pipeline management. One of the features in this framework is the incorporation of two-factor learning curve representing the relationship between the unit expansion cost and the cumulative capacity and R&D expenditure. The optimization framework is expressed in a form of mixed-integer nonlinear programming (MINLP) formulation and solved using a software called General Algebraic Modeling System (GAMS).
Our algorithm uses GAMS to perform the optimization and feed the resulting investments schedule to ExtendSim. We are to use ExtendSim to simulate the optimum result with uncertainties in the learning curve elasticities and market demand. The simulation framework that we built in ExtendSim computes the resulting total cost. We also set triggering criteria, which are whether the demand exceeds the realized capacities or whether the realized total cost exceeds the forecasted optimum total cost by a certain level of tolerance. If either of these two events occur, the simulation is halted and pertinent variables are sent back to GAMS such that the problem can be re-optimized for the remaining time periods. This loop between the simulation in ExtendSim and optimization in GAMS is performed until the end of the prescribed time period and this act results in the realization of one simulation timeline.
We will then generate many unique timelines and analyze the resulting optimum investments schedules. The details of our progress during the first three months of this research grant to use ExtendSim are as follows:
| 1 |
We have generated the simulation model that shows the realization of the deterministic optimization result, but with uncertainties in the two-factor learning curve elasticities and the market demand. The inputs to the simulation model are the capacity expansion (X), R&D expenditure (RD), and production (P) scheduling from the optimization solution. We designed the simulation as a continuous model with a time step 1 to simulate the discrete time step. Please note that even though we are going to utilize random variables for learning curve elasticities and market demand, at this point, we still put it as constants because we are still working on writing the automation script. Please refer to file "BTCC_CS1.mox." |
| 2 |
For the simulation model, we have developed a customized structure which has a function to determine the capacity-filling order based on the unit production cost. This function is required since there is a possibility of having a difference between the forecasted and realized demand. The production surplus is taken as the demand reducer for the next time period. Please refer to the structure "Cakra Storage" and "Cakra Storage 2" in our edited library "Value.lix." |
| 3 |
We have also learned how to execute, pause, and stop the simulation from Excel VBA and extract the values of the pertinent variables from the simulation result to Excel spreadsheet. These pertinent variables are the cumulative capacity (CX), cumulative R&D expenditure (CRD), unit expansion cost (CC), unit raw material cost (CR), and product demand (D). We use a pause block and set the simulation to pause each time step and within each pause, values are then extracted. Please refer to file "BTCC_CS1.xlsm." |
| 4 |
We are currently working on establishing a link between the optimization and the simulation environment, focusing on how to summon the optimization software when a trigger event occurs and how to convey the current state of the simulation to the optimization realm. |

|
| Publications |
Fahmi, Ismail and Selen Cremaschi. 2012. "A Prototype Simulation-based Optimization Approach to Model Feedstock Development for Chemical Industry" Proceedings of the 22nd European Symposium on Computer Aided Process Engineering

Fahmi, Ismail and Selen Cremaschi. 2011. "Stage-gate Representation of Feedstock Development for Chemical Process Industry" Foundations of Computer-Aided Process Operations 2012 |
 |
Biostatistics and Physiology |
|
| E-Learning |
| Name |
Carlos Alberto Goncalves |
 |
| University |
University of Ottawa |
| Degree |
PostDoc in Education
and E-Learning |
| Department |
Centre for E-Learning |
| Grant established |
February 9, 2009 |
| Scheduled completion date |
July 2011 |
| Tool |
ExtendSim OR |
URL |
http://www.uottawa.ca/services/tlss/e-learning |
| Email |
carlosgoncalves53@gmail.com |
| Project description |
This research work is part
of collaboration between the University of Brasilia (DF,
Brazil) and the University of Ottawa (ON, Canada). It
aims to improve the quality of teaching materials of
the former university with the know-how of the latter.
The teaching of Physiology - an important segment of
Biology - strongly depends on dynamic simulations and
experimentations. This need is specially augmented in
e-learning environments where the quality of the didactic
material is a factor. Most teachers of Physiology are
unable to produce high-quality simulations because they
are generally non-acquainted with code-based programming.
To deal with this problem, this twofold project intends
to first develop some lessons using block-based programming
tools and, second, in the case of lectures, scientific
papers and presentations in scientific congresses - to
encourage average teachers to use those tools more frequently.
A broad review of the currently available block-based
programming tools pointed to ExtendSim as one of the
most suitable simulation software to meet our purpose.
We plan to build lessons in biology and health sciences
for students of the University of Brasilia. During the
first term of the project, we will produce lessons for
a course entitled "Introduction to Biostatistics".
The point here is to overcome the natural resistance
of those students vis-a-vis biostatistics, by stressing
the use of 2-D simulations. Concurrently, this phase
of the work will allow us to get used to ExtendSim.
During the second term, we intend to develop more complex
3D simulations to support classic physiology lessons.
The point here is to help teachers and students to better
handle the high dynamic and complex features of physiological
systems. |
| Update |
January
4, 2010 - Due to health issues project completion
date extended to July 2011.
July
2,
2009 - Name of the model: Average
estimate
This first simulation aims to help students to better understand
the differences between three popular statistics parameters
used to estimate the average of a sample. The user is initially
stimulated to change the distribution of a sample and to
observe the plot of the new distribution. Then he may assess
the new mean, median, and mode computed by the model. This
simulation is being developed using some ExtendSim blocks
such as sliders (to allow changes in the sample distribution),
equations (to compute the parameters), and plot (to display
the shape of the sample). I suppose that this simulation
should be completed in about three weeks. Therefore, for
the next quarter update, I would present the screen shots
of the model. The development of a new simulation should
be in progress as well.
March
31, 2009 - This is my first update. I've received
my license approximately one month ago and since that
I have been studying the manual, especially on those
subjects concerning data managing and plotting tools.
I am finishing the theoretical design of my first model,
which will show up how parameters like mean and median
change as the user changes the sample distribution. |
| Publications |
VENEZIANO, W. H. ; ROCHA,
A. F. ; GONCALVES, C. A. ; PENA, A. J. ; CARMO, J. C.
do ; NASCIMENTO, F. A. O. ; RAINOLDI, A. . Confounding
factors in water EMG recordings: an approach to a definitive
standard. Medical & Biological Engineering & Computing,
v. 44, p. 348-351, 2006.
GONCALVES, C. A. ; CARDOSO, I. P. ; CARVALHO, T. C ;
FREIRE, V. D. . Action Potential Propagation/Propagate‹o
do Potential de A‹o /(CD-ROM, Simulation Software)/Publisher:
Editorial Universidade de Brasilia, DF, Brazil, 2005.
NOGUEIRA, Edna L’via ; CORREIA, Andressa da Costa
; SILVA, R. A. ; GONCALVES, C. A. ; MOTA, Yomara Lima.
Electromyographic assessment of the effect of age over
paravertebral muscles/O efeito do envelhecimento nos
mœsculos paravertebrais lombares investigado pela
eletromiografia. In: XI Congresso Brasileiro de Biomec‰nica,
2005, Jo‹o Pessoa. Anais do XI Congresso Brasileiro
de Biomec‰nica, 2005. v. I. p. 1-4.
CARDOSO, I. P. ; OLIVEIRA, C. C. S. ; FREIRE, V. D.
; GONCALVES, C. A. . A methodology for building hypermedia
courses in Physiology/Uma metodologia para desenvolver
aulas em formato hiperm’dia para o ensino de fisiologia.
In: FeSBE2004-XIX Reuni‹o da Federa‹o
de Sociedades de Biologia Experimental, 2004, çguas
de Lind—ia, Brazil, 2004.
BRASIL-NETO, J. P. ; GONCALVES, C. A. ; GON‚ALVES,
C. ; LIMA, R. R. F. ; PESSOA, V. F. . Development
of a Computer-Based Method System for Studying Human
Stereopsis:Contribution to the Study of Human Speed
of Detection of Visual Depth. IEEE Computer Society,
v. 1, p. 134-138, 1997. |
 |
Business Information Technology |
|
| Leisure and recreation industry |
| Name |
Michael King |
 |
| University |
Virginia Polytechnic Institute and State
University |
| Degree |
PhD |
| Department |
Business Information Technology |
| Grant established |
April 29, 2009 |
| Scheduled completion date |
December 2011 |
| Tool |
ExtendSim Suite |
URL |
http://www.ssqi.pamplin.vt.edu/about us/index.html |
| Email |
michael.king@vt.edu |
| Project description |
Although there has been extensive research
and simulation conducted within the production and supply
chain domain, in respect to the United States economy,
research and simulation related to the services sector
lags behind. This is somewhat paradoxical, since the
service sector represents over 75% of the United States
labor force and approximately 75% of the United States
Gross Domestic Product. This research project is unique
in that it completely focuses on the services sector,
and more specifically targets the leisure and recreation
industry.
This research and simulation project proposes to model,
in a two phased approach, the service activities associated
with a major ski resort in Utah by utilizing granular
RFID data from the resort’s lift access system.
The resort has many years of experience with RFID lift
access systems, and is a notable industry leader. The
RFID data will support the development of daily skier
visit forecasts, frequency distributions and transition
probabilities associated with the resort’s extensive
lift system.
Phase 1
The first phase of this research project is to create
a discrete event simulation model, of a major ski resort,
to measure and possibly optimize the effects of a set
of decision variables on a specific group of metrics
such as inline and offline queuing, lift capacity upgrades,
and real time queue information. Currently there are
five proposed decision variables each having several
experimental levels. Servicescape constructs and SERVQUAL
measures will be evaluated.
Objective:
The main goal is to make managerial recommendations of
reasonable and appropriate alternatives related to
demand and capacity management of the ski resort. The
simulation will support a business case for capacity
management recommendations. The management will market
any implemented enhancements as competitive advantages
to their customer base.
Phase 2
The second phase of this research project is to construct
an agent based simulation model that replicates the
behavior of several skier personas with as many as
5,000 agents active during one simulated day and then
aggregate the results over a full ski season. An agent
based simulation makes it possible to analyze the relationship
between individual micro behaviors with the aggregate
patterns of many agents that eventually emerges over
a day or ski season. An agent based model is applicable
to skier behavior because “skiers” are
intelligent, act upon their own local information,
have memory, and are goal oriented.
Objective:
Due to this ski resort’s unique ability to passively
gather RFID data on each skier during each day, the resort
has the ability to leverage the data into numerous highly
targeted customer relationship campaigns. The return
on investment on CRM type projects are in general difficult
to quantify, so most ski resorts in North America are
not fully utilizing their available CRM system. This
agent based simulation will support a business case for
additional marketing resources. |
| Update |
April 19, 2011 - I recently returned from my annual data collection trip. I was able to obtain updated inter-arrival time data as well as demand data. I have been unable to obtain demand data during previous trips, but was successful in obtaining 10 years of daily skier day demand data. This data is invaluable with respect to modeling daily demand and thus inter-arrival times for the simulation model. Work continues with refining the queue equation block to better model priority based an entity attributes. Verification and validation is still pending.
November
10, 2010 - Current work includes the addition of a new process shut down logic, variable speed travel logic, through put metrics, average cycle time metrics, sensitivity analysis and a factorial analysis of my decision variables.
One key task that I have completed is correcting a system shut down problem by adding an equation block that reads data from the convey process, with the logic of “if the convey process is empty and it is past system shut down time then shut the system down.” I discovered that I was leaving “skiers” “stranded on the lift after slope closing.” This is done by sending a “1” to the count connector on the Executive.
Future work will focus on refining the queue priority model that I am developing using the queue equation block to model complex priorities. Also, I plan to optimize the model after the model has been verified and validated on site.
July
14, 2010 - After an extensive period of data cleansing and scaling, I have been able to create interarrival schedules for each "process" in my proposed model. These "processes" of course, are the individual ski lifts at the resort. I built a database for the schedules and created a data feed into the model and ran the simulation for one day. I quickly noted that I had a major computer over utilization problem. After some model modifications to reduce CPU utilization, I still have a "hardware" problem. I have several options:
| 1 |
Reduce the complexity of the resort model as a whole |
| 2 |
Reduce the realism of the interarrival schedules |
| 3 |
Obtain a more power computing platform |
Currently, I am requesting a much more powerful computer with 8 GB of RAM for temporary loan from our computing staff.
While I am waiting during summer, I am validating more RFID data and also preparing for a quick trip back to the resort in August to obtain 2009/2010 data.
January
10, 2010 - I have recently returned
from Utah were I was able to obtain complete RFID gate
access data for the year 2008 - 2009. This was a major
research goal accomplishment. The resort is in a growth
phase and it took six months to arrange a meeting. I
briefly met and talked with the president and then worked
with the marketing director for almost a day downloading
detailed data reports on skier days and lift rides. I
will now build out the full resort model and add the
interarrival times for each lift for each day of the
season. The next steps are model verification and full
factorial experimental model design.
August
19, 2009 - Over the last
few months, I have been able to develop custom cumulative
discrete distributions for skier arrival for each ski lift
at the research site. A model for each lift has been created
that includes balking behavior, a random batching process,
entity persona attributes, a specific ride time, and an
unbatching process. The current model has been constructed
in a hierarchical design to force detail to lower levels
of the model.
The next step is to travel to Utah and gather skier
transition data between each lift, so a transition probability
distribution can be created for each lift pair. This
task will be by far the most time consuming and probably
the most interesting, and in the end the most valuable
to creating a valid ski resort discrete event model. |
| Publications |
King, Michael A., Arnette, Andrew N. “Integrating Geographic Information Systems Into Business School Curriculums: An Initial Example.” The Design Science Institute Journal of Innovative Education, The Decision Science Institute, forthcoming September, 2011. 
King, Michael A. “A
Realistic Data Warehouse Project: An Integration of Microsoft
Access® and Microsoft Excel® Advanced Features
and Skills” Journal of Information Technology Education,
The Informing Science Institute, Vol. 8, 2009
King, Michael A. “The
Implementation of DSpace at the Intercontinental Hotels
Group: A Knowledge Management Project Success.” Journal
of Cases on Information Technology, The Idea Group, 10(2).
Conference Papers:
King, Michael A., “A
Strategic Assessment of The Higher Education Industry:
Applying the Porter’s
Five Forces for Industry Analysis.” Proceedings
of the annual Southeast Conference of the Decision Sciences
Institute, Charleston, SC, February 2009.
King, Michael A., Zobel, Christopher. “Applying
the R4 Framework of Resilience: Information Technology
Disaster Risk Management at Northrop Grumman,” Proceedings
of the annual Southeast Conference of the Decision Sciences
Institute, Orlando, FL, February 2008.
Arnette, Andrew N., King, Michael A., “The Business
Value of Geographical Information Systems In Business
School Curriculum.” Proceedings of the annual
Southeast Conference of the Decision Sciences Institute,
Orlando, FL, February 2008.
King, Michael A., et. al. “Information Technology
Project Retrospectives: The Northrop Grumman Sperry Marine
Story.” Proceedings of the annual Southeast Conference
of the Decision Sciences Institute, Savannah, GA, February
2007.
King, Michael A. “The Evaluation and Implementation
of DSpace at the Intercontinental Hotels Group: A Project
Portfolio Management Approach.” INFORMS Annual
Conference, Pittsburg, PA, November 2006.
King, Michael A. “Is the Value of a Ph.D. Always
Negative? A Case Study Comparing Real Option and Stochastic
Discounted Cash Flow Valuation Techniques.” Decision
Science Institute Annual Conference, November 2005.
|

 |
Chemical Engineering |
|
| Design and operation of integrated
sites under uncertainty and disruption |
| Name |
Sebastian Terrazas Moreno |
 |
| University |
Carnegie Mellon University |
| Degree |
PhD |
| Department |
Chemical Engineering |
| Grant established |
April 4, 2009 |
| Scheduled completion date |
May 2011 |
| Tool |
ExtendSim AT |
URL |
n/a |
| Email |
sebastianterrazas@cmu.edu |
| Working title |
Design and operation of integrated
sites under uncertainty and disruption |
| Project description |
The project will be the design
and operation of integrated sites under uncertainty and
disruption.
We will consider both existing and newly
integrated networks of production processes.
 |
For existing networks, we will examine modifications
to either produce new products or increase current
production capacity. |
 |
For new networks, we will examine the overall design
to meet reliability and capacity targets. |
We will consider
three major types of uncertainties:
| 1 |
Uncertainty in the demand of the products and intermediates. |
| 2 |
Uncertainty in the availability of the processes. |
| 3 |
Uncertainty in the supply of raw materials. |
Conceptually this is
a very difficult problem because the uncertainties in
the demands are continuous, typically represented by
probability distribution functions, while the uncertainties
in the availability and supplies are discrete in nature
and correspond to major disruptions. To address this
problem we intend to first investigate a probability
measure that incorporates both the discrete and continuous
uncertainties based on some of our previous work (Straub
and Grossmann, 1990). We also intend to investigate the
use of semi-analytical models for inventories in supply
chains under disruptions (Snyder and Shen, 2006). We
then intend to incorporate these elements in a multiperiod
MILP model for optimizing the design and operation in
the face of the three types of uncertainties. While our
initial goal is to address design problems using somewhat
more simplified models (eg linear mass balances for processes,
neglecting changeovers in multiproduct plants), we intend
to develop in a second phase more detailed models for
operations that can be validated with plant data and
used for day-to-day decision making of operating sites. |
| Update |
February 14, 2011 - As an update this quarter, I would like to upload a manuscript that we are also submitting to a scientific journal for publication. I cannot upload this paper at present since it is undergoing a review process required by Dow before it is released to the public.
I appreciate your patience.
November 16,
2010 - During the last quarter we completed a manuscript that describes the use of discrete rate simulation as part of the strategy to optimally design integrated sites. The release of this manuscript for external publication is being evaluated by Dow Chemical. If the paper is released and positively reviewed, we will be able to share it in future updates.
The basic idea of the manuscript is to use an optimization strategy called two-stage stochastic programming to obtain the optimal design of an integrated site considering random process failures. The technique consists in selecting failure scenarios and determining the integrated design that results in the best average performance over all scenarios. The formulation requires computing probability of occurrence and distribution for residence time for each scenario. In order to obtain this information we use the discrete rate model of the system including all the candidate production units (know as the superstructure in the optimal process synthesis field). More specifically, we run the model for 10 years of simulation time and record all process failures and their corresponding repair times. We use this information to construct the failure scenarios for the two-stage stochastic program. The manuscript includes the verification of the performance of the optimal design by repeated simulation runs, as it has been described in previous updates.
In the following quarter we expect to work on improvements on the manuscript, as well as spend some time discussing the possibility of applying the technique (and thus, discrete rate simulation) to the optimal design of discrete and batch manufacturing processes.
August 13,
2010 - During the last quarter I was doing an internship and I was not able to make any progress on the project.
May
27,
2010 - During the last quarter, we continued working on combining specialized tools for mathematical optimization and discrete rate simulation in ExtendSim for the design of integrated manufacturing sites. In previous updates, we explained how simulations were run after using equation-oriented, mathematical programming software to obtain the optimal configuration of an integrated site. Recall that the model used in the equation-oriented software is an approximation of the model used in ExtendSim. We exploit state-of-the-art optimization technology for initially reducing the search space for the design of integrated sites. The idea of running the simulation after the optimization is to validate and fine-tune the design obtained in the optimization step using an approximate model.
In the past months, we developed an idea to take advantage of ExtendSim in a new way. Namely, we used discrete event modeling tools embedded within the discrete rate model of an integrated site to construct samples of random events. The ExtendSim setup for representing the occurrence of random failures in the processing units of an integrated site was developed at the Dow Chemical Company and it’s summarized below.
Unplanned failures are generated randomly from time-between-failures (TBF) and time-to-repair (TTR) distributions. Each failure mode is represented by a single item. For a unit with multiple trains (and same failure parameters), the item is duplicated so that there is one item per failure mode per train. A Queue Equation block is used to correctly model multiple failures. If a failure is generated when the unit is already down, that failure is held back until the unit is back in operation. If the unit is experiencing a rate cut, then the new failure is allowed to proceed, and the minimum rate of all active failures is used to determine the rate for that unit.
The modeling technique just described was used to generate, for each simulation run, a list of exact times when failures occurred and the time they took to be repaired. This list was used to define failure scenarios in the equation-oriented optimization model. In this way we were able to obtain a closer approximation of the detailed model in ExtendSim and the equation-oriented mathematical programming model that we use for getting an initial design.
We have begun to write a journal paper that will illustrate the way we use ExtendSim as part of our research on integrated site design.
February
2,
2010 - Last quarter I had to prepare for
some conferences and wrote and corrected a research paper
that we are about to submit to a
Chemical Engineering Journal. Hence, I do not have any
significant progress to report to you for the last
quarter.
November
6,
2009 - In our last update we described
how we used discrete rate models to validate the results
obtained in the design optimization step. As a result
of this procedure we obtained Pareto curves of minimum
cost and maximum robustness against uncertainties. In
that update we reported that the results predicted by
the optimization model were in reasonable agreement with
the simulation. However, we considered that the match
between the mixed-integer optimization model and the
discrete rate simulation could be improved. The results
of our efforts during the last quarter show a better
agreement between the mathematical programming model
and the discrete rate simulation. For illustrating our
results we used the following system: an integrated site
made up of 9 plants that serve two external customers
modeled as product sinks. We assume there is a given
demand rate for the two products represented as the maximum
total flow in the discrete event simulation. For confidentiality
reasons we do not provide any more details on the process.
We developed a new mathematical programming model that
corresponds to this integrated sites, with the objective
of maximizing the probability of delivering the products
at the demanded rate consistently. The optimization chooses
the production units, their capacities, and the size
of their storage tanks. One of the key ideas this last
quarter was to make the objective function of this optimization
similar to that of the network flow model embedded in
the discrete rate simulation. The results of the optimal
design predicted by the mixed-integer model are in very
good agreement with the performance obtained by simulating
the design using the discrete rate model.
Another key idea implemented during the last quarter
was to add operational logic to the way that intermediate
storage is managed. The optimal design of the integrated
site installs extra plant capacity to keep the intermediate
storage tanks from emptying. However operating at full
plant capacity all the time disrupts the flow balance
in the network. To avoid this effect, we added a valve
between each plant and its storage tank. The valve allows
the use of the full plant capacity only when the inventory
falls below a set-point. The average inventory predicted
by the mixed-integer optimization model is in very good
agreement with the simulation results and the standard
deviation is in the same order of magnitude.
Next quarter we will work on how to use ExtendSim to
make improvements on the design obtained by mixed-integer
optimization.
August
4, 2009 - The research project “Design and operation
of integrated sites under uncertainty and disruption” represents
a collaborative effort between Carnegie Mellon University
and The Dow Chemical Company. The research problem can
be stated as follows. We are given a set of finished products
for which there is a demand that can be deterministic,
or given by a specified probability distribution. The raw
materials and the intermediate products involved in the
integrated production site are known. The supply of raw
material can also be deterministic, or given by a specified
probability distribution. There are a predetermined number
of steps involved in the transformation of raw materials
to intermediate and finished products. Each of these steps
is carried out by a different plant that can have multiple
production units. Plants are connected through the flow
of intermediate products between them. The network formed
by the plants and their connections represents an integrated
site. The plants in the integrated site are subject to
random failures that result in corrective maintenance.
As a result, plants experience some amount of down time
during which production is decreased or stopped all together.
Since plants are interconnected in the integrated site,
a failure event will propagate downstream or upstream,
forcing some other plants to decrease or stop their production.
If these events are not considered while designing the
integrated site, there is a risk that product demand will
not be consistently met. The objective of this work is
to develop a systematic method to determine the trade-off
between capital investment and process robustness in the
design of an integrated site subject to discrete and continuous
uncertainties. The main design decisions considered are
increases in process capacity, addition of parallel units,
and addition of intermediate storage.
Discrete rate models are frequently used for simulating
the design of integrated sites at Dow. At Carnegie Mellon
we are proposing to leverage these modeling techniques
as a part of an optimization & simulation approach
for the design of such process networks. The optimization
step is performed using rigorous mathematical programming
techniques. However, in order to build an optimization
model of practical size we are forced to make a set of
approximations to the detailed behavior or the integrated
site. Our goal is to use ExtendSim discrete rate modeling
capabilities to correct and improve the initial design
provided by the optimization formulation. For instance,
information provided by the optimization technique, such
as sensitivity around the optimal solution, could be
used to design a set of simulation experiments in ExtendSim.
So far we have used ExtendSim discrete rate simulator
to compare the actual performance of different designs
obtained in the optimization step. As a result of this
procedure we obtain Pareto curves of minimum cost and
maximum robustness against uncertainties. We are working
on developing a systematic procedure for using the full
capabilities of ExtendSim, not only to validate, but
also to correct and improve the optimal design obtained
through the mathematical programming formulation |
| Publications |
n/a |
 |
Civil Engineering |
|
| Buffering strategies in transportation
construction projects |
| Name |
Eric Forcael |
 |
| University |
University of Florida |
| Degree |
PhD |
| Department |
Dept. of Civil & Coastal Engineering |
| Grant established |
April 4, 2009 |
| Scheduled completion date |
August 2010 |
| Tool |
ExtendSim Suite |
URL |
http://www.ce.ufl.edu |
| Email |
eforcael@ufl.edu |
| Working title |
Buffering Strategies
in Transportation Construction Projects |
| Project description |
Uncertainty is an inherent
part of production systems. In construction processes,
production variability emerges as one of the most typical
representations of uncertainty. The negative impacts
of variability over construction processes demands effective
solutions to mitigate its effects on the accomplishment
of projects. One of the tools to deal with variability
in construction processes is the incorporation of buffers,
which can help reducing the negative impacts of variability
on projects. Despite the fact that buffering strategies
have been developed for production environment in construction,
there is no evidence of specific applications of these
strategies to highway projects. Therefore, this study
presents a new approach of buffering strategies applied
to transportation construction projects.
Specifically, this research searches to study and analyze
different types of buffers in order to figure out which
are more relevant in road projects. Then, the buffers,
which were chosen in the first part of this research,
will be modeled with ExtendSim and, subsequently, validated
through a case of study.
Full
details on Mr. Forcael's proposed research
can
be downloaded here |
 |
|
| Publications |
n/a |
| Updates |
March 31, 2010 -This
report consists of a brief explanation about the conceptual
model which is going to be used as basis for the proposed
model. Also, the report includes the proposed model which
is currently being tested.
The Conceptual Model -
The model has been built based on the activities which
are present in a transportation construction project.
A schematic to represent the simulation model used for n linear
sequential activities or processes was developed.
The
Proposed Model -
Based on the previously-mentioned conceptual model, ExtendSim
was used to create a model to represent the most significant
transportation construction activities or processes.
The proposed model has three activities
as an example (the full model includes about eight
activities).
Capacity buffer and material buffer are simply modeled
as queues which store the number of workers, machines
and material available. However, the calculation of WIP
is not directly obtained; therefore, it is necessary
to calculate it using an alternate algorithm.
Preliminary Conclusions -
This current research is now focused on testing the model.
The next step will be to validate the model using three
case studies, which outputs will be including within
the next progress report.
| Download March 31, 2010 progress report |
 |
|
 |
Cross-Docking Operations |
Updated October 18, 2011 |
| Anticipating labor and processing needs of cross-dock operations |
| Name |
Frederick Abiprabowo |
 |
| University |
University of Pennsylvania |
| Degree |
|
| Department |
Operations Research |
| Grant established |
January 14, 2011 |
| Scheduled completion date |
December 21, 2011 |
|
| Tool |
ExtendSim OR |
|
URL |
http://www.seas.upenn.edu |
| Email |
frabi@seas.upenn.edu |
| Working title |
Anticipating Labor and Processing Needs of Cross-dock Operations |
| Project description |
 |
Brief description of the analysis |
| |
Note: This project is a continuation of the CDAP Simulation Model by Zongze Chen Research Grant completed May 13, 2010.
Cross-docking is the concept of moving freight directly from an inbound point to an outbound connection without any warehousing in between. It saves a great deal of inventory holding cost, warehouse storage space, and delivery time if it can be executed well. Currently, most cross docking operations are managed by assigning trucks from inbound suppliers to the same doors every day. It is similar for outbound destinations. Daily variations are handled by changing a few door and truck location assignments. This results in situations where too much material builds up in some locations within the facility, other locations go underused, and inventory gets delayed despite the best efforts of the supervisors and floor workers.
The ExtendSim cross-dock model developed in a previous ExtendSim Grant (CDAP Simulation Model by Zongze Chen) was adequate for simulating trailer arrivals and departures, loading and unloading of freight and movement of freight in the cross-dock. This project requires the additional modeling of the information that would be required to anticipate labor and processing needs by the cross-dock operator.
|
 |
Questions that will be answered
by the research |
| |
How best to design a set of computer programs and human interfaces in order to provide improved service to the less-than-full-load trucking firms that use cross-docks? |
 |
How research strategy will be
designed to answer these questions. |
| |
My strategy is to take measurements and data from the National Retail Systems cross-docking operations in North Bergen, NJ and to incorporate them into the ExtendSim model developed in an earlier ExtendSim grant (CDAP Simulation Model by Zongze Chen). |
 |
How ExtendSim will be utilized
in this project. |
| |
We will augment the existing operational ExtendSim model (CDAP Simulation Model by Zongze Chen) to include information flows and human interfaces. These enhanced ExtendSim models will then be tested against real data provided by National Retail Systems. |
 |
Project uniqueness |
| |
Companies like UPS and FedEx are already doing research work of this nature. Nothing that they do is published. Our research, instead will be available for the entire industry. |
 |
Why the interest in the indicated
subject? |
| |
My personal ambition is to become expert in both the computer sciences and operations management. This will give me entry into positions of responsibility in manufacturing and logistics. |
 |
What will be learned from your
research? |
| |
Simulation is a basic tool in operations management and research. Having the skills to do modeling with a discrete-event tool such as ExtendSim will help me with future graduate studies and in industry after graduation. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
As mentioned above, the average freight moving company does not have sophisticated optimization procedures for reducing costs and shortening delivery time. I want to be involved in providing that knowledge. |
 |
| Updates |
October 18, 2011 -- In this third phase of research, Mr. Abiprabowo spells out step-by-step explanations of the new changes in "Create Truck and Items" H-Block, which now enables the random creation of items according to a set of constraints.
Previously, items were created according to a schedule that had to be manually typed into
ExtendSim. This was not deemed efficient, since for a large amount of data, the process would be very tedious and time-consuming. Moreover, having a pre-determined schedule would not add
to the randomness of the simulation.
| Download October 18, 2011 report |
 |
| View Cross-Dock model |
 |
In phase 3, items are now randomly created. When running the whole cross-dock simulation model a number of times, a wide array of outputs can be observed. These outputs can then serve as one of the measures of how well the cross-dock model performs as a whole.
 July 6, 2011 -- Basic cross-dock operations have been modeled. More
complicated operations will be implemented as the project progresses.
This progress report contains a step-by-step explanation of the current model. Diagrams of each process
are also included for clarity.
| Download July 6, 2011 report |
 |
At the end of this report, Mr. Abiprabowo proposes some ideas for the future model.

March 30, 2011 -- The current model tries to simulate National Retail System's (NRS) "Building A" cross-docking operations in North Bergen, NJ. The size of the current model is 16x8x8, while the actual cross-dock is much bigger. The reason for the smaller size is that we are trying to have it run with the correct operations and smaller runtime first; when all the operations are correctly laid out, enlarging the model is a much less complicated problem. In addition, the model is driven by specific volume and distance matrices. The data contained in the model is artificially generated to test the model and does not represent actual NRS operations.
In words, I will describe the logic and constraints of our current model step by step:
| 1 |
A truck, filled with items which are labeled by destinations and may have different volumes, arrives at the cross-dock. The truck then goes to its designated inbound door. If the said door is currently being used by another truck, then the truck waits until the door is empty |
| 2 |
When the door is empty, the truck proceeds to the door and begins unloading. The unloaded items are then batched into pallets by destinations. Each pallet has a maximum volume that it can carry, so items having the same destination may be batched into more than one pallet and a pallet may carry items less than its maximum capacity. |
| 3 |
The pallets are then moved across the floor to the outbound doors (at NRS's "Building A", each destination only corresponds to an outbound door). Instead of simulating the forklifts like in Zongze's previous model, we decided to simplify the movement into a delay that is calculated from dividing the Manhattan Distance needed to move the pallet by the average speed of the forklift. |
| 4 |
(this part is not fully implemented yet) The pallets arrive at the outbound door and are un-batched into single items. The items are loaded into the trailer that has a maximum volume capacity. When there are enough items so that the trailer has reached its maximum capacity, the trailer leaves the cross-dock and another trailer immediately stands by at the outbound door and is ready to be loaded with items. |
The model keeps track of when the items arrive at any point in the cross-dock. This measurement might be useful for calculating the amount of time needed for an item to go through the process or estimating the amount of resources, such as forklifts or workers, needed to operate in the cross-dock at any given time (with help of an external program). In the future, when priority and due time are introduced, the model can also try to prioritize items using sophisticated considerations in order to minimize the risk of sending late items. |
| Publications |
N/A |
 |
Environmental Science |
|
| Economic contribution of river
flow to the ecological production of certain ecological
products |
| Name |
James Woodward Saunders |
 |
| University |
Rhodes University |
| Degree |
PhD |
| Department |
Department of Environmental Science |
| Grant established |
February 22, 2010 |
| Scheduled completion date |
Grant on hold until early 2012 |
|
| Tool |
ExtendSim CP |
|
URL |
n/a |
| Email |
jim.saunder@pixie.co.za |
| Project title |
n/a |
| Project description |
 |
Brief description of the problem/issues |
| |
This research addresses the combined
areas of ecological science and economics at the
scale of a local ecological system and microeconomics,
respectively. The method to be developed stresses
the imputation of locally created economic value
to elements of the locally defined ecological system
that contribute to production of three ecological
products. The ecological factors generally have no
market value in their own right; however, they do
contribute to the production of an ecological product
that has economic value. Imputation enables the determination
of the economic value of each ecological factor of
production. The economic value of the ecological
products will be determined from the cost of accessing
the products with producer surplus.
|
 |
Questions that will be answered
by the research |
| |
The basic question is to determine the
economic contribution of the Knysna River flow to the
ecological production of certain ecological products.
(In this study the three products in question are:
fish, indigenous forest, and potable water). |
 |
How research strategy will be
designed to answer these questions. |
| |
|
 |
How ExtendSim will be utilized
in this project. |
| |
Current thinking is to use ExtendSim
in the following manner.
|
 |
Project uniqueness |
| |
Literature research indicates this
method of imputing value to non?market ecological
factors of production has not been undertaken. |
 |
Why the interest in the indicated
subject? |
| |
For the last few years I have been involved
in applying environmental impact analysis from the
stand point of balancing the environmental, economic
and social implications of development. The South African
law requires this balance to take place. From an academic
view, I find the interdependent nature of the natural
environment deeply engaging. The economic system is
embedded within the natural system and understanding
the connections between the two systems is today a
critical challenge. |
 |
What will be learned from your
research? |
| |
Among other matters, I would like
this research to provide insights into how aspects
of the ecological system interact in support of itself
and how this system interacts with the economy. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
If the model will accurately predict
catchment production and economic cost to access that
production, it will provide a foundation for continuing,
updateable analysis of production and cost. The system
will be transportable, user friendly and less expensive
than systems available today for environmental management
and impact analysis. |
|
| Updates |
February 23, 2011 - For the last year I have been working on the math related to solving over and under-determined matricies which are reflections of the ecology of the Knysna Catchment.... When I reach a point of acquiring a distinct process which I can demonstrate credibly I will prepare an article for publication in a peer reviewed Journal. A summary of the article will be forwarded to you after it is accepted for publication. |
| Publications |
n/a |
 |
Epidemiology |
|
| Simplifying measurement of maternal death rates in developing countries |
| Name |
William John Rockett |
 |
| University |
Australian National University |
| Degree |
PhD |
| Department |
Epidemiology |
| Grant established |
February 22, 2011 |
| Scheduled completion date |
2016 |
|
| Tool |
ExtendSim AT |
|
URL |
http://nceph.anu.edu.au/Staff_Students/research_students.php |
| Email |
wjrockett@gmail.com |
| Working title |
|
| Project description |
 |
Brief description of the analysis |
| |
Maternal death rates (MMR) in Mindanawon indigenous communities are unknown. It is presumed that the death rates may significantly exceed National rates.
Measuring maternal death rates in developing countries generally is precarious and difficult. Measuring MMR in small populations in the same context appears even more daunting. Estimation methods applied globally are unreliable and expensive to undertake. Perhaps millions of dollars are spent globally in estimating MMR in developing countries.
Maternal death is avoidable yet over 350,000 women die each year during child birth. The vast majority in developing countries.
Health systems' inefficiencies may play a formidable role in this setting. Knowing the extent of the problem may stimulate local government to improve health systems. |
 |
Questions that will be answered
by the research |
| |
My questions are straightforward:
| 1 |
What is the MMR in the Mindanawon communities? |
| 2 |
What are the contributing factors? |
|
 |
How research strategy will be
designed to answer these questions. |
| |
My strategy is based on virtualising small communities into large communities and short timeframes into long time frames to develop a capacity of predictive analysis. |
 |
How ExtendSim will be utilized
in this project. |
| |
| 1 |
I will model the risk factors that contribute to maternal death developing pathways of probability towards maternal death in my virtual communities. |
| 2 |
I will model the health system in place to determine:
| a |
capacity to respond, and |
| b |
actual response to virtualise the effect that health system could have and has on the natural course of maternal pathways. |
|
| 3 |
Finally, I will calculate the MMR. |
|
 |
Project uniqueness |
| |
It has never been done before and may make a significant contribution to health sciences. |
 |
Why the interest in the indicated
subject? |
| |
I have worked in indigenous communities and see the need. This is my life's work. I am also fascinated by simulation and wonder why this is not much more widely used. |
 |
What will be learned from your
research? |
| |
I expect answers to my questions. I expect to learn whether or not simulation can be used to lower the cost of measuring MMR in small communities. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
I think my contribution is to show my colleagues a possible alternate method for measuring MMR and possibly other diseases of low incidence. |
|
| Publications |
(10) Wadhwa L, Mitra S, Rockett J, Donnelly P. Systems analysis of patient flow and theatre utilisation. In: Donnelly P, Wadhwa L, editors. Access to surgery. Brisbane: University of Queensland, 1997: 63-81 |
 |
Healthcare Management |
|
Development of a general methodology for
applying simulation-based decision support for regional healthcare decision making |
| Name |
Marek Lubicz |
 |
| University |
Wroclaw University of Technology |
| Degree |
PostDoc |
| Department |
Healthcare Management |
| Grant established |
March 3, 2011 |
| Scheduled completion date |
May 21, 2012 |
|
| Tool |
ExtendSim AT |
|
URL |
http://www.ioz.pwr.wroc.pl/Pracownicy/Lubicz/ |
| Email |
marek.lubicz@pwr.wroc.pl |
| Working title |
|
| Project description |
 |
Brief description of the analysis |
| |
The Post-doc Habilitation project is concerned with application of operational research and information technology for managerial decision making in the health systems. There are four main research areas:
| i |
state of the art in ORAHS/HealthIT |
| ii |
analysis of regional data bases of the healthcare system in Lower Silesia region of Poland |
| iii |
development of simulation (DES) model of the regional health system |
| iv |
development of decision-support frameworks for supporting regional health management decision making (dynamic and spatial profiles, health needs assessment, regional health priority setting, regional allocation decisions) |
|
 |
Questions that will be answered
by the research |
| |
As described under (ii),(iii),(iv) above. In particular, as far as ExtendSim could be concerned, the questions deal with the horizontal and vertical modeling of a regional health system, understood as a structure containing:
|
 |
How research strategy will be
designed to answer these questions. |
| |
The strategy is partly visible from the outline of (i)-(iv) research areas above. In particular I have collected the references (5000+ including research results of the EURO Working Group and the regional databases (2005-2010). In the Spring 2011, it is planned to finalize bibliometric analysis and develop conceptual model, while around May/June I would like to start working on the simulation modeling. |
 |
How ExtendSim will be utilized
in this project. |
| |
Development of a discrete event simulation model of the regional healthcare system as outlined above. |
 |
Project uniqueness |
| |
There are few research results in modelling and simulation of complex regional healthcare systems (see Brailsford S.C., Lattimer V.A., Tarnaras P., Turnbull J.C. (2004). Emergency and on-demand health care: modelling a large complex system. Journal of the Operational Research Society, 55(1), 34-42).
There are no references in Polish which deal with such general approach for regional modelling. |
 |
Why the interest in the indicated
subject? |
| |
It is closely connected to my membership in the EURO Working Group Operational Research Applied to Health Services I belong to for many years. On the other hand, I have initially planned to use Arena, but after discussions with Dr Zabawa from my Institute I have decided to try modelling with ExtendSim (Dr Zabawa had been recently accepted for ExtendSim Adopter Program, but - as far as I understand - it is not allowed to use the software you sent him for a research program. In fact my habilitation project is fully non-commercial, the results will be published in a monograph I work on as well as in articles or conference presentations. |
 |
What will be learned from your
research? |
| |
In the part of my research project which could involve ExtendSim I would like to investigate how using ExtendSim (in cooperation with Dr Zabawa) would compare with analogous modelling using Arena or Monte Carlo modelling (in cooperation with Mielczarek).
Another further result of the project could be development of a manual for teaching purposes which could be used for my courses for students on Quantitative Approaches for Managerial Decision Making. |
 |
What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
I would like to develop a general methodology of applying simulation-based decision support for regional healthcare decision making. |
|
| Publications |
|
| Update |
August 30, 2011 - Due to organizational reasons and problems with data collection activities the project completion date has been extended to 21 May, 2012. Time schedule for modelling activities had been corrected accordingly, which in particular means that ExtendSim modelling work has been postponed until the last quarter of 2011.

June 2, 2011 - The bibliometric and data collection parts of the project are well under way; the publications are in preparation, in particular for the 37th Annual Conference of the EURO Working Group Operational Research Applied to Health Services (Cardiff University, 24-29 July).
According to the strategic assumptions of the research project, the simulation modelling part of the project had been started in the end of May with technical experiments to investigate requirements and premises for modelling a large regional system (population 3 million objects). |
 |
Information Systems & Management |
|
| Flexible
work cells |
| Name |
Roger P. Case |
 |
| University |
University of Phoenix |
| Degree |
Masters Thesis |
| Department |
Information Systems & Management |
| Grant established |
October 2, 2006 |
| Scheduled completion date |
December 2010 |
| Tool |
ExtendSim Suite |
URL |
http://home.comcast.net/~manufacturingprocessresearch |
| Email |
ManufacturingProcessResearch@comcast.net |
| Project title |
Modeling Multivariates for Manufacturing
Processes |
| Project description |
This research is applicable
to model the difficulties of a high volume
manufacturing environment with research findings focused
on flexible work
cells. This consists of high volume high mix manufacturing
with strict
process and quality requirements meeting international
standards. This
requires modeling production for a mix of over 72 products
from simple to
complex which impact cost and delivery rate. In detail
the multivariates
include configuration of sub-components, products, testing,
training, and
quality processes. Specifically this includes modeling
the processes of:
|
| Updates |
November 4, 2010 - On track for completion of model and results of PCB parallel PCB testing end of 2010.
July
10, 2010 - Continuing development of test model for capacity planning and statistical analysis. Continuing changes in model based on results of PCB parallel PCB testing - completion is still on target for 2010.
March
8, 2010 - Continuing to develop test equipment
model for capacity planning and statistical analysis.
New Changes to the model for implementation of parallel
PCB test are in implementation. The dual test model
is requiring much more effort than originally anticipated,
however completion is targeted for 2010.
July
23, 2009 - Continuing to develop test
equipment model for capacity planning and statistical
analysis. Delays continue with introduction of the new
product line.
February
27, 2009 -
Continuing to create a model for evaluation of test equipment,
which has been delayed with the introduction of new product
line. This will be used to determine factory capacity
planning & statistical analysis for dual product
test system.
February
20, 2008 - Project scope has changed slightly.
Since I cannot use most of my previous employer's information/
process, I now plan to create a model for the multivariate's
of products and process of my new employer. Plan to
incorporate ExtendSim's 3D environment to evaluate
specialized test equipment to determine factory capacity
planning & statistical analysis. One specific case
is our unique new test station concept where a single
operator must use one PC with two LCD displays and
manually operate two test adapters connected on this
dual product test system.
November 15, 2007 -
Continuing to model processes waiting on next Kaizen
event to map external processes of quotation, purchasing,
and engineering.
July 11, 2007 -
Continuing to model manufacturing process based on Value
Stream Mapping effort (Kaizen) to validate and improve
competitive manufacturing methodologies with simulation.
March 29, 2007 -
Research along with work related activities identified
Kaizen for (continuous improvement) using operational
excellence tools such as LEAN Value Stream Mapping to
develop the framework for the ExtendSim simulation model.
The goal is to model all processes for identification
of improvement while eliminating waste and variability.
A Kaizen event was completed to map all internal processes
from receipt of raw materials through delivery for a
specific product and customer (due to time constraints
the external processes of quotation, purchasing, and
engineering were excluded for a separate event). This
LEAN exercise resulted in development of the current
state and desired future state maps that provide the
flow with batch and queue process for the internal simulation
model that is currently under development.
December 29, 2006 -
Research for previous work performed in this field is
being performed using electronic databases to locate
texts, journals, white papers and other publications.
This will be used as a guide to compare, contrast or
expand on the use of modeling to improve and create competitive
manufacturing methodologies with simulation.
The research will help develop the framework for the
simulation models. Working through the User's Guide tutorial
to gain improved knowledge and skill of the ExtendSim
tool. After completion will also review the creation
of blocks as this may be necessary to create the final
manufacturing solution libraries. |
| Publications |
| Mr. Case has experience with these major
projects and publications: |
 |
Small Diameter Bomb, Boeing, 2004-2006. |
 |
Missile & Fire Control Program, Lockheed Martin,
2004-2006. |
 |
Environmental monitoring systems, Sensor Microsystems
Inc., 2003. |
 |
Next generation flight data recorder for Navy as
PI, D3 Phase II, "Digital
Data Download", 2001. |
 |
Helicopter monitor for Navy as PI, H-60 PHM Phase
III, "Wireless Autonomous Prognostic Health Management
System", 1998 - 2001. |
 |
Sentient CN SBIR Phase II, "Sentient Collaborative
Network", 1997 - 2001. |
 |
Various aircraft studies of technology applications
for Navy as PI, ONR STTR Phase II, "Miniature
Distributed Systems Using Advanced Instrument Controllers",
1997 - 2000. |
 |
F2 Associates DOE Program, "Laser Ablation Decontamination
System,'" 1996 - 1998. |
 |
Mobile robotic systems for Sandia National Laboratories
multiple systems and "Robotic All Terrain Lunar
Exploration Robot (RATLER)," 1994-1997. |
 |
"Robotic all-terrain lunar exploration rover
(RATLER)," W. Amai, P. R. Klarer, J. B. Pletta,
J. W. Purvis, R. P. Case, SAND94-1706, Sandia National
Labs Document, December 1994. |
|
 |
Operations Management |
|
| Resource allocation management
for the healthcare industry |
| Name |
Franklin Warren |
 |
| University |
Virginia Tech |
| Degree |
PhD |
| Department |
Business Information Technology |
| Grant established |
September 28, 2009 |
| Scheduled completion date |
August 2011 |
| Tool |
ExtendSim OR |
URL |
http://www.ssqi.pamplin.vt.edu/expertise/index.html |
| Email |
ftwarren@vt.edu |
| Working title |
An Analysis
of Scheduling Policies and Capacity Utilization for Rehabilitative
Health Care Agencies |
| Project description |
 |
Brief description of the problem/issues |
| |
The health care industry in the
United States is currently undergoing a tremendous
state of turmoil. Health care service providers
of all types including doctors, hospitals, urgent
care facilities, therapists, long-term care facilities,
and rehabilitation and vocational training facilities
are being pressured to provide high levels of service
with limited resources and capacity problems. Many
facilities are experiencing high utilization, and
shrinking income and profit margins. No sector
of the industry is immune from the crisis that
the industry is currently experiencing. The economic
conditions; faced by patients, doctors and health
care providers in the United States has stressed
the health care services industry.
To better understand and model resource allocation
problems in the healthcare industry, we will model
the admissions and resource allocation processes
at a comprehensive statewide rehabilitation center.
The center aids individuals with disabilities and
assists them in achieving greater independence
and quality of life. The Center currently has a
backlog of clients requesting admission and anticipates
an overall increase in request for services --
from high school graduates with disabilities entering
the workforce, to wounded soldiers returning to
civilian life. The increased demand for services
and diversity of client needs has created a backlog
in the admissions process and an uneven use of
resources. Previous assessments of capacity for
the center need to be re-evaluated given the changing
mix of clients and client needs.
We propose to
use ExtendSim OR to:
 |
Develop a simulation model of the facilities
processes, including client scheduling, and
suggest and assess revisions to procedures
and key performance measures. |
 |
Review the Center’s patient classification
and flow to improve capacity and utilization
effectiveness. We anticipate testing various
scheduling methods via the simulation model
and assessing their significance with a four-factor
ANOVA. |
|
 |
Question/s that will be answered
by your research. |
| |
 |
How can we improve the scheduling and utilization
of resources by healthcare facilities? |
 |
How do multiple objectives and policy constraints
in a non-profit agency affect the allocation
of resources? |
|
 |
How research strategy will
be designed to answer these questions. |
| |
The initial phase of the project will
involve data collection and acquisition, including
employee interviews and site visits to the rehabilitation
facility. The second phase will involve the design,
development and testing of the facility simulation
model. |
 |
How ExtendSim will be utilized
in this project. |
| |
Due to the multipurpose nature of ExtendSim
OR, it has the capabilities to handle several problems
that arise concerning the rehabilitation center's
ability to schedule patients. The simulation package
will be used to fully model the complex nature of
patient scheduling and resource utilization. |
 |
Project uniqueness |
| |
By assisting the rehabilitation
center with its scheduling and capacity issues,
we will be able to increase the number of clients
that the center is capable of servicing, improving
the quality of life and standard of living for
many individuals living with disabilities in the
Commonwealth of Virginia. We will also gain insight
into the challenges and opportunities of healthcare
resource allocation which will be useful for absorbing
the increased demand for healthcare services anticipated
with the expansion of healthcare coverage in the
U.S. |
 |
Why the interest in the indicated
subject? |
| |
I have been interested in and involved
with the health care industry for the majority of
my life. When you are able to give someone the opportunity
to improve their quality of life and standard of
living it truly gives you a since of pride in helping
others achieve seemingly impossible goals. By developing
models that will allow the rehabilitation center
to improve resource utilization, capacity planning,
and scheduling I will aid the center in increasing
the number of clients that they are able to service. |
 |
What will be learned from your
research? |
| |
I expect to learn new modeling techniques
and methodologies that will assist in the development
and delivery of innovative process scheduling and
capacity utilization in the health care services
sector. |
 |
What specific contribution
would you like to give to the existing current
state of knowledge in your subject area? |
| |
I would like to develop methodologies
that will allow rehabilitation facilities, and other
health care service providers to fully utilize resources
in assisting and servicing clients. |
|
| Publications |
“Determining Capacity
in a Healthcare Organization with Changing Client Mix,” a
presentation for the Decision Sciences Institute 2009
Annual Meeting. |
| Update |
May 9, 2011 - Research continues at the vocational rehabilitation center. Recently the center underwent a major audit, from which changes were made that will have a significant impact on the current model. The changes that were made will have an impact in the services that the center delivers as well as the overall utilization of the centers resources. Like many other facilities that are supported by state and federal dollars the rehabilitation center has experienced a change in resource allocation due to the changes in the economy. As a result of the changing environment within the rehabilitation center, and the changing economy, administrators of the facility would like to utilize the simulation model once updated to reflect the current environment within the center to test additional operational scenarios. With the help of the centers administrators and employees we will continue to utilize ExtendSim OR to assist the center in improving service delivery, and helping their client to achieve a higher quality of life and standard of living.

September 24, 2010 - Research at the rehabilitation center continues to progress as expected. The simulation model was presented during a poster session at the POMS Health Care Mini Conference in Vancouver Canada. Since that time we have further refined the model to show the utilization of resources and capacity limitations within the center. Work continues to further define and evaluate the test factors for the simulation of the center.
The ExtendSim OR package has allowed us to build a model that employees and executives can understand. We will continue to use ExtendSim to complete the project, and as the platform of choice for future simulation research.

March
10, 2010 -Since the
inception of the research grant I have developed the preliminary
model of the rehabilitation center, and converted the model
from the initial platform to ExtendSim OR. This conversion
will allow us to collect additional data from the model,
and can graphically depict the initial data and results.
Together
with members of the rehabilitation center staff, I am
working to refine the model and conclude the initial
phase of the research project by the end of April 2010.
The initial phase includes developing the model of the
facilities processes, including client scheduling, and
revising the key performance measures. Research from
this phase of the project will be presented at the POMS
College of Healthcare Operations Management mini-conference
in Vancouver 2010 Annual Meeting. |
 |
Public Policy Analysis |
|
| Buffering strategies in transportation
construction projects |
| Name |
Omar Chique |
 |
| University |
UNEFA (Armed Forces University, Venezuela) |
| Degree |
|
| Department |
Public Policy & Transportation |
| Grant established |
July 21, 2009 |
| Scheduled completion date |
Grant on hold |
| Tool |
ExtendSim OR |
URL |
http://www.unefa.edu.ve/ |
| Email |
chiqueomar@gmail.com |
| Working title |
National Oil Companies - Design
of a policy framework for the development of local services and manufacturing
industries in the oil and gas industry |
| Project description |
I am a professor at UNEFA University
in Venezuela, at the Department of Post Graduate studies in Public
Policy advising several post graduate students in the development
of a model to analyze public resources allocation.
 |
Brief description of the problem/issues |
| |
National oil companies (NOCs) face multiple challenges
associated with a rapidly changing business marketplace, as well
as challenges related to the development of local content. Plans
developed for the development of local content often compete
with the managerial urgency to complete projects on time to achieve
the desired financial performance. Power point based plans to
develop local content fail frequently, among other reasons, because
of the lack of integration of such plans with the NOCs
supply chain performance, and the lack of understanding of nonlinearities,
delays, and capacity building issues related to the NOCs
operations, priorities, and plans. A system dynamics based simulation
model that links local content development strategy to the NOCs
structure may help the definition of strategies to enhance the
development of local services and manufacturing industries, the
integration of local content in the core business, and consequently,
help increase the impact of local companies on regional development,
which is the ultimate objective of the related public policy. |
 |
Question/s that will be answered by
your research. |
| |
Whether prioritization of capacity building projects
over time, in combination with a clear understanding of the role
of delays in decision making within NOCs, drives the difference
between desired and real local content development, significantly. |
 |
How research strategy will be designed
to answer these questions. |
| |
Having already designed the general structure model
for a NOC (Exploration, Production, Storage, Transportation,
Terminals, Refining, Commerce, Supply, and Finance) and having
identified some of the entry points of local content providers
in the supply chain, I am ready to pursue the development of
a simulation model to accomplish the described task. |
 |
How ExtendSim will be utilized in this
project. |
| |
Having tried other simulation programs
extensively (Powersim, Vensim, I Think), and after having examined
ExtendSim specifications, I find this simulation software appropriate
to tackle the complexity associated with public policy formulation
using simulation engines, which is the combination of the dynamic,
discrete, and agents simulation paradigms, all present in ExtendSim;
last, but not least, the user interface approach managed by ExtendSim
increases the communication between non-technical policy makers
and model designers by using animation. |
 |
Project uniqueness |
| |
Regarding the representation of the structure
of NOCs using system dynamics, I have recently completed
an effort for a major NOC; while on the side of local content
policy, I designed the strategic plan for a NOCs local content
support in 2008. Both efforts have given me an overview of
the pros and cons of different strategies associated with the
subject. I acknowledge, though, the following contributions
as unique in the field:
 |
Dynamic Planning and Control Methodology: Monseo Park
and Feniosky Pena |
 |
Executing major projects through contractors using: Nicholas
McKeena |
 |
Different case studies on local content development strategy
in Europe. |
|
 |
Why the interest in the indicated subject? |
| |
My interest is focused on this subject because
I am a professor at the Public Policy Post Graduate School of
the Armed Forces University in Venezuela, where I teach different
subjects in Public Policy to Master's students. |
 |
What will be learned from your research? |
| |
The identification of policy levers to help improve
the integration of local content companies in the core oil and
gas business related to NOCs. |
 |
What specific contribution would you like to give
to the existing current state of knowledge in your subject area? |
| |
The design of a formal policy framework for the
development of local services and manufacturing industries related
to National Oil Companies. |
Full
details on Mr. Chique's
proposed research can be downloaded
here |
 |
|
| Update |
March 2, 2011 - I apologize for the delay and the inconvenience, I am packaging the model and writing the report
.
November
13,
2009 - Sending the quarterly
update of research results before the end of this month as I am just
wrapping up, checking the model, and writing the paper. I am sure
that you will like it and recognize it as an innovative project using
extendsim. Again thank you so much for your support. |
| Publications |
n/a |
 |
Renewable Energy |
|
| Developing methodology to use renewable energy in a holistic way |
| Name |
Krishna Raghavan |
 |
| University |
University of Prince Edward Island |
| Degree |
Masters |
| Department |
Island Studies |
| Grant established |
January 5, 2011 |
| Scheduled completion date |
August 2011 |
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| Tool |
ExtendSim AT |
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URL |
http://www.upei.ca/islandstudies/ |
| Email |
kraghavan@upei.ca |
| Working title |
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| Project description |
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Brief description of the analysis |
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'Sustainable development' is now widely accepted as a goal for human society. It was first defined by the Brundtland Commission in 1987:
"Sustainable development is development that meets the needs of the present without compromising the ability of future generations to meet their own needs. It contains within it two key concepts:
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the concept of 'needs', in particular the essential needs of the world's poor, to which overriding priority should be given; and |
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the idea of limitations imposed by the state of technology and social organization on the environment's ability to meet present and future needs." (WCED, 1987) |
Energy is absolutely indispensable for development, and the amount required keeps increasing as people desire more and more of the products of modern technology. At present, Small Island States are highly dependent on fossil fuels (coal, natural gas, petroleum products -- diesel, gasoline, propane, kerosene, etc.).
Sustainability of energy sources is difficult to measure. It is often assumed in a qualitative manner that if electricity is generated from a renewable energy source then it must be more sustainable than if fossil fuels were used. However, this is not always true because we have to account for renewability as well as for net energy in order to measure sustainability (Brown and Ulgiati, 1997). Biomass, for example, is one renewable energy resource that is not always more sustainable than fossil fuels. Net energy evaluations show that biomass is, in many cases, not sustainable because the fossil fuels used for growing biomass and converting it to a fuel would give higher net energy if used directly (Frankl and Gamberale, 1998; Giampietro et al, 1997; Ulgiati, 2001).
Another common assumption is that energy sources that release less greenhouse gases such as carbon dioxide are more sustainable than those sources that release more gases. Greenhouse gases are related to environmental concerns about global warming. However, we should not rely only on CO2 emissions to measure sustainability since net energy and other uses of environmental services may be far more destructive and threaten human well being in the long run than the tons of CO2 released. (Brown and Ulgiati, 2002)
When a process demands environmental services, it exerts a 'load' on the environment. While comparing the sustainability of energy sources, it is necessary to use a methodology that takes into account quantitatively all the energy inputs and environmental services that are used.
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Questions that will be answered
by the research |
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The objectives of the proposed research are:
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How research strategy will be
designed to answer these questions. |
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PROPOSED THEORETICAL APPROACH
Since Newton, the core scientific approach to understanding nature has been 'reductionism' which separates the components from their wholeness to simplify the study and to facilitate the interpretation of scientific results. Ecosystems are extremely complex, so it is impossible to know all details and to analyse. Therefore, we cannot understand ecosystems by adding all reductionistic details; we have to use another approach called 'systems ecology' in which the focus is on the properties of entire ecosystems.
The theoretical approach proposed for this research is based on 'holism' which studies systems as a whole because the system properties and the functional patterns of interactions cannot be found by a study of the components separately due to the high complexity and due to the presence of emergent properties.
PROPOSED METHOD AND PROCEDURE
The method proposed is called EMERGY ACCOUNTING or EMERGY SYNTHESIS which integrates major inputs from the human economy and those coming 'free' from the environment to evaluate complex systems. It is an ideal tool to compare different energy generation options in a holistic manner and provides a much-needed decision making tool for policy makers. There are 3 main steps to evaluate a system:
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How ExtendSim will be utilized
in this project. |
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ExtendSim is the best modelling software that can be used to simulate ecological and other complex systems for EMERGY ACCOUNTING. Basic symbols used in emergy systems diagram (Source, Storage, Interaction, etc.)that are used to form increasing complex object oriented blocks like Producer, Consumer, etc. are already available since HT Odum and EC Odum published "Modelling for all Scales - An Introduction to System Simulation" in 2000 with a CD-ROM containing simulation programs using ExtendSim.
This project will use ExtendSim to build more complex object oriented blocks that will model renewable energy systems (biofuels, hydropower, solar energy and windpower) and use "Emergy Accounting" to compare these options for islands. |
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Project uniqueness |
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Generally, energy supply options are compared based on a financial analysis. This project is unique since this is the first time that Renewable Energy technologies (solar, wind, bioenergy, hydropower) are being compared in a very comprehensive and holistic manner that includes a life-cycle analysis and the effects on island ecosystems. |
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Why the interest in the indicated
subject? |
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I have worked on project design and implementation of various Renewable Energy technologies for over 30 years, mostly for remote areas and islands. What I have found missing is a methodology for comparing Renewable Energy options in a holistic way. Therefore, I have selected this area of research for my Master's thesis. |
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What will be learned from your
research? |
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From my research I expect to learn more about:
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What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
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This research will contribute a Methodology that can be used to plan a sustainable energy solution for islands that is holistic from an environmental perspective.
It is envisaged that the methodology developed by this research will be used as a tool by decision makers and planners to choose the best renewable energy options for providing a sustainable energy supply on islands. It will be useful to Government energy departments as well as Non-Government Organisations who are working on the planning and implementation of renewable energy projects on Small Island Developing States as well as islands in other jurisdictions. |
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| Publications |
Gupta, C.L., Raghavan, K. and Daniel, B., 1987. Computer simulation of solar heated Biogas Plant - comparison of five solar heating techniques using thermal network analysis. Solar Energy Unit, Sri Aurobindo Ashram, Pondicherry, India.
Raghavan, K., 1992. End-user survey of Wind pumps and other pumping systems in South India (mechanical windpumps, diesel pumpsets, electric pumpsets, SPV pumps) for DGIS, the development co-operation department of the Netherlands govt. (1992)
Raghavan, K., and Kishore, V.V.N., 2000. Action Plan for 100% Renewable Energy supply on the Lakshadweep Islands. Working Paper. The Energy and Resources Institute, New Delhi.
Raghavan, K., 2003. 100% Renewable Energy Islands in Tuvalu, Fiji and Tonga - a Case Study. United Nations, Department of Small Island Developing States (SIDS).
Binger, A., Raghavan, K. and Ronneberg, E., 2005. Development of a Biofuels Industry in Fiji Ð a Cabinet Strategy Paper. Govt. of the Fiji Islands, United Nations Development Program (UNDP) Capacity 2015 and the South Pacific Applied Geoscience Commission (SOPAC).
Binger, A. and Raghavan, K., 2006. Strategy for the Development of an Agro-Energy Program for 16 Island States in the Caribbean Region. Inter-American Institute for Co-operation in Agriculture (IICA), Costa Rica. |
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Unmanned Aerial Vehicle Surveillance |
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| Can a swarm of single-type unmanned aerial vehicles used for video surveillance be "led" to a location |
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Warranty Analysis |
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| Use of scenario
modeling and discrete event simulation in the optimization
of warranty pricing and contract negotiation |
| Name |
Dinu Corbu |
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| University |
Victoria University of Wellington |
| Degree |
PhD |
| Department |
Operations Research and Statistics |
| Grant established |
January 22, 2010 |
| Scheduled completion date |
June 2012 |
| Tool |
ExtendSim OR |
URL |
n/a |
| Email |
dinu_corbu@yahoo.co.nz |
| Working title |
n/a |
| Project description |
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Brief description of the problem/issues |
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Warranty analysis is a multidisciplinary
field, which currently is developed mainly in the
areas of analyzing warranty one/two-dimensional policies
and of building failure models, cost models, claims
models, warranty reserve models, and warranty pricing
models.
However, pricing models are not as advanced as the
other warranty models. In addition, the current pricing
models generally consider only the manufacturer and
the dealer (intermediary) as active players and do
not give an important role to other parts involved,
such as the customer and the outsourcing service
provider (when present in the contract).
This research aims to extend the current warranty
pricing models by increasing the role of the customer
and warranty service provider (when this part is
different to the manufacturer and/or dealer). |
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Questions that will be answered
by the research |
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The first point is to establish the
fair price of the warranty policy with the condition
of fair profit allocation between manufacturer, dealer,
and service provider and also maximization of the
utility function of the customer.
The second is to consider alternative policies for
groups of customers, differentiated by the affordability
of the warranty price.
The third point is to build pricing models that
equally offer to all parties involved the possibility
to negotiate the terms of warranty contract, tailored
to suit their particular preferences and financial
capability
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How research strategy will be
designed to answer these questions. |
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The strategy involved is to consider
a range of representative business situations and
to build the mathematical/economic side of warranty
models considering alternative scenarios, when the
parties:
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Fully cooperate in achieving the fair price while
agreeing on the level of uncertainty concerning
the product reliability (agree on the same failure
model). |
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Have different information and different perception
on the product reliability, but fully cooperate
to achieve the fair price by pooling their distributions
of the failure model. |
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Each part follows its own interest, they do not
have the same information, and they do not agree
to use the same distribution of failures. All warranty
contract parts engages in a non-cooperative game. |
|
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How ExtendSim will be utilized
in this project. |
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ExtendSim will be used for building
discrete event simulation models that:
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Replicate the business situations |
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Simulate the behavior of the parts involved |
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Simulate the failure of the products and the
submission of warranty claims |
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Measure, in case of each item sold, the profit/loss
and the utility of the parts involved |
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Centralise and report the statistical results |
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Vary the values of the parameters under different
scenarios |
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Signal and record the equilibrium points and
the domains of instability |
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Project uniqueness |
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The project aims to bring the current
warranty pricing models a step forward by using
scenarios modelling and discrete event simulation
to optimize warranty prices. In addition, it aims
to provide the parties involved in the warranty contract
with an effective simulation tool that allows forecasting
the results of warranty policy and, therefore, to
be used in negotiation. |
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Why the interest in the indicated
subject? |
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The main interest in the project is to
achieve a PhD in Operations Research and Statistics.
Other interests are enriching the warranty modelling
literature and knowledge and developing personal simulation-modelling
skills. |
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What will be learned from your
research? |
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The project will be a learning opportunity
in many areas, such as (and not limited to):
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If it is possible and realistic to enhance
the current warranty pricing models by adding
new players/ warranty policies. |
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If it is possible to obtain the model equilibrium
and the fair price under particular scenarios/business
situations. |
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If simulation software, particularly ExtendSim,
can be used in building tools that can be effective
in negotiation of warranty contracts. |
|
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What specific contribution would
you like to give to the existing current state of
knowledge in your subject area? |
| |
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To contribute to building warranty models that
consider all parts involved in a warranty policy
as active players whose decision matters. In
addition to offer alternative based on players
preferences and financial power. |
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To build simulation tools that can be an instrument
in negotiating the prices of warranty contracts. |
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| Publications |
As representative for supporting
this piece of research, there can be mentioned the article “Product
warranty: modelling with 2D-renewal process” by
Dinu Corbu, Stefanka Chukova, and Jason O’Sullivan,
published in International Journal of Reliability and
Safety 2008 - Vol. 2, No.3 pp. 209 - 220. |
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