Research Grant  Application

ExtendSim Research Grants

ExtendSim Research GrantExtendSim popularity in higher institutions has experienced phenomenal growth in recent years as researchers have learned of ExtendSim's ease of use combined with its high level of accuracy. In response to numerous requests for assistance with PostDoc, PhD, and Masters research, we have established the ExtendSim Research Grant program.

Under the Grant, Imagine That Inc. subsidizes a portion of the student's research by donating a full version of ExtendSim for use by the student during the term of the project. In exchange, the student provides a description of the research and quarterly updates throughout the term of the project. At the end of the research, all findings (ie. paper, project, etc.) and the ExtendSim model formulated are posted on the Imagine That Inc. web site and the student may continue to use the ExtendSim license granted to them.

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Gjøvik University College Analyzing Security Decisions with Discrete Event Simulation
by Magnus Felde
 

"As organizations become increasingly more dependent on information security in order to succeed, the security decisions made by the Chief Information Security Officer (CISO) ... needs a decision making tool or method in order to determine the effects of a specific security decision"....

Completion date June 28, 2010 Felde model
Grant established January 29, 2010
Author

Magnus Felde

University Gjøvik University College
Project Masters Thesis
Department Information Security
Tool used ExtendSim OR
Abstract

As organizations become increasingly more dependent on information security in order to succeed, the security decisions made by the Chief Information Security Officer (CISO) also becomes important and needs to be considered in the context of the organization. However, since the complexity of the organization's internal processes and the threats the organization is facing, the CISO needs a decision making tool or method in order to determine the effects of a specific security decision. Because of this, we have in this thesis determined the suitability of utilizing Key Performance Indicators (KPIs) and Discrete Event Simulation (DES) as a method to help the CISO make the "best" security decision for his organization.

The thesis is based on a health care specific scenario which has been constructed in collaboration with Akershus University Hospital (Ahus), Rheumatism Hospital at Lillehammer and Buypass. The scenario includes a patient treatment process and the processes related to the usage of smart cards and passwords as authentication mechanisms. Furthermore, KPIs which focuses on time usage and number of deviations has been identified, where deviations within this health care specific scenario relates to more traditional security incidents.

A case study was then conducted based on the scenario. The results of this case study indicate no statistical significant difference between the two authentication mechanisms with regards to the average time a doctor uses on a business activity. However, based on the number of deviations identified, smart cards were determined the preferred security measure of the two.

In order to determine the suitability of the simulation approach, a second case study was also conducted. This second case study was based on the same scenario, but this time with a non-simulation approach. By comparing the process surrounding the two case studies, the non-simulation approach were determined the most cost-effective approach and the approach which provided the most direct link between the input data and the results. Based on this, the non-simulation approach was also determined the most suitable approach. However, we did determine that for "what if" analysis, the simulation approach becomes the best choice of the two.

Should a "what if" analysis be desirable, we have in this thesis proposed a new methodology which modelers can utilize in order to reduces the complexity of the model building process. The methodology, called Minimalistic Model Design (MIMD), excludes the temporal relationship between the identified business activities within the business process. This exclusion helps to reduce total time used on the model building process, and enables better scalability.

Download paper go to...
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(created in ExtendSim 7 so can be viewed in either 7 or 8)
Download ExtendSim model

 

 

Original project description
bullet Brief description of the problem/issues
 

The effects that security controls and incidents have on business processes are difficult to foresee. The reason for this difficulty might be a result of the complexity of the business and the fact that this complexity is in constant change. Whatever the reasons, the results are the same, namely that the security controls are not as effective as they could be, or that they, in worst case, directly prohibits the business in making money.

It is essential that not only the right processes are protected, but that they are protected in a appropriate way. The real solution therefore lies in understanding how different controls and threats affect the business.

We will in this project create a model of a business process and perform simulation runs in order to achieve a better understanding of how a selection of information security threats and countermeasures influence business key performance indicators. The work which is done in this master thesis will also provide answers to whether simulation can be used by information security managers as a tool to support them in their decision making process.

bullet Questions that will be answered by the research
 
bullet

To what extent is the construction and evaluation of a simulation model a useful tool in improving the understanding of the goals of the organization?

bullet To what extent does information security management decisions influence the organizational goals? And to what extent can this influence be simulated and analyzed?
bullet To what extent are KPIs suitable for measuring the affects of security decisions?
bullet How research strategy will be designed to answer these questions.
 
bullet First a simple scenario with a set of appropriate security threats and counter measures will be defined. This scenario will then be modeled and several simulation runs will be analyzed. This experience will give indications of the usability and applicability of the simulation model.
bullet Secondly, a case study will be conducted to look closer at how a particular (real-life) process can be modeled and based on this process, determine if the introduction of Smart Cards will affect the KPIs in a positive or negative way as opposed to standard user name and password scheme. The case study will be conducted in cooperation with Norway's largest Smart Card provider and with one of the larges hospitals in Norway.
bullet How ExtendSim will be utilized in this project.
 

The business processes identified will be modeled with the use of ExtendSim OR. Simulation runs on these models will then be conducted and the results will be analyzed in order to answer the research questions.

bullet Project uniqueness
 

As we are looking to determine in what way security decisions affect the business, we are able to connect the security management to the rest of the management by focusing on a set of similar metrics (KPI).

Based on the related work process done earlier, no similar work has been done as most of the others focus on the optimization of IT in general and not security specific.

As many know, security will often be related to expenses and not profit, and simulation can help security leaders illustrate that security is beneficial for the company - however this requires that the right/most appropriate security measure is selected.

bullet Why the interest in the indicated subject?
  I have a genuine interest in information security but also see the importance of alignment/fusion of security with the business that it is supposed to serve and protect.
bullet What will be learned from your research?
 

Hopefully, with the aid of simulation, a clear connection between security and business can be established easily so that, given the right security measure, threats will be mitigated and the company still can make a profit.

Further, one can determine whether KPIs are an appropriate metric to use in the field of information security - or whether it lacks to provide the needed overall picture.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Based on the fact that there is a demand for commonly accepted metrics and better understanding of how the business is affected by security problems and controls, our contribution will be to determine if simulation can become an appropriate tool for the job, whether or not KPIs can become commonly accepted metrics, and if in fact the combination of KPI, business process modeling and simulation will help the information security manager in understanding the business affect of security issues.
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University of Pennsylvania  
by Zongze Chen
Journal article to be published N/A University of Pennsylvania
Final paper to be presented at

N/A

Completion date May 13, 2010
Grant established February 18, 2010
Author

Zongze Chen

University University of Pennsylvania
Degree Masters  
Department Electrical & Systems Engineering
Tool used ExtendSim OR  
Abstract

A cross-dock facility enables the moving of products from a manufacturing plant and delivers them directly to their customers with little or no material handling in between. Cross-docking not only reduces material handling, but also reduces the need to store the goods in a warehouse. A typical cross-docking structure includes strip doors and stack doors. Strip doors represent the doors where full trailers are parked and unloaded. Any incoming trailer can be unloaded to any strip door. Stack doors represent the doors where empty trailers are put to collect freight for specific destinations. There are many issues with which to be concerned in the processing of goods inside a cross-dock. Based on our previous work on the assignment of facilities to locations, we are concentrating on the issues that determine the cost of processing and moving goods inside a cross-dock. We have shown in our earlier work that these costs can be minimized by appropriate assignment of receiving doors to incoming trailer trucks and stack doors to outgoing trailer trucks and have formulated this last problem as a Generalized Quadratic 3-dimensional Assignment Problem. We have also shown that the problem is also solved exactly by the simpler Generalized
Quadratic Assignment Problem.

In this project we collaborate with National Retail Systems (NRS) who provides us with realistic cross-dock situations and data to study and to evaluate our modeling and optimization result. NRS is a retail cross-docking giant in the Northeastern U.S. Their
North Bergen facility receives goods from multiple vendors, sorts and loads them onto outbound trailer trucks for a number of retail stores. We will develop a simulation model of two cross-docks in operation of their New Jersey facility - Buildings A and B. Since last November we visited NRS twice and got familiar with the daily processing in the cross-dock.

For my TCOM 899 independent study project, I developed a simulation based on ExtendSim software in order to model the processing within the cross-dock operations performed by NRS. There were several main objectives to be achieved:

bullet

Develop the model of cross-dock process. For simplicity, we started the development with a 4×4 cross-dock. Later, this would be expanded to realistic dimensions.

bullet Use the data generated from the GQ3AP algorithm to simulate the process and analyze the total cost under the situation and discuss the optimization.
bullet Improve our optimization models to take into account the impact of truck arrival and departure times. Determine how one can improve cross-docking operations and what costs could be reduced through improved operational control.

Simulation nowadays is becoming a very useful tool when analyzing and testing the algorithm adapted in real situation. In this independent study period, we successfully received a research grant from ExtendSim who provide the main software for the simulation.

The final report describes how simulation helps ensure success of cross-docking systems by determining optimal routing costs. Modeling methods and issues are also discussed as they apply to cross-docking. This report includes discussion of the actual processes employed by NRS, description of our models, simulation results and comparisons, and our conclusions.

  Download final report (664 KB)
"CDAP Simulation Report" by Zongze Chen
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  Download ExtendSim project files
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Original project description
bullet Brief description of the problem/issues
 

A cross-dock facility receives various products by trucks from sources such as manufacturing plants or container ports and after sorting them, delivers them directly to the customer. Cross-docking not only reduces material handling, but also reduces the need to store goods in a warehouse. Processing inside a cross-dock facility may face a number of issues. Previous research publications cover the optimum layout of a cross-dock, the best cross-dock shape, and ways to deal with cross-docking time constraints. Our research to date concentrates on the cost of moving goods inside the cross-dock. We have shown that these costs can be minimized by appropriate assignment of receiving doors to incoming trucks and outbound doors to outgoing trucks. We formulate this last problem as a Generalized Quadratic 3-dimensional Assignment Problem (GQ3AP).

Our future research will involve GQ3AP optimization as well as the development of other pertinent optimization models and will provide tools that the LTL industry can implement and adapt for specific cross-docking applications. Nation Retail System (NRS) has already and will continue to provide us with realistic cross dock situations and data that will allow us to better formulate our optimization objectives and then evaluate our results. NRS is a Retail Cross-Docking giant in the Northeastern United States. Their North Bergen facility receives goods from multiple vendors, sorts and loads them onto outbound trucks for a number of retail stores. We will first develop a simulation model of two cross-docks in operation of their New Jersey facility - Buildings A and B. In developing this model, we will in particular take into consideration the stochastic nature of arrival and departure times of the trucks.

bullet Questions that will be answered by the research
 
bullet

Investigate, under the realistic scenarios, which optimization problems and algorithms should be chosen to reduce cross-docking costs.

bullet Improve our optimization models to take into account the impact of truck arrival and departure times.
bullet Determine how one can improve cross-docking operations and what costs could be reduced through improved operational control.
bullet How research strategy will be designed to answer these questions.
  The initial phase of the project involves data collection and acquisition including OD freight volumes and scheduling times. In the next phase in cooperation with NRS, we will develop a discrete cross-dock simulation model and find the best optimization methods. Finally, we will try to incorporate what we have learned into a set of suggested optimization procedures.
bullet How ExtendSim will be utilized in this project.
 

To fulfill the project objectives, we will develop a discrete event simulation model of the whole cross-dock process, including truck arrivals and departures, unloading, manual movement in building A and forklift movement in Building B. Input may include actual daily NRS data. Given the multipurpose nature of ExtendSim OR, and its ability to handle several problems, we expect to be able to test various concepts and results from cross-dock optimization models. We also think that the animation function provided in ExtendSim will be very helpful to us in visualizing the cross-dock operations under different scenarios.

bullet Project uniqueness
 

Based on our review of the literature concerning cross dock modeling and optimization, the idea of using a GQ3AP-type model considering both truck scheduling and the flow of goods in the cross-dock (forklift trips) turned out to be unique. No prior writing suggested such an approach and we propose to apply it in an actual industrial environment.

bullet Why the interest in the indicated subject?
  I am working on this project as my independent study course at the University of Pennsylvania. The subject covered in this course is the mathematical optimization of cross-docking operations. My contribution to the subject will be the evaluation of such mathematical models for a realistic application in the trucking industry. The use of ExtendSim in this project is essential to my successful completion of the course requirements. After completing my Master’s study, I plan to pursue a PhD in a related field. It is my intention to continue to use ExtendSim in my future studies as well as throughout my professional life.
bullet What will be learned from your research?
 

I expect to get a good understanding of cross-dock operations and to become expert at using ExtendSim. By adding time constraints to our optimization considerations, I would expect to be instrumental in improving our algorithms for cross-dock efficiency optimization.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Provide the simulation of current mathematics optimization solutions and verify the best methods. Also, using the industry data with real constraints including timing, simulate the cross dock process and find out the best solution.  

 

Publications
bullet Course Reports in OPIM 910 course (introduction to optimization theory):
  Personalized Diet Plans Optimization
  University of Pennsylvania Evacuation Plan Design
  Classroom Scheduling
bullet Course Reports in STAT 541 course (Statistics Methods):
  Boston Real Estate Analysis
bullet Course Reports in STAT 520 course (Applied Econometrics):
  Salary Weight Analysis by Gender
bullet Research Assistant on Project at Management Department of Wharton:
  Entrepreneurship and Strategy
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Arab Academy  
by Mohammed A. Shararah, Khaled S. El-Kilany, and Aziz E. El-Sayed
Final paper presented at...

IIE Lean & Six Sigma ConferenceInstitute of Industrial Engineering
Lean & Six Sigma Conference 2011

In addition to the paper's presentation, Mr. Shararah's modeling of value stream mapping concept was recognized in the conference's keynote speach by Tim Copes, the Vice President of Manufacturing and Quality for Boeing commercial airplanes due to its unique application.

FAIM 10 ConferenceFAIM Conference 2010
Completion date January 29, 2010 Arab Academy for Science and Technology
Grant established August 6, 2009
Author Mohammed A. Shararah
University Arab Academy for Science and Technology
Degree Masters
Tool used ExtendSim Suite
Abstract

Value Stream Mapping is an important tool in the implementation of lean manufacturing. It identifies the waste in the system, paving the way for a successful lean implementation. VSM is a paper and pencil tool that captures the state of the system at the state it was drawn. Arab Academy modelSimulation can be combined with value stream mapping to give it power and flexibility in order to dynamically capture the state of the system. Component-based modeling divides a simulation model into a number of smaller simulation models each encapsulated in a component resulting in a set of simulation building blocks. These blocks can be used for the purpose of developing value stream maps as they are designed to be generic, reusable, and appear exactly like the traditional VSM icons. This paper introduces the Value Stream Map Simulator using ExtendSim (VSMSx) as a powerful tool designed to facilitate the implementation of lean manufacturing by simulating the value stream map. Compared to traditional value stream mapping, this tool outputs more quantitative information about the system under study and various scenarios allowing for better decision making, thus paving the way for successful lean implementation.

Download paper go to...
Original project description
bullet Brief description of the problem/issues
 

Value Stream Mapping (VSM) is originally a pen and paper tool which is a main tool in lean manufacturing programs. A current-state of the VSM must be drawn and various solutions for the future state as well, in pursuit of perfection to put in effect the principles of lean. Such a process is time consuming because it requires redrawing of the maps and the alteration of inputs, also the recalculation of the output values for every map which doesn’t succumb to the lean philosophy, moreover its inability to detail dynamic behavior of production processes. Simulation of reusable models would assist to avert such drawbacks in VSM in order to quantify the gains during the early planning stages. Connection of the reusable models to a simulation model facilitates the demonstration of solutions to easily make managerial decisions.

bullet Question that will be answered by your research.
 

Would simulation of reusable models aid the VSM team to facilitate changes in the maps (sub-models) and visualize the impact of these alterations on the outcome of the real system model?

bullet How research strategy will be designed to answer these questions.
 
bullet Identify and model the different symbols used by VSM.
bullet Develop own library for VSM.
bullet Verify and validate modeled components.
bullet Draw value stream maps for published case studies.
bullet Model these maps using the developed library.
bullet Verify and validate developed model.
bullet Model real system (already selected and started developing the VSM).
bullet Analyze output and improve system.
bullet Reconfigure developed model to represent the improved system.
bullet Visualize the outcome using 3D animation to convey results.
bullet How ExtendSim will be utilized in this project.
 

After reviewing the tremendous specifications of the ExtendSim and trying out the demo version, it was obvious that it’s a powerful program with vast useful options for my research. I highlighted below only a few of which I’ll be using in my work:

bullet The hierarchical decomposition models and save them in libraries allowing them to be reusable. The real system model and the VSM models.
bullet Since ExtendSim is Library based, the blocks built can be saved in libraries and easily reused in other models (maps).
bullet Develop my own modeling architecture, conventions, and features. With the ExtendSim I will create my custom set of blocks with unique interfaces, communication protocols, and behaviors all concerning the VSM and its unique icons and interactions together.
bullet Integrated data linking. Connecting block dialog data to internal databases.
bullet 3D animation of the real model for enhanced presentation.
bullet Project uniqueness
 

Based on my review of literature concerning the modeling and simulation of Value Stream Maps (VSM) in lean manufacturing, the idea of reusable models in the components of the VSM and connecting them to a real system model turned out to be unique in a way that no one prior to the writing of these lines made an application concerning the discussed topic.

bullet Why the interest in the indicated subject?
  Lean manufacturing is booming and for the next decade or so, many manufacturing firms would turn towards lean production for its benefits in cost savings. Such a research, correctly undertaken would have a highly convincing effect on managers to take a decision in such a huge investment by allowing them to visualize their production lines before implementation. Such a challenging research gives me motivation to combine VSM with simulation to increase the persuasion for decision makers to implement lean when they visualize the effects and benefits it has upon the firm.
bullet What will be learned from your research?
  Undertaking such a research would give me wide knowledge of lean systems and the adequate use of its tools for implementation decisions. By learning how to value stream map processes, which is considered the most important tool in lean as it identifies where wastes exist; using component based modeling and simulation on production lines would allow me to grasp more of such a powerful tool when combining it with the VSM.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Modeling and simulation of value stream maps for lean production systems using the component based approach.
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University of Coloroda Denver
by John B. Norris, Suresh Chand, Herbert Moskowitz, Steve Shade
Completion date December 2007
Grant established July 2, 2007 .
Author John Norris
University Purdue University
Degree PhD in Management, Quantitative Methods
Tool used for project ExtendSim OR + Stat::Fit (from Geer Mountain Software)
Abstract

Partnering with Indiana University Medical Group (IUMG), the author focused on outpatient care:

. Address the issue of missed appointments
. Analyze variability in patient flow
. Analyze performance of phone system

...to analyze and improve patient flow at an outpatient clinic of the Indiana University Medical Group. Queuing concepts were used to uncover sources of variability and to generate ideas to improve clinic operations that would mitigate the undesirable effect of variability. A process map, that matched the process at the clinic, was developed and validated. Data on task times was collected by observing the process with stopwatch or from historical records. A simulation model corresponding to the process map was developed, and the output was validated. Several ideas to modify clinic operations were tested on the validated simulation model. The overall result was an improvement in both the mean and the standard deviation of patient wait time, as well as higher utilization of physicians’ time. The clinic has implemented several of their recommendations and experienced improvements consistent with model predictions.

Download final presentation go to...
Original project description and updates

Purdue University has partnered with an outpatient medical facility operating 20 clinics. Their first project involves testing changes in the registration process at a primary care facility. Process flow maps have been developed to document current processes. They are modeling how reducing variability and excessive waiting early in the visit reduces variability and waiting throughout the patient visit. Their second project specifically addresses the routing and staffing of phone calls at the same clinics. Purchased call management software provides best practices for call routing. Research is focused on the cost benefit trade off of staffing levels and providing recommendations for improving the routing of phone calls.

.February 1, 2008 - Unfortunately my funding as a PhD student ran out at the time I received the Extend research grant. My professors accepted my work to date for my dissertation and I defended in August of 2007. Results of the project, a manuscript which is under review at IIE transactions, is confidential until it is approved for publication.

Thank you for the assistance throughout the program.

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University of Pennsylvania The Financial Consequences of Lost Demand and Reducing Boarding in Hospital Emergency Departments
 
by Bob Batt
 

"The optimal strategies tested resulted in an estimated $2.7 million and $3.6 in net revenue per year, depending on whether left without being seen patients were assumed to be outpatients or mirrored ambulatory admission rates, respectively"....

Completion date April 25, 2011 University of Pennsylvania - Wharton School
Grant established July 20, 2010
Author

Bob Batt

University Wharton School
University of Pennsylvania
Project PhD
Department Operations Management
Tool used ExtendSim AT
Notes at project completion Annals of Emergency MedicineApril 26, 2011 -- Results of Mr. Batt's project has been published in the Annals of Emergency Medicine. The American College of Emergency Physicians thought the findings were so significant that they issued a press release about the paper. The main find was that reducing emergency department boarding by one hour could generate approximately $2.7M per year if dynamic admitting policies are used to control elective patient arrivals. POMSThis is a novel finding in that no previous work has put together the revenue gains from the ED of reducing boarding with the potential revenue reductions from reducing elective patients. Mr. Batt presented this paper at the Production & Operations Management Society conference in Reno, Nevada on April 29, 2011.
Abstract

Bob Batt model

This project explores the operational ramifications of crowding in hospital emergency departments. A common indicator of crowding is patients “boarding” in the emergency department while awaiting transfer to an inpatient bed in the hospital. Boarding is a controversial topic in the medical community because it has been suggested that it is a way to tacitly prioritize high-dollar elective patients over lower-value emergency patients. However, the financial impact of boarding is not obvious since boarding creates congestion in the emergency department leading to higher levels of lost demand from patients leaving without treatment and ambulances being diverted. We use discrete event simulation to model a hospital under various boarding regimes and patient prioritization schemes. We find that reducing boarding can be not only operationally efficient but also financially beneficial for the hospital.

Access paper's abstract * go to...
Download model of ED Boarding Download ExtendSim model
Download model of the whole hospital Download ExtendSim model

 

 

 

 

* The American College of Emergency Physicians holds the copyright to this paper. It is only available through the Annals of Emergency Medicine.

Original project description
bullet Brief description of the problem/issues
 

Crowded hospital emergency departments lead to long waits for treatment and reduced health outcomes. However, the literature is conflicted on whether ED crowding is bad for the hospital's bottom line. One school of thought suggests that ED patients tend to be unprofitable, and thus crowding reduces the number of these patients served and keeps the hospital resources well utilized. The other possibility is that ED crowding hurts revenue due to patients leaving without treatment (abandonment) and ambulance diversion (when hospitals declare they will not accept ambulances).

bullet Questions that will be answered by the research
  We seek to determine how emergency department crowding impacts hospital revenue, and how this would change with improvements in ED operations.
bullet How research strategy will be designed to answer these questions.
  We will use hospital data to estimate the expected value of each patient visit and the distributions of service times. We will then use a model to simulate the hospital and various scenarios.
bullet How ExtendSim will be utilized in this project.
 

We will build a model of patient flow in and out of an emergency department. Arrival rates, admission rates, and service time distributions will all be estimated from data. Queue times and total length of stay will be endogenous (a result of the queuing process). We will also create rules for abandonment and patient diversion. Once we "tune" the model to the current state, we will do several "what-if" scenarios to see how the number of patients served changes as the various operational aspects of the process change. For example, how many more patients can be served if average service time decreases by an hour?

bullet Project uniqueness
 
bullet

The dataset that we are starting with is incredible. We have about a quarter-million patient visits from a large, urban hospital. This gives us great power in estimating various parameters and distributions.

bullet Nothing in the Emergency Medicine or Operations Management literature currently combines econometrics and simulation in this way.
bullet Why the interest in the indicated subject?
 

My doctoral dissertation will be on various operational issues in emergency departments. This project will hopefully be both a stand-alone publication and a chapter of the dissertation.

bullet What will be learned from your research?
 

We expect to gain an understanding of how the complex emergency department queuing system responds to changes in service times and diversion/abandonment rules.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  I want to help bridge the gap between the theory of Operations Management and the practice of hospital management.
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University of Split Completed November 21, 2011
by Maja Cukusic
Higher education management in relation to process organization theory
Completion Date

November 21, 2011

University of Split
Grant established March 24, 2011
Author Maja Cukusic
University University of Split
Project PhD
Department Business Informatics
Tool used ExtendSim OR  

URL

Link to my PhD research website (in Croatian): http://www.efst.hr/~mcukusic/uspjesnost/
Abstract

The research model that preceded the simulation explored the correlation between ICT support of educational processes and their outcomes. In order to test the impact of ICT support a sub-process was chosen: extensive self-evaluation quizzes delivered via e-learning system were designed, implemented and monitored within a first-year university course. The results were controlled and measured with regards to students’ outcomes achieved during the previous and current academic year in several courses (horizontal and vertical control of the results). Given the correlations between variables that characterize support of the educational process and outcomes on tests and exams, ICT support of the educational process has a positive effect as expressed in terms of relevant performance indicators.

A simulation model was developed which allows extrapolation of the impact on key performance indicators (i.e. drop-out rate and study completion time) for the whole institution enabling analysis of potential opportunities. The model adheres to study regulations of the Faculty of Economics (University of Split) and simulates outcomes for a generation of undergraduate students. Simulated results were compared with the actual data from the information system to verify the correctness of the model.

Not all course environments allow implementation of self-evaluation quizzes that result in slightly better exam pass-rate (roughly about 3%). Consequently, the simulation experiment investigates the process change for only half of the courses and only for the largest group of students (60%). As a result, the percentage of students who drop out from their studies could be significantly lower, 36% compared to 45.67% in real-life. For the entire system, this relatively small per-course improvement in exam results has a strong overall effect.

Download complete report (in Croatian) go to...
Download results report (in English) go to...
Download model files
Download ExtendSim model

 

Cukusic model
Original project description
bullet Brief description of the analysis
 

The overall problem of the study can be viewed through the prism of three issues:

bullet process orientation of higher education institutions, i.e. the establishment of process organization and modeling of key business processes (primarily education-oriented and related supporting processes).
bullet agreement on key determinants and performance indicators of higher education institutions as non-profit organizations with regard to different stakeholder.
bullet optimal organization and monitoring of key performance indicators of primarily educational processes.

Accordingly, it is necessary to first define key business processes of higher education institutions and explore ways in which one can measure their success. Upon deciding on strategic determinants and performance indicators it is possible to improve processes so as to produce better results and achieve improved institutional performance indicators.

bullet Questions that will be answered by the research
 

Research design follows the three presented areas and aims to:

bullet

consistently identify the key determinants and performance indicators for higher education institutions.

bullet develop a model of higher education institution’s process organization.
bullet propose a model that would optimize performance of educational processes.
bullet How research strategy will be designed to answer these questions.
 

The first part of the research already identified the possible and the most important determinants that affect the performance of key processes and institutions of higher education in general. Based on the available research on the effectiveness of higher education a list of possible determinants and performance indicators was generated and then empirically verified through a survey. Over 600 teachers from higher education institutions in Croatia responded.

The second part of the research started from process orientation theory and resulted with a high level process model of a higher education institution. Key business processes of HEIs were identified and relevant determinants and performance indicators that could be optimized were selected.

The third part of the research builds on the results of the previous two parts. A simulation model that allows optimization of key performance indicators is planned to be created. The model will be built based on data from a real life experiment conducted during last three years within the curriculum of one course. It is expected that the simulation experiment will prove a positive impact of process changes (both ICT- and methodologically- related) on the success of educational processes. Also, the model of selected parts of the educational process will enable studying the effects of process change and generalization of findings to the entire educational process.

bullet How ExtendSim will be utilized in this project.
  ExtendSim would be used as a tool for process simulation of education related processes.
bullet Project uniqueness
 

Higher education management in relation to process organization theory is very suitable for scientific research, theoretically and practically applicable, and up to date.

bullet Why the interest in the indicated subject?
 

As a person working in a higher education institution, but also lecturing about process management, I find both of these fields very interesting.

bullet What will be learned from your research?
 
bullet

Critically evaluate the existing contributions from the field of process organization of HEIs, as well as their impact on the success of higher education.

bullet Link performance of educational processes and performance of higher education.
bullet Identify the key determinants of educational process performance.
bullet Identify the key performance indicators for higher education in terms of relevant stakeholders.
bullet Develop a structural model of educational processes and HEIs.
bullet Explore the possibility of IT implementation and its impact on the success of the processes in higher education.
bullet Encourage HEIs to a better organization of educational process.
bullet Emphasize the importance of educational process in the context of critical factors for successful management in HEIs.
bullet Fill in the "gap" that exists in the literature about the importance and impact of internal organization on the success of HEI.
bullet Develop a simulation model of educational processes to extrapolate the effect of process changes to an entire institution.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 
bullet

Identification of a number of key parameters that determine the success of higher education.

bullet Determining the success of configuration settings that are characteristic for the process organization of higher education.
bullet Identification of a number of key performance indicators of higher education institutions with regards to the most important stakeholders.
bullet The classification and systematization of the determining factors of influence on the educational process.
bullet Construction of a generic model of process organization of a higher education institution.
bullet Building a simulation model of educational processes of a higher education institution.
bullet The results may be important for designing a set of performance indicators for higher education institutions in Croatia.
bullet The knowledge obtained by the research may be useful to scientists and management in higher education institutions, but also to direct stakeholders, students and teachers.
Publications

Selected Publications:
(for the entire list, please go to http://bib.irb.hr/lista-radova?autor=300571)

bullet

Granic, Andrina; Cukusic, Maja; Tzanavari, Aimilia; Papadopoulos, George A. Employing Innovative Learning Strategies Using an E-Learning Platform. Adult Learning in the Digital Age: Perspectives on Online Technologies and Outcomes ; Kidd, Terry T., Keengwe, Jared (ed.); Hershey, PA, USA: Information Science Reference. (2010)

bullet ?ukuši?, Maja; Alfirevi?, Nikša; Grani?, Andrina; Gara?a, Željko. e-Learning process management and the e-learning performance: Results of a European empirical study. Computers & education. (2010)
bullet Jadri?, Mario; Gara?a, Željko; ?ukuši?, Maja. Student Dropout Analysis with Application of Data Mining Methods. Management : journal of contemporary management issues. (2010)
bullet Grani?, Andrina; Mifsud, Charles; ?ukuši?, Maja. Design, Implementation and Validation of a Europe-wide Pedagogical Framework for e-Learning. Computers & education. (2009)


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Arab Academy Investigating the Effectiveness of Implementing Radio Frequency Identification Technology for Products Tracking in Job Shop Production
 
by Aly Mohamed Owida
 

"RFID system selection decision is a multi-criteria decision making
problem having strategic importance to companies"....

Completion date May 17, 2011 Arab Academy
Grant established June 25, 2010
Author

Aly Owida

University Arab Academy for Science and Technology and Maritime Transport (AASTMTT)
Project Master of Science
Department Industrial and Management Engineering
Tool used ExtendSim OR
Abstract

Radio frequency identification (RFID) technology has significant impact on product tracking and identification in manufacturing systems. Most of the business cases that implement RFID technology in their operations have reduced operating costs,
such as labor and inventory. Also, RFID technology minimizes operating errors that affect efficiency of operations appearing in some key performance indicators such as cycle time, work in process, and resource utilization. In addition, several benefits such as improved item monitoring, shorter lead times, higher customer satisfaction, and better inventory control can be achieved by introducing RFID technology in different phases of production. In particular, recent developments in RFID technology and other supporting technologies have created opportunities for real-time traceability and better visibility of shop floor operations.

This paper investigates the effectiveness of the iintroduction of RFID technology in tracking and identification processes for product flow on the shop floor of a job shop manufacturing facility that produces a large number of customized furniture products in order to improve product tracking and identification. The former identification system depended on metal tags which would be replaced by radio frequency tags. Simulation was used to assess the impact of introducing the RFID technology on a number of performance measures to that manufacturing setting; such as output, throughput, cycle time, work in process, resource utilization, and average waiting time in queues. Analysis and comparison of simulation results for the base and proposed models show that RFID implementation maintains the value of most of the measures while improving the remaining measures. In addition, a cost analysis was conducted to estimate the required investment associated with RFID technology adoption, as compared to that of the current identification system, and whether the firm could return this investment or not. Results of the study shows that RFID technology can improve most of the selected performance measures of the system at the shop floor level with an acceptable cost.

Download paper go to...
Download model files
(created in ExtendSim 7 so can be viewed in either 7 or 8)
Download ExtendSim model

 

Original project description
bullet Brief description of the problem/issues
 

This research is focusing on a real life case study of furniture manufacturing. The manufacturing facility under study produces more than 1,000 products types, uses make to order production policy, and gives the customer a great flexibility in the customization of these products such as different models, sizes, finishing materials, and colors. This makes the flawless manual tracking of these products difficult to achieve. To complicate matters further, each of these products requires several manufacturing operations. It is expected that implementation of radio frequency identification (RFID) tag technology will lead to improvements such as reducing cycle time, cost, and errors at each workstation especially human errors.

The aim of this research is to assess the economical impact of adopting RFID technology in a manufacturing supply chain on its performance.

The objectives of this work are to measure the significance of the improvements that the RFID technology can achieve in the tracking and identification process by switching from manual monitoring to automated monitoring, to evaluate its benefits such as reducing cycle time, cost, and errors at each workstation with respect to the implementation cost, and to determine at which manufacturing stage the RFID technology should be applied.

bullet Questions that will be answered by the research
 
bullet

Will implementation of RFID in the selected manufacturing system improve its performance with respect to the cycle time, cost, and errors?

bullet Comparing the benefits obtained to the cost involved from implementing RFID technology; how many stages of the manufacturing system should adopt this technology?
bullet What would be the impact of improving the performance of the manufacturing facility on the supply chain specifically suppliers and warehouses (stages before and after manufacturing)?
bullet How research strategy will be designed to answer these questions.
 
bullet

Data collection

bullet Model development
bullet Determining the cost of tags and readers
bullet Finding out the benefits from eliminating tracking errors and reducing cycle time
bullet Experimentation of several scenarios for how many manufacturing stages involved in the implementation of the RFID technology
bullet Developing an optimization model to determine the RFID system configuration that would result in the highest benefit-cost ratio
bullet How ExtendSim will be utilized in this project.
 

ExtendSim will be used in order to build the simulation model that will represent the actual system, to simulate the system after introducing the RFID technology, and to analyze the performance of the system.

ExtendSim is recommended for this research to make use of its capabilities and features such as:

bullet

Specific building blocks for manufacturing

bullet Sensitivity analysis to determine the impact of all factors included in the system
bullet Evolutionary optimization to determine the optimum number of stages involved in the implementation of the RFID technology
bullet Random number generator
bullet Distribution fitting
bullet Animation capabilities for enhanced presentation
bullet Project uniqueness
 

Based on the literature review conducted until now, they are trying to quantify the benefits achieved from implementing the RFID technology. However, most of the papers are purely theoretical and mainly focusing on assessing improvement in product tracking.

This project is applied to real life case study where all the benefits that are actually gained using RFID technology are to be assessed. In addition, optimization using simulation is used to recommend the optimum RFID system configuration.
(This has not been approached before based on the literature reviewed).

bullet Why the interest in the indicated subject?
 

Personalized products or tailored-made solutions are taking over large shares of the marketplace from mass produced goods and standardized solutions. Therefore, product tracking and identification becomes a very important issue in the manufacturing sector. RFID has become a hot topic in the fields of manufacturing and logistics. It has emerged as part of a new form of inter-organizational system that aims to improve the efficiency of the processes in the supply chain. Furthermore, RFID has been identified as one of the ten greatest contributory technologies of the twenty-first century.

Companies are lined up to use RFID and to employ experts to improve the efficiency of their operations to gain competitive advantages over time.

bullet What will be learned from your research?
 

I expect to learn optimization using simulation in order to determine the best configuration and the number of stages to be included in the RFID technology solution proposed by this research.

In addition, to determine the significance of the RFID technology on the performance of a shop floor in a manufacturing system and to determine its significance on the supply chain as a whole.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Determining the optimum RFID configuration by applying optimization using simulation approach.
bullet Project status updates.
 

February 24, 2011 -Due to the latest events that occurred in Egypt, Aly’s work was “suspended” for a whole month. In fact we’re all still on a vacation till the 5th of March. Yet, he managed to start resuming his work this week.

Currently, he managed to completely develop two models for the manufacturing facility under study; one without RFID tagging and tracking of products and the other with incorporating RFID technology to monitor and track products on the shop floor. His model includes five different products each with different processing steps (ranging from 22 to 34 steps) and different processing times. Each manufacturing step has its combination of resources required to perform it. He used the ExtendSim Database to control the processing times of the products and used the resource queues and pools (he used over 40 pools) to represent the huge number of labour required to perform these processes. His model is now running and verified. Only one issue remaining, which the statistical distributions that he is using for his processes; some of these still need more attention and others need a fresh set of data to be collected in order to completely validate his model.

Aly also submitted an abstract to the 22nd International Conference on Computer-Aided Production Engineering (CAPE 2011) under the title “Improving Product Tracking and Identification in Manufacturing Systems using RFID Technology”; however, under the new circumstances, we’re still not sure if he is to proceed submitting it to this conference or not.


August 16, 2010 - I am in the stage of data collection and will start building my model within a week. I went to the firm understudy and met the General Manager, Production Manager, Technical Office Manager, and Accounting Manager.

Other publications A. M. Owida, K. S. El-Kilany, and A. E. El-Sayed. 2010. Analytical Hierarchy Process for Selection of RFID System: An Application in Retail Supply Chains. Proceedings of the 19th International Conference on Flexible Automation & Intelligent Manufacturing (FAIM2010).
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University of California at Santa Cruz Knowledge Management in Call Centers: How Routing
Rules Influence Expertise in the Presence of On-the-Job Learning
 
by Geoff Ryder
 

"Service agents in a call center are assigned to help customers by routing policies that seek to balance several objectives. Usually, these policies follow myopic rules in order to minimize the waiting time or maximize the quality experienced by the next customer. However, there is a secondary effect of the routing assignment: by learning-on-the-job, the development of the agents' expertise depends on the calls they take."....

Completion date March 16, 2011 UCSC
Grant established October 8, 2007
Author

Geoffrey Ryder

University University of California at Santa Cruz
Project PhD
Department Operations Research
Tool used ExtendSim OR
Abstract

.In this paper , the effect that routing rules have on agent learning is researched. A nonlinear optimization framework for two kinds of expertise objectives are developed: one that seeks equal distribution of experience across the workforce (effectively cross-training) and one that aims to develop specialized expertise by prioritizing the routing of specific customer inquiries to specific agents. Analytical models of call center operations are inadequate to handle this task, so instead we turn to discrete-event simulation, and evaluate the effect of routing policies on agent expertise with a custom simulator developed in the ExtendSim modeling environment. Simulation results describe an efficient frontier in routing policies that depends on the underlying expertise objective function.

Download paper go to...

 

Original project description
bullet Brief description of the problem/issues
 

For high-value workforces in service organizations such as call centers, scheduling rules rely increasingly on queueing system models to achieve optimal performance. Most of these models assume a homogeneous population of servers, or at least a static service capacity per service agent.

In our research we examine the challenge posed by fluctuating service capacity in service organizations. Our main line of inquiry involves building operations research models that can accommodate increasingly precise contemporary empirical studies of learning effects on the job. In "learning-by-doing," servers may increase their own service efficiency through experience; they may also decrease it through absence.

Today, large customer service providers such as call centers provide training and coaching to agents. But the benefits of "learning-by-doing" are not systematically optimized for in those providers' routing and staffing policies. We seek to quantify the benefits of learning-aware routing and learning-aware scheduling policies through discrete event simulation, queueing system models, and large-scale optimization programs. In particular, we seek policies that optimize worker development through "learning-by-doing" on the job, while at the same time maintaining a high level of service to customers.

bullet Project progress updates
 

February 24, 2011 - Sorry for the delay. I can follow up with a paper for you by March 15.


March 3, 2010 - Our paper was provisionally accepted pending editors' requested revisions by a journal, and we're working on the revisions now. In the meantime I got a postdoctoral research position at SAP Labs. So I'm working on that paper with my coauthors in our free time. Not sure how the copyright rules work out, but if I can't send you the final copy for publication, I'll send you a customized version you can post with newer figures and a more readable text/less jargon.


July 6, 2009 - I graduated in June, and we're working to get these papers accepted in research journals. I just taught an undergrad lecture class of 172 students from March until June. You may download the submitted below.


February 27, 2009 - Successfully defended his dissertation in December, 2008. His committee requested some edits to his thesis, and he is finishing those up now, and is on schedule to turn in the completed manuscript at the end of March. Prototype modeling in ExtendSim has been very helpful to their team.


March 6, 2008 -Download Geoff's latest research and ongoing Extend model he has been using to generate results. Once he brings the model up to ExtendSim OR 7, he will be writing more object-oriented code inside equation blocks.

. Download submitted paper completed June of 2009 (7.4 MB): Routing to Develop Expertise in Customer Contact Centers -- A dissertation submitted in partial satisfaction of the requirements for the degree of Doctor of Philosophy in Computer Engineering by Geoffrey S. Ryder
. Download in-progress report from March of 2008 (1.12 MB): Research Report: Knowledge Management in Call Centers—How Routing Rules Influence Expertise and Service Quality by Geoff Ryder
. Download Extend OR 6 model files (604 KB). You may view these models in ExtendSim or download the ExtendSim Demo.
bullet Other publications
 

Ryder, G. "Managing Changing Service Capacity Based on Agent Performance Data." INFORMS Annual Meeting, Service Industry III Session, Nov. 7, 2007.

Ryder, G. "How Learning and Forgetting Affect the Optimal Work Policy." INFORMS Annual Meeting, Management of Complex Service Systems Session, Nov. 4, 2007.

Ryder, G. and Ross, K. "Optimal Service Rules in the Presence of Learning and Forgetting." Sixteenth Annual Frontiers in Service Conference, San Francisco. October 4, 2007

"Optimal service policies under learning effects," International Journal of Services and Operations Management, Issue 6, Vol. 4, 2008. Accepted paper, to appear.

"Optimal service policies in the presence of learning and forgetting", by Kevin Ross and Geoff Ryder. Applied Probability Track, INFORMS Annual Conference, Pittsburg, PA, 2006.

"A probability collectives approach to weighted clustering algorithms for ad hoc networks," by Geoff Ryder and Kevin Ross. IASTED CCN Conference, Marina Del Rey, CA, October 2005.

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University of Southern California Managing Service Systems with an Offline Waiting Option and Customer Abandonment
by Vasiliki Kostami, Sriram Dasu, and Amy R. Ward
Published December 19, 2008
Manufacturing & Service Operations Management
Grant established November 21, 2006 USC
Author Vasiliki Kostami
University University of Southern California
Degree PhD in Operations Management
Tool used for project Extend OR
Abstract

Many service providers offer customers the choice of either waiting in a line, or going offline and returning at a dynamically determined future time. The best known example is the FASTPASS® system at Disneyland. To operate such a system, the service provider must first make an up front decision on how to allocate service capacity between the two lines. Then, during system operation, he must dynamically provide estimates of the waiting times at both lines to each arriving customer. The estimation of offline waiting times is complicated by the fact that some offline customers do not return for service at their appointed time.

Managing Service Systems with an Offline Waiting Option and Customer Abandonment shows that when demand is large and service is fast, for any fixed capacity allocation decision, the two-dimensional process tracking the number of customers waiting inline and offline collapses to one dimension, and characterize the one-dimensional limit process as a reflected diffusion with linear drift. Next, we use the one-dimensional limit process to develop approximations for the steady-state distribution of the number of customers waiting inline and offline, the steady-state probability of abandonment from the offline queue, and to dynamically estimate inline and offline waits for each arriving customer. We conclude by considering a cost model, and optimize the up front capacity allocation decision.

Download complete report .
Original project description and updates

November 21, 2006 - In an effort to improve the customer experience in service systems, we study a queueing system in which some customers immediately join the queue and some return at a later time for immediate service. We develop methodology to estimate real-time delays and return times at which immediate service can be guaranteed. One factor complicating the estimation procedure is that some customers promised immediate service will not return. We will use ExtendSim to build a simulation study verifying the accuracy of the proposed approximations.

.The development of such methodology has applications for customer contact centers and hospital emergency rooms. In the customer contact center setting, callers may be given the option between immediate service and postponed service. In the hospital emergency room setting, patients in critical condition should receive immediate service, but patients in non-critical condition can be given an accurate “appointment” time later that day. ExtendSim’s rich discrete event simulation tool set will help us to refine our methodology for these applications contexts.

February 21, 2007 - We studied a queueing system in which customers have the choice to either join the queue immediately or to come back later. At a first step, the simulation we built works under the assumption that the waiting costs for the customers are equal for both lines and depend only on the ratio of service rate between the two queues. We run the simulation for possible values of this ratio and for different probabilities of abandonment of the offline queue (the abandonment time was assumed to be Exp(gamma)). We collected the results for the mean queue length of the two lines, the probability of abandonment and the queue ratio for the n-th system in a 95% confidence found after running the simulation enough times to generate over 1,000,000 arrivals. The results then were compared with our approximations that were proved to be quite accurate. (Click on the table to download the complete Excel table.)

As a next step, we are thinking of making our model more complicated by removing the assumption of equal waiting costs and by adding another similar queue. This model will be applicable in circumstances like entertainment parks were customers want to enjoy two rides and have to choose whether they will join the standard queues or they will take a fast pass to come back later.

June 2, 2007 - Unfortunately, the last quarter we didn't make any progress in our ExtendSim model because we were working on the mathematical background of the model trying to prove the computational results. We are currently working on an extension of the model; we study a queueing system in which customers have the choice to either join the queue immediately or to come back later, but now we allow the abandonment times to be generally distributed. We will soon have the ExtendSim model for this generalization and the simulation results.

August 26, 2007 - This quarter we worked on a generalized version of our model. More specifically, we worked on a single-server queueing model in which customers may choose between waiting for service in real-time, and returning for service at a dynamically specified future time point. Customers waiting for the delayed service option may not return for service. Customers arrive at the system at a rate lambda and are served with rate mu and their service follows a generalized processor sharing discipline. More details on the model can be found in "A Single-Server Queue with a Delayed Service
Option and Exponential Abandonment Times"
. Now we are working with the simulation model to look at the accuracy of the approximations by the convergence results suggested in Theorems 1-3 of the paper.

February 6, 2008 - Paper submitted in the Fall of 2007 and is being revised. A minor change was made to the model so are currently rerunning some of the simulations based on the new model. Results will be incorporated in the new version of the paper.

Other publications Amy A Ward, Peter W. Glynn, "A Diffusion Approximation for a GI/GI/1 Queue with Balking or Reneging".
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University of Coloroda Denver
by Vicente González, L.F. Alarcón, and K. Molenaar
Published July 18, 2008
Automation in Construction
Grant established April 18, 2005 .
Author Vicente González
University Pontificia Universidad de Católica de Chile
Degree PhD in Construction
Abstract

.Variability in production is one of the largest factors that negatively impacts construction project performance. A common construction practice to protect production systems from variability is the use of buffers (Bf). Construction practitioners and researchers have proposed buffering approaches for different production situations, but these approaches have faced practical limitations in their application.

In Multiobjective Design of Work-In-Process Buffer for Scheduling Repetitive Building Projects, a multiobjective analytic model (MAM) is proposed to develop a graphical solution for the design of Work-In-Process (WIP) Bf in order to overcome these practical limitations to Bf application, being demonstrated through the scheduling of repetitive building projects. Multiobjective analytic modeling is based on Simulation–Optimization (SO) modeling and Pareto Fronts concepts. Simulation–Optimization framework uses Evolutionary Strategies (ES) as the optimization search approach, which allows for the design of optimum WIP Bf sizes by optimizing different project objectives (e.g., project cost, time and productivity). The framework is tested and validated on two repetitive building projects. The SO framework is then generalized through Pareto Front concepts, allowing for the development of the MAM as nomographs for practical use. The application advantages of the MAM are shown through a project scheduling example. Results demonstrate project performance improvements and a more efficient and practical design of WIP Bf. Additionally, production strategies based on WIP Bf and lean production principles in construction are discussed.

  Download final report (664 KB): "Work-In-Process Buffer Design Methodology for Scheduling Repetitive Building Projects" by Vicente González and Luis F. Alarcón .
  Download Extend OR 6 model files (5.7 MB)
You may view these models in ExtendSim or download the ExtendSim Demo.
.
Original project description and updates

April 18, 2005 - "The specific topic related to my PhD Research is buffer management in repetitive building projects. Like buffer I have been using work in process between dependent activities or production processes in building projects. The use of discrete simulation and the process interaction strategy is fundamental in my research to model the effect of different buffer sizes in the variability of production processes and the performance of projects construction (schedule and budget).For this reason, I have been working with ExtendSim and its powerful capacities to understand the effect of the buffers and to develop heuristic and analytic expressions at different levels of construction projects development to the decision making process."

February 16, 2006 – "During February, I'll be preparing an ISI paper and another one for a specific conference (International Group for Lean Construction, XIV Conference, Santiago, Chile, 2006)....so, I expect to finish these papers at the end of February or at the beginning of March, but these versions will be draft papers..the definitive paper should be ready in May or June..."

July 5, 2006 – Presented paper about WIP Buffer Design and Management at the 14th International Conference for Lean Construction, Santiago, Chile, July 2006.

December 29, 2006 - "My research is finishing. Next July (2007) I'll have my final exam about my research with the international advisors. About my models, I have developed a generic simulation modeling approach to size WIP Buffers in repetitive projects. By using Simulation-Optimization, I can find the optimum WIP Buffer size that minimizes the project schedule and maximizes the average productivity. During January and March I'll use neural networks to model the WIP Buffer size by using only a few parameters. These parameters are production rates, variability of cycle times, production amount, and numbers of processes."

January 27, 2008 - Research has been completed. It was developed using a methodology to manage uncertainty in repetitive building projects using Work-In-Process (WIP) buffers (Bf). The methodology has three hierarchical levels of application in production: strategic, tactical, and operational. At strategic level, a multiobjective analytic model (MAM) based on concepts of Pareto Front and simulation-optimization (SO) modeling was built. At the tactical level, SO modeling is directly used. At the operational level, a statistical model called Rational Commitment Model (RCM) was applied (in this level, simulation was not used). The methodology was applied in real and hypothetical cases demonstrating improvements in cost and productivity.

Other publications

González, V., Alarcón, L.F. and Gazmuri, P. (2006). Design of WIP Buffers in Repetitive Projects: A Case Study. 14th International Conference for Lean Construction, Santiago, Chile, July 25th – 27th.

González, V. and Alarcón, L.F. (2005). Design and Management of WIP Buffers in Repetitive Projects (White Paper).

González, V., Rischmoller, L. and Alarcón, L.F. (2004). Management of Buffers in Repetitive Projects: Using Production Management Theory and IT Tools. PhD Summer School, 12th International Conference for Lean Construction, Helsinore, Denmark, August 5th – 8 th.

González, V., Rischmoller, L. and Alarcón, L.F. (2004). Design of Buffers in Repetitive Projects: Using Production Management Theory and IT Tools. 4th International Postgraduate Research Conference, University of Salford, Manchester, U.K., April 1st –2nd.

González, V. y Alarcón, L.F. (2003). Buffer de Programación: Schedule Buffers: A Complementary Strategy to Reduce the Variability in the Processes of Construction, Revista Ingeniería de Construcción Pontificia Universidad Católica de Chile, Volume 18 . Nº 2, pp 109 - 119, Mayo - Agosto 2003

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Cal Poly San Luis Obispo  
by Brandon Wolfe & Kyle Naylor
 

"...a framework has been developed for a working simulation model that visually shows how variables effect the process and when we can anticipate them... As the industry continues to change and everything is going from long runs to short runs the project is a step forward in making the printing process more efficient and timely..."

Completion date May 2010 Cal Poly San Luis Obispo
Grant established February 18, 2010
Authors

Brandon Wolfe & Kyle Naylor

University California Polytechnic State University, San Luis Obispo
Degree Bachelor of Science
Department Graphic Communication
Paper presented

A Senior Project presented to the Faculty of the Graphic Communication Department

Tool used ExtendSim OR
Abstract

Wolfe Naylor modelAs the shift towards offhore business within the screen printing industry increases, American businesses must find a way to remain competitive. Due to manufacturing costs and regulation it is impossible for Americans to compete with the low per unit cost of foreign suppliers. By decreasing the time to market, American businesses will be able to remain competitive and recover lost business. In order to achieve this, a flexible scheduling model must be developed in order to increase throughput of a production process. This model serves to account for variables
and variances that occur within the screen printing process, allowing for effective continuation of production.

Download paper go to...

 

Original project description
bullet Brief description of the problem/issues
 

As the shift towards offshore business within the screenprinting industry increases, American businesses must find a way to remain competitive. Due to manufacturing costs and regulation it is impossible for Americans to compete with the low per unit cost of foreign suppliers. By decreasing the time to market, American businesses will be able to remain competitive and recover lost business. In order to achieve this, a flexible scheduling model must be developed in order to increase throughput of a production process. This model is based on known independent and dependent variables and variances that will be established in order to accommodate situations that would normally throw a traditional scheduling model off.

bullet Questions that will be answered by the research
  How does a production process increase throughput and reduce time to market in order to remain competitive with foreign business? We plan on using Theory of Constraints and monitor where constraints are shifting. We want to know what the net outcome is going to be. It's necessary that we remove as much friction as possible. Friction is anything that is going to potentially slow, detour or divert the maximum production capability. We need to see non-tangible factors. We want to be able to look at the information flow and the effects on the related systems which are the dependent and independent variables within the production system. We want to identify the scenarios that are most likely to occur and which ones are most destructive. We want to take the hundred or so variables in the process and simulate and quantify various scenarios quickly.
bullet How research strategy will be designed to answer these questions.
  Independent and dependent variables and variances will be established in order to create a visual representation of a flexible production process. Using ExtendSim, we can look for behavior patterns within the simulation models. We will be looking for event predictors in order to prevent causes that we couldn't avoid otherwise.
bullet How ExtendSim will be utilized in this project.
 

We will utilize ExtendSim as a visual representation of the production process. This will allow us to analyze individual elements of the workflow and provide statistical information related to the process. ExtendSim will provide the necessary framework in order to input specific parameters of any production process. It will give us real-time analysis of how the production cycle is performing, where potential constraints lie and how to adjust the process with the real-time analysis.

bullet Project uniqueness
 

The aim of this project is to recover lost business to foreign companies. By increasing the ability to increase throughput and decrease the time to market, American businesses will be able to retain customers and aid in the recovery of the current economy. It will be applied to a scheduling model designed to be more flexible in its application. We want to create a distribution network that is infinitely configurable. This will hopefully help eliminate amount of internal cost.

bullet Why the interest in the indicated subject?
  The focus of this study is that of increasing the ability of American businesses to compete with foreign competition. Bringing business back to America will make for a stronger economy that is good for us all. Address the underlying fundamentals of how things are produced in our country. In the process of creating a more complex analysis and development of the next generation of manufacturing and distribution-to-market system that reduces large amounts of unrelated costs that is based on the time value of money. We hope to change the economics of how we are producing and selling products and maximizing ROI by analyzing time and risk vs. time and money.
bullet What will be learned from your research?
 

From this research we will be able to establish the most effective scheduling model and techniques in order to increase the throughput of a particular production process. We want to know how and when the constraints in the process shift and adjust the production process accordingly. There are a high level of independent and dependant variables in the practice. We want to establish predictive behavior around typical manufacturing scenarios that currently are almost impossible to model. We want to achieve a high degree of predictable outcome. The best practices today are nowhere near optimized.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  We aim to establish a scheduling methodology capable of facilitating increased throughput and a decrease in time to market that American businesses will be able to utilize in order to remain competitive with foreign business. Develop a scheduling model that is flexible. We hope to shatter the current paradigm and completely shift the paradigm. Develop much more efficient way of how we look at production workflow.
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University of Calgary  
by Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther Ruhe
Journal article to be published April 2010
Studying the Impact of Uncertainty in Operational Release Planning - An Integrated Method and its Initial Evaluation
Information and Software Technology, Volume 52 (2010), Issue 4, pages 446-461 
by Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther Ruhe
Final paper to be presented at

July 8 to 9, 2010 - Paderborn, Germany
Application of Re-estimation in Re-planning of Software Product Releases
ICSPInternational Conference on Software Process (ICSP) 2010
Ahmed Al-Emran, Anas Jadallah, Elham Paikari, Dietmar Pfahl, Günther Ruh

Completion date July 2009 University of Calgary
Grant established May 19, 2008
Author

Ahmed Al-Emran

University University of Calgary
Degree PhD in Software Engineering
Department Department of Electrical & Computer Engineering
Tool used ExtendSim AT
Abstract

Context -- Uncertainty is an unavoidable issue in software engineering and an important area of investigation. This paper studies the impact of uncertainty on total duration (i.e., make-span) for implementing all features in operational release planning.

Objective -- The uncertainty factors under investigation are:

bullet

The number of new features arriving during release construction

bullet The estimated effort needed to implement features
bullet The availability of developers
bullet The productivity of developers

Ahmed Al-EmranMethod -- An integrated method is presented combining Monte-Carlo simulation (to model uncertainty in the operational release planning (ORP) process) with process simulation (to model the ORP process steps and their dependencies as well as an associated optimization heuristic representing an organization-specific staffing policy for make-span minimization). The method allows for evaluating the impact of uncertainty on make-span. The impact of uncertainty factors both in isolation and in combination are studied in three different pessimism levels through comparison with a baseline plan. Initial evaluation of the method is done by an explorative case study at Chartwell Technology Inc. to demonstrate its applicability and its usefulness.

Results -- The impact of uncertainty on release make-span increases – both in terms of magnitude and variance – with an increase of pessimism level as well as with an increase of the number of uncertainty factors. Among the four uncertainty factors, we found that the strongest impact stems from the number of new features arriving during release construction. We have also demonstrated that for any combination of uncertainty factors their combined (i.e., simultaneous) impact is bigger than the addition of their individual impacts.

Conclusion -- The added value of the presented method is that managers are able to study the impact of uncertainty on existing (i.e., baseline) operational release plans pro-actively.

Keywords: Operational release planning; Uncertainty; Impact analysis; Discrete-event simulation; Heuristic optimization; Explorative case study

Original project description

The planning of releases is a key factor for the success or failure of incremental product development. The challenge here is deciding which features of a product are to be offered in which release (i.e., strategic planning) and how to carry out the feature development tasks within in each product release (i.e., operational planning). This planning process is extremely important since a bad release plan may cause late delivery of high-value features, unsatisfied customers, budget overrun, and decreased competitiveness. Existing research in release planning mainly takes place at strategic level. Thus, the research area is still in need of developing efficient and effective methods and tools that consider the operational feasibility of a proposed strategic release plan. The primary focus is allocating resources to feature development tasks (e.g., design, implementation, and test) with a “reasonable” release make-span. Three research objectives have been defined for the proposed research project in the area of operational release planning:

Objective 1 Resource-centric planning
  This encompasses the assignment of human and other resources to development tasks that need to be performed to implement features to be released in a release cycle. In addition to work volume consideration, skill levels of the human resources and dependency for different type of tasks need to be considered. The research goal here is not only to resolve scheduling problem for a set of jobs or tasks, but also to package features into consecutive releases.
Objective 2 Re-planning product releases
  Re-planning is the process of reacting on changed problem, project or organizational conditions such as alterations in expected personnel availability and productivity, estimated task work volume, and degree of task dependency. Research here aims at answering: when to re-plan, how to re-plan in terms of features and human resources, and how to change the originally planned release date.
Objective 3 Planning and re-planning under trade-off
  The main research question is to qualify the trade-off decision between “releasing early” and “releasing with quality”. The challenge here is to determine “sufficiently good” plan by evaluating alternative release plans based on planning quality factors such as release make-span, resource consumption, workload distribution, critical paths, and specially, plan robustness i.e., stability under uncertainty.
Update

July 20, 2009 - We have recently submitted a journal article that studies the impact of uncertainty in operational release plans. We present a simulation-based method that considers planning parameters as the primary source of uncertainty. The method measures the impact of the planning parameters’ variations on total schedule time (make-span). More precisely, with our method product managers can analyze proactively the impact of both individual and combined variation of planning parameters using various levels of pessimism. We are going post the link to the article as soon it is accepted and published to the submitted journal.

February 26, 2009 - A re-planning method called H2W has been proposed to answer the "how?", "when?", and "what?" questions to re-plan of an existing product release strategy. At each of the re-planning iterations, H2W either provides a new improved plan or states that an improvement does not exist. As an instantiation of this method, an ExtendSim prototype has been developed as shown. The related research work has been published in International Conference on Software Process (ICSP) 2009.

We have further restructured the original research project during my comprehensive examination. At first, we thought we will be working on all of the parts in parallel. However, we revised our strategy and decided to work on the simulation part exclusively first and finish it completely. This project will culminate in two conference papers and one journal article which we would be happy to share with you upon their acceptance.

Publications
Journal Articles
[J1] Ahmed Al-Emran, Dietmar Pfahl, Günther Ruhe: A Method for Re-Planning of Software Releases using Discrete-Event Simulation. Accepted in Software Process Improvement and Practice under special issue “ICSP 2007”.
[J2] Ahmed Al-Emran, Dietmar Pfahl: Performing Operational Release Planning, Re-planning and Risk Analysis using a System Dynamics Simulation Model. Accepted in Software Process Improvement and Practice under special issue “PROFES 2007”.
[J3] Dietmar Pfahl, Ahmed Al-Emran, Günther Ruhe: A System Dynamics Model for Analyzing the Stability of Software Release Plans. Published in Software Process Improvement and Practice 12 (2007) 5, 475-490.
[J4] Jingzhou Li, Günther Ruhe, Ahmed Al-Emran, Michael M. Richter: A Flexible Method for Software Effort Estimation by Analogy. Empirical Software Engineering 12 (2007) 1, 65-106.
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Conference Papers
new Anas Jadallah, Ahmed Al-Emran, Mahmoud Moussavi, Günther Ruhe: The How? When? and What? for the Process of Re-Planning for Product Releases. Accepted in International Conference on Software Process (ICSP) 2009.
[C1] Ahmed Al-Emran, Puneet Kapur, Dietmar Pfahl, Günther Ruhe: Simulating Worst Case Scenarios and Analyzing their Combined Effect in Operational Release Planning. Accepted in International Conference on Software Process (ICSP) 2008.
[C2] Ahmed Al-Emran, Keyvan Khosrovian, Dietmar Pfahl, Günther Ruhe: Simulation-Based Uncertainty Analysis for Planning Parameters in Operational Product Management. Published in Proceedings of the 10th Int. Conference on Integrated Design and Process Technology (IDPT) 2007. Antalya, Turkey, June 3-8, 2007, 191-201.
[C3] Ahmed Al-Emran, Dietmar Pfahl: Operational Planning, Re-Planning and Risk Analysis for Software Releases. Published in International Product Focused Software Development and Process Improvement (PROFES) Conference 2007 - Proceedings. Berlin-Heidelberg: Springer-Verlag, 2007, 315–329 (Lecture Notes in Computer Science 4589).
[C4] Ahmed Al-Emran, Dietmar Pfahl, Günther Ruhe: DynaReP: A Discrete Event Simulation Model for Re-Planning of Software Releases. Published in International Conference on Software Process (ICSP) 2007 - Proceedings. Berlin-Heidelberg: Springer-Verlag, 2007, 246-258 (Lecture Notes in Computer Science 4470).
[C5] Dietmar Pfahl, Ahmed Al-Emran, Günther Ruhe: Simulation-Based Stability Analysis for Software Release Plans. Published in International Software Process Workshop and International Workshop on Software Process Simulation and Modeling, SPW/ProSim 2006 - Proceedings. Berlin-Heidelberg: Springer-Verlag, 2006, 262-273 (Lecture Notes in Computer Science 3966).
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University of Cologne  
by Vera Schmidtmann
 

"The trading and marketing of recycled glass is analyzed in this project..."

Completion date April 8, 2011 University of Cologne
Grant established December 3, 2010
Author

Vera Schmidtmann

University University of Cologne
Degree Masters
Department Operations Research and Decision Support Systems
Tool used ExtendSim AT
Abstract

Schmidtmann Model In Germany providers of so-called "dual systems" organize the collection and recycling of waste glass under the well-known license symbol "Der Grüne Punkt" ("The Green Dot").

Providers of dual systems coordinate which quantities the glass recycling plants obtain from the locally collected glass and which quantities the glass recycling plants deliver to which glassworks. The companies have to consider the transportation and storage costs. The problem is to determine the optimal distribution of the quantities in the network.

For the implementation of the simulation model, the simulation software ExtendSim AT was selected.

Download paper go to...

 

Original project description
bullet Brief description of the analysis
 

In my project, I observe the trading and marketing of recycled glass. In Germany providers of so-called dual systems organize the collection and recycling of waste glass under the well-known license symbol Der Grune Punkt (The Green Dot). The customers bring their waste glass to bottle banks, where the customers are instructed to separate the waste glass into different containers for colorless, green, and brown/amber glass. The separation is necessary, because the different colors of glass are usually incompatible for further recycling. Vehicles empty the glass containers and deliver the waste glass to glass recycling plants. In the glass recycling plants the waste glass is ridded of heat-resistant glass (like flat glass), the wrong glass color and other contaminations like pieces of metal or ceramic. Furthermore the waste glass is crushed. Afterwards the cullet is delivered to glassworks, where it is remelted and new products are produced.

Providers of dual systems coordinate which quantities the glass recycling plants obtain from the locally collected glass and which quantities the glass recycling plants deliver to which glassworks. The companies have to consider the transportation and storage costs. The problem is to determine the optimal distribution of the quantities in the network. In Germany, dual system providers coordinate a recycling chain comprising a total of 425 districts, up to 30 glass recycling plants and up to 30 glassworks.

bullet Questions that will be answered by the research
 

The stated planning problem is solved using an optimization method. In my thesis I concentrate on the coordination between the glass recycling plants and the glassworks. I would like to answer the following questions:

bullet What effects arise from certain scenarios, e.g. a glass recycling plant not delivering for a week or a glasswork having no demand for a week, which prevent the optimal solution from being valid? I would like to perform sensitivity analyses for such scenarios.
bullet How can I visualize the results of the optimization and the sensitivity analysis using a simulation model in order to present the results of the optimization method in an understandable way for the decision makers?
bullet How research strategy will be designed to answer these questions.
 

The simulation model is constructed based on the solution of the optimization.

In the basic model, I will first model the coordination of the transportation quantities between the glass recycling plants and the glassworks with fixed order quantities.

Then I will extend my model in several ways, for instance the glassworks have a fixed order size, but it is not fixed by which glass recycling plant the order will be fulfilled. If a glass recycling plant supplies several glassworks, the glass recycling plant delivers the glasswork associated with the lowest transportation costs.

bullet How ExtendSim will be utilized in this project.
 

I have already begun to model the simulation problem with another simulation software. However, I realized that this software is not suitable for my problem. Based on the demo version of ExtendSim, I discovered that this software is more flexible and much better for my problem. I intend to develop the simulation models with ExtendSim.

bullet Project uniqueness
 

My project is based on a unique recycling supply chain network which has been established in Germany and is a very complex supply chain network which is coordinated centrally. The recycling problem is already solved by an optimization method. My simulation project serves as a control instance for the optimization. In addition it is more intuitive for the decision makers and it is an easy way to analyze the influence of different variables. Furthermore it is possible to transfer the results to other similar problems.

bullet Why the interest in the indicated subject?
 

During my studies, I have specialized in the subject area of Supply Chain Management and Decision Support Systems. The recycling problem is a specific supply chain problem, which has not been studied in literature yet. I can combine these two disciplines with my thesis. Furthermore, I would like to become acquainted with a new software during my thesis and to explore the possibilities of this software.

bullet What will be learned from your research?
 

I expected to learn how I can create a simulation study with the unique steps, which I have to pass through.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 

Perhaps the decision makers are not able to comprehend the results of the optimization, if the problem is very complex. Therefore optimization and simulation should complement each other. The simulation should present the solution more comprehensible for the decision makers and hence provide decision support. Furthermore with the sensitivity analysis I would like to point out the robustness of the optimization.

The aim of this research is to assess the economical impact of adopting RFID technology in a manufacturing supply chain on its performance.

The objectives of this work are to measure the significance of the improvements that the RFID technology can achieve in the tracking and identification process by switching from manual monitoring to automated monitoring, to evaluate its benefits such as reducing cycle time, cost, and errors at each workstation with respect to the implementation cost, and to determine at which manufacturing stage the RFID technology should be applied.

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Projects Under Development

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University of Ottawa  
Logistical studies of unmanned aerial vehicles
Name Keirin Joyce University of New South Wales
University University of New South Wales
Degree PhD
Department Aerospace Engineering
Grant established March 30, 2009
Scheduled completion date December 2011
(Completion date extended due to project scope change and change from full to part time.)
Tool ExtendSim OR

URL

n/a
Email keirin.joyce@defence.gov.au
Project description

Modelling of discrete operational events that impact the logistic support ramifications of unmanned aerial vehicle availability. Logistical studies of unmanned aerial vehicles (UAVs) are quite immature at this stage. This is due to the fact that most UAVs are brought into service under Advanced Technology Concept Demonstration (ATCD) programs and this method of introduction into service sees little effort put into precursory logistic planning - it is usually an after-thought. As such, while there has been a great deal of modeling of standard systems engineering logistic support, while Major Joyce has found none that he can identify in the literature pertaining to rapidly acquired aircraft, let alone unmanned aircraft systems.

Update

March 14, 2011 - What a temultuous last twelve months!

My day job (Australian Army) has picked up to full speed and subsequently I negotiated a program amendment with UNSW@ADFA to roll back from full-time to part-time. The university candidature board (last November) has approved my project's continuance and I am now working towards the completion of Phase 1 of my doctorate studies. This being that I have completed the model and will work over coming weeks to validate it against the 2004 RAND Corp research. From here I will update the assumption based 2004 work with 2011 data and then publish my first paper.


March 30, 2010 - The project has been slightly delayed due to a stolen laptop. The project will be completed by September of 2010 and a project update will be posted in May of 2010.


October 2009 - Continuing to develop model (my work has been quite slow this month due to work commitments). I envisage having the first iteration of the model ready over the Christmas break and will commence validation of the model at this time.


September 2009 - Compiling data for use within model.


August 2009 - Overseas gathering data from a variety of sources (NASA, RAND, US Air Force, US Army, US Navy and contractors attending the UV Europe (Wales) and AUVSI North America (Washington DC) conferences).


July 2009 - Model development commencing with conceptual analysis and then beginning to map the ExtendSim blocks into their required functions.


June 22, 2009 - Unfortunately, progress in my project (UAV logistic support modelling) has been hampered over the last three months, but is getting underway. The plan from here is to develop the model over the next couple of weeks and then begin the analysis phase. I will be able to report much more in my progress report for the next quarter.

Publications

No publications; however, Major Joyce has presented the following technical papers:

bullet

AUVS Australia
February 28, 2011

  TUAV Capability Implementation Team
Army Headquarters, Australia
bullet AIAC14
March 1, 2011
  Deconflicting the Unmanned Sky: An Analysis of UAV Deconfliction Data
Australian Army, Australia
  The Australian Army and Unmanned Aircraft: A Short History
Australian Army, Australia
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University of Maine  
Examination of the sustainability of the entire wood derived biofuels supply chain
Name

Nana Bortsie-Aryee

 
University University of Maine  
Degree PhD  
Department Forest Bioproduct Research Centre, College of Natural Sciences, Forestry and Agriculture, Life Cycle Assessment and Industrial Ecology
Grant established July 5, 2011 University of Maine
Scheduled completion date 2013
Tool ExtendSim AT
Email nanabo.aryee@yahoo.com
Project description
bullet Brief description of the analysis
 

Wood derived biofuels, which provide evidence of recent innovations in biotechnology, genomics and bioengineering, have contributed to renewed interest in the conversion of cellulosic biomass to valuable fuel and other bio-products. Although the production of this alternative to the conventional form of fossil energy is linked to the ever increasing interest in biofuels, declining stocks of fossil fuels, energy independence, proven environmental benefits, rural economic development as well as the renewability of biomass feedstocks, it has become crucial to conduct an examination of the sustainability of the entire wood derived biofuels supply chain.

bullet Questions that will be answered by the research
 
bullet

How to optimize biofuel yields while allowing for reduced water usage and nutrient inputs and minimal environmental and land use impacts?

bullet What are the management practices that can minimize water usage and nutrient inputs?
bullet How can we evaluate (from field-to-watershed scales) the impacts of bioenergy feedstock production and identify strategies to minimize adverse impacts?
bullet What is the estimated equipment capacity with the scale and efficiency required for the biofuel industry to successfully flourish?
bullet How research strategy will be designed to answer these questions.
 
bullet

Understanding the nature of and dynamic interactions in the emerging forest bioenergy supply chain (BSC)

bullet

Evaluating forest bioenergy system models in accordance to sustainability criteria. This will mean:

bullet

Data collection and database management

bullet

Developing a system model and using it for predicting the potential behavior of forest biofuel supply chains systems (BSC) considering the interrelationships between environmental, economic and social variables across spatial, temporal and organizational scales

bullet Performing scenario analyses/sensitivity analyses for developing BSC system
bullet Designing and implementing a decision support system (DSS)/toolkit for managers of woody bioenergy systems
bullet How ExtendSim will be utilized in this project.
  Extensive data collection from existing databases, published literatures, scientific handbooks, questionnaire surveys as well as compilation of data in database will aid in the evaluation of social-ecological-economic outcomes of alternative scenarios for woody biomass energy systems and ultimately leading to scenario evaluation and visualization through the use of ExtendSim.
bullet Project uniqueness
 

There is a dearth of holistic and integrated approaches to analyzing the sustainability of biofuel supply chains and the better understanding of the overall impacts. Most of the research on biofuels has not been given due attention because of issues of social acceptability and economic feasibility. As such, the interactions between the environmental, social and economic impacts of bio-refinery development must be analyzed in a comprehensive and integrated manner in order to ensure the sustainable development of the bio-industry.

bullet Why the interest in the indicated subject?
 

The truth in what is being professed on many academic and scientific forums about the sustainable nature of biofuel production along its supply chain.

bullet What will be learned from your research?
 
bullet

Enhanced understanding of criteria that influence sustainability of biofuel supply chains.

bullet Improved understanding of the dynamic interplay between social, economic and environmental facets of biofuel production.
bullet Capacity building of students in forestry and other disciplines to have knowledge and skills in performing integrated sustainability assessment and understanding its application to the bio-products industry.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Ensure sustainability and increased profitability of US Northeast forest-based industry and other similar forest based economies in the Americas.


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University of Tulsa Updated January 18, 2012
Biomass to Commodity Chemicals (BTCC) system evolution
Name

Ismail Fahmi

University of Tulsa
University University of Tulsa
Degree PhD
Department Chemical Engineering
Grant established June 15, 2011
Scheduled completion date May 2013
Tool ExtendSim AT  

URL

http://cremaschi.ens.utulsa.edu/
Email ismail-fahmi@utulsa.edu
Project description
bullet Brief description of the analysis
 

Shifting from fossil-based to biomass feedstock in CPI will require substantial amounts of capital and research & development (R&D) investments for the technology development. This research project will develop novel models and computational methods that are capable to predict the impact of the capital and R&D investments decisions (how much to invest, in which technology, and when) on the biomass to commodity chemicals (BTCC) system evolution. Two specific characteristics limiting the use of existing representations and methods for this problem are uncertain decision-dependent endogenous technology evolutions and game theoretic aspects. This research project will develop simulation-based optimization approaches to the investment problem where the perfect information sharing among the CPI agents is assumed. Then, the research will proceed in the investigation of the impact of game-theoretic issues on the investment decisions by developing an agent-based framework embedding the simulation-based optimization approach with the assumption that the perfect information is not available to any of the CPI agents.

bullet Questions that will be answered by the research
 
bullet

Given certain government and CPI resource levels, what are some of the possible evolution paths for the BTCC system?

bullet How should an individual CPI player invest its new technology development dollars for the BTCC system, i.e., which technology, how much, and when?
bullet What should be the pace of learning in the BTCC technologies in order to make biomass a significant contributor as CPI feedstock?
bullet What is the value of information sharing between CPI players on increasing the adaptation of BTCC technologies in the CPI?
bullet How research strategy will be designed to answer these questions.
 

Initially, the investigation will be performed on the feasibility of the framework that is drawn based on graph theory with embedded formulation that represents each technology evolution inspired by R&D pipeline management. The next step is to incorporate a simulation-based optimization approach with multiplayer features assuming perfect information sharing among all agents. Finally, the perfect information sharing assumption is going to be replaced by game-theoretic features where each agent would want to maximize its own benefit in advancing the technology.

bullet How ExtendSim will be utilized in this project.
  ExtendSim, with its capability to perform random event simulation, is going to be utilized in the simulation-based optimization approach in this project. In this problem, the uncertainties are found in the learning parameters, amounts of demand and available supply of the raw materials, as well as the probability of whether a technology can advance in its evolution or, instead, it will not survive. We will build discrete-event simulations of the system and study the impact of R&D and capital investments on the evolution of the biomass to commodity chemicals technologies. Then, the discrete-event simulations will be coupled with deterministic optimization algorithms to direct the investment search towards lower risk regions.
bullet Project uniqueness
 

This project is unique because the main framework combines the idea of R&D pipeline management to represent the technology evolution and graph theory to represent the material flows of all considered interconnections. In addition, the models embedded to the framework will capture real-world phenomena, which are the cost inflation relationship between non-renewable resource cost and its available supply, and the learning curve relationship that reflects the phenomenon that as the amount of investment, both in capital and R&D that increases as production cost decreases. Last but not least, it needs to be noted that this project is in a spirit of reducing the dependency on fossil-based feedstock by replacing it with the resource that is abundant, renewable, and locally available.

bullet Why the interest in the indicated subject?
 

I am excited to be immersed in this study because the framework combines several concepts in the field of process systems engineering to build something that is totally new. In addition, the focus of this work, which is shown as a case study in investigating the impact of investment allocation to the BTCC system evolution, has made me more interested since it involves creating more sustainable chemical industry.

bullet What will be learned from your research?
  The main aspect that I expect to learn from this research is figuring out how to embed the multi-agents model to the investment decision problem. Another point that triggers my curiosity is figuring out how to incorporate uncertainties, especially to express the phenomenon of technology survival. As a side quest, I want to sharpen my skill in using discrete-event simulation software as a tool in my future career, especially in the field of process systems engineering.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  Although the application of graph theory, R&D pipeline management, learning curve, agent-based framework, and simulation-based optimization approaches are not new in the field of process systems engineering, combining all these aspects into a novel framework that is capable of investigating the impact of investments allocation in capital and R&D on the evolution of shifting from fossil-based to biomass feedstock for the CPI has never been studied before. Further, the proposed research to study the biomass-to-commodity chemicals investment decision problem will lead to advances in representation of technology development and evolution problems, large-scale solution capability of stochastic optimization problems with exogenous and endogenous uncertainties, and fundamental understanding of how game theoretic issues impact new technology development and evolution, particularly for the biomass feedstock system.
Update

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January 18, 2012 --We automated the simulation-optimization approach for the BTCC investment problem. We designed the framework such that in every time step, we can collect the data and use them for optimization, and then send the optimization result back to ExtendSim simulator. We utilized the Pause block capability of ExtenSim to pause the simulation in each time step. To Start and Resume the simulation, we used Excel VBA as our client. Our current framework was based on continuous-time = simulation and ExtendSim is used to simulate one time step only and mainly everything else is controlled in Excel VBA environment. We will investigate the feasibility of using discrete-event simulation capability of ExtendSim.

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September 13, 2011 -- Our research goal is to use a simulation-based optimization (SIMOPT) approach to investigate the impact of the scheduling of investments on capital and research & development on the evolution of shifting chemical process industry from using petroleum-based sources into using biomass feedstock. The optimization framework is drawn from the analogies on graph theory and R&D pipeline management. One of the features in this framework is the incorporation of two-factor learning curve representing the relationship between the unit expansion cost and the cumulative capacity and R&D expenditure. The optimization framework is expressed in a form of mixed-integer nonlinear programming (MINLP) formulation and solved using a software called General Algebraic Modeling System (GAMS).

Our algorithm uses GAMS to perform the optimization and feed the resulting investments schedule to ExtendSim. We are to use ExtendSim to simulate the optimum result with uncertainties in the learning curve elasticities and market demand. The simulation framework that we built in ExtendSim computes the resulting total cost. We also set triggering criteria, which are whether the demand exceeds the realized capacities or whether the realized total cost exceeds the forecasted optimum total cost by a certain level of tolerance. If either of these two events occur, the simulation is halted and pertinent variables are sent back to GAMS such that the problem can be re-optimized for the remaining time periods. This loop between the simulation in ExtendSim and optimization in GAMS is performed until the end of the prescribed time period and this act results in the realization of one simulation timeline.

We will then generate many unique timelines and analyze the resulting optimum investments schedules. The details of our progress during the first three months of this research grant to use ExtendSim are as follows:

1 We have generated the simulation model that shows the realization of the deterministic optimization result, but with uncertainties in the two-factor learning curve elasticities and the market demand. The inputs to the simulation model are the capacity expansion (X), R&D expenditure (RD), and production (P) scheduling from the optimization solution. We designed the simulation as a continuous model with a time step 1 to simulate the discrete time step. Please note that even though we are going to utilize random variables for learning curve elasticities and market demand, at this point, we still put it as constants because we are still working on writing the automation script. Please refer to file "BTCC_CS1.mox."
2 For the simulation model, we have developed a customized structure which has a function to determine the capacity-filling order based on the unit production cost. This function is required since there is a possibility of having a difference between the forecasted and realized demand. The production surplus is taken as the demand reducer for the next time period. Please refer to the structure "Cakra Storage" and "Cakra Storage 2" in our edited library "Value.lix."
3 We have also learned how to execute, pause, and stop the simulation from Excel VBA and extract the values of the pertinent variables from the simulation result to Excel spreadsheet. These pertinent variables are the cumulative capacity (CX), cumulative R&D expenditure (CRD), unit expansion cost (CC), unit raw material cost (CR), and product demand (D). We use a pause block and set the simulation to pause each time step and within each pause, values are then extracted. Please refer to file "BTCC_CS1.xlsm."
4 We are currently working on establishing a link between the optimization and the simulation environment, focusing on how to summon the optimization software when a trigger event occurs and how to convey the current state of the simulation to the optimization realm.

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Publications

Fahmi, Ismail and Selen Cremaschi. 2012. "A Prototype Simulation-based Optimization Approach to Model Feedstock Development for Chemical Industry" Proceedings of the 22nd European Symposium on Computer Aided Process Engineering

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Fahmi, Ismail and Selen Cremaschi. 2011. "Stage-gate Representation of Feedstock Development for Chemical Process Industry" Foundations of Computer-Aided Process Operations 2012


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University of Ottawa  
E-Learning
Name Carlos Alberto Goncalves University of Ottawa
University University of Ottawa
Degree PostDoc in Education
and E-Learning
Department Centre for E-Learning
Grant established February 9, 2009
Scheduled completion date July 2011
Tool ExtendSim OR

URL

http://www.uottawa.ca/services/tlss/e-learning
Email carlosgoncalves53@gmail.com
Project description

This research work is part of collaboration between the University of Brasilia (DF, Brazil) and the University of Ottawa (ON, Canada). It aims to improve the quality of teaching materials of the former university with the know-how of the latter.

The teaching of Physiology - an important segment of Biology - strongly depends on dynamic simulations and experimentations. This need is specially augmented in e-learning environments where the quality of the didactic material is a factor. Most teachers of Physiology are unable to produce high-quality simulations because they are generally non-acquainted with code-based programming. To deal with this problem, this twofold project intends to first develop some lessons using block-based programming tools and, second, in the case of lectures, scientific papers and presentations in scientific congresses - to encourage average teachers to use those tools more frequently.

A broad review of the currently available block-based programming tools pointed to ExtendSim as one of the most suitable simulation software to meet our purpose. We plan to build lessons in biology and health sciences for students of the University of Brasilia. During the first term of the project, we will produce lessons for a course entitled "Introduction to Biostatistics". The point here is to overcome the natural resistance of those students vis-a-vis biostatistics, by stressing the use of 2-D simulations. Concurrently, this phase of the work will allow us to get used to ExtendSim.

During the second term, we intend to develop more complex 3D simulations to support classic physiology lessons. The point here is to help teachers and students to better handle the high dynamic and complex features of physiological systems.

Update

January 4, 2010 - Due to health issues project completion date extended to July 2011.


July 2, 2009 - Name of the model: Average estimate
This first simulation aims to help students to better understand the differences between three popular statistics parameters used to estimate the average of a sample. The user is initially stimulated to change the distribution of a sample and to observe the plot of the new distribution. Then he may assess the new mean, median, and mode computed by the model. This simulation is being developed using some ExtendSim blocks such as sliders (to allow changes in the sample distribution), equations (to compute the parameters), and plot (to display the shape of the sample). I suppose that this simulation should be completed in about three weeks. Therefore, for the next quarter update, I would present the screen shots of the model. The development of a new simulation should be in progress as well.


March 31, 2009 - This is my first update. I've received my license approximately one month ago and since that I have been studying the manual, especially on those subjects concerning data managing and plotting tools. I am finishing the theoretical design of my first model, which will show up how parameters like mean and median change as the user changes the sample distribution.

Publications

VENEZIANO, W. H. ; ROCHA, A. F. ; GONCALVES, C. A. ; PENA, A. J. ; CARMO, J. C. do ; NASCIMENTO, F. A. O. ; RAINOLDI, A. . Confounding factors in water EMG recordings: an approach to a definitive standard. Medical & Biological Engineering & Computing, v. 44, p. 348-351, 2006.

GONCALVES, C. A. ; CARDOSO, I. P. ; CARVALHO, T. C ; FREIRE, V. D. . Action Potential Propagation/Propagate‹o do Potential de A‹o /(CD-ROM, Simulation Software)/Publisher: Editorial Universidade de Brasilia, DF, Brazil, 2005.

NOGUEIRA, Edna L’via ; CORREIA, Andressa da Costa ; SILVA, R. A. ; GONCALVES, C. A. ; MOTA, Yomara Lima. Electromyographic assessment of the effect of age over paravertebral muscles/O efeito do envelhecimento nos mœsculos paravertebrais lombares investigado pela eletromiografia. In: XI Congresso Brasileiro de Biomec‰nica, 2005, Jo‹o Pessoa. Anais do XI Congresso Brasileiro de Biomec‰nica, 2005. v. I. p. 1-4.

CARDOSO, I. P. ; OLIVEIRA, C. C. S. ; FREIRE, V. D. ; GONCALVES, C. A. . A methodology for building hypermedia courses in Physiology/Uma metodologia para desenvolver aulas em formato hiperm’dia para o ensino de fisiologia. In: FeSBE2004-XIX Reuni‹o da Federa‹o de Sociedades de Biologia Experimental, 2004, çguas de Lind—ia, Brazil, 2004.

BRASIL-NETO, J. P. ; GONCALVES, C. A. ; GON‚ALVES, C. ; LIMA, R. R. F. ; PESSOA, V. F. . Development of a Computer-Based Method System for Studying Human Stereopsis:Contribution to the Study of Human Speed of Detection of Visual Depth. IEEE Computer Society, v. 1, p. 134-138, 1997.

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University of Ottawa  
Leisure and recreation industry
Name Michael King Virginia Tech
University Virginia Polytechnic Institute and State University
Degree PhD
Department Business Information Technology
Grant established April 29, 2009
Scheduled completion date December 2011
Tool ExtendSim Suite

URL

http://www.ssqi.pamplin.vt.edu/about us/index.html
Email michael.king@vt.edu
Project description

Although there has been extensive research and simulation conducted within the production and supply chain domain, in respect to the United States economy, research and simulation related to the services sector lags behind. This is somewhat paradoxical, since the service sector represents over 75% of the United States labor force and approximately 75% of the United States Gross Domestic Product. This research project is unique in that it completely focuses on the services sector, and more specifically targets the leisure and recreation industry.

This research and simulation project proposes to model, in a two phased approach, the service activities associated with a major ski resort in Utah by utilizing granular RFID data from the resort’s lift access system. The resort has many years of experience with RFID lift access systems, and is a notable industry leader. The RFID data will support the development of daily skier visit forecasts, frequency distributions and transition probabilities associated with the resort’s extensive lift system.

Phase 1
The first phase of this research project is to create a discrete event simulation model, of a major ski resort, to measure and possibly optimize the effects of a set of decision variables on a specific group of metrics such as inline and offline queuing, lift capacity upgrades, and real time queue information. Currently there are five proposed decision variables each having several experimental levels. Servicescape constructs and SERVQUAL measures will be evaluated.

Objective: The main goal is to make managerial recommendations of reasonable and appropriate alternatives related to demand and capacity management of the ski resort. The simulation will support a business case for capacity management recommendations. The management will market any implemented enhancements as competitive advantages to their customer base.

Phase 2
The second phase of this research project is to construct an agent based simulation model that replicates the behavior of several skier personas with as many as 5,000 agents active during one simulated day and then aggregate the results over a full ski season. An agent based simulation makes it possible to analyze the relationship between individual micro behaviors with the aggregate patterns of many agents that eventually emerges over a day or ski season. An agent based model is applicable to skier behavior because “skiers” are intelligent, act upon their own local information, have memory, and are goal oriented.

Objective: Due to this ski resort’s unique ability to passively gather RFID data on each skier during each day, the resort has the ability to leverage the data into numerous highly targeted customer relationship campaigns. The return on investment on CRM type projects are in general difficult to quantify, so most ski resorts in North America are not fully utilizing their available CRM system. This agent based simulation will support a business case for additional marketing resources.

Update

April 19, 2011 - I recently returned from my annual data collection trip. I was able to obtain updated inter-arrival time data as well as demand data. I have been unable to obtain demand data during previous trips, but was successful in obtaining 10 years of daily skier day demand data. This data is invaluable with respect to modeling daily demand and thus inter-arrival times for the simulation model. Work continues with refining the queue equation block to better model priority based an entity attributes. Verification and validation is still pending.


November 10, 2010 - Current work includes the addition of a new process shut down logic, variable speed travel logic, through put metrics, average cycle time metrics, sensitivity analysis and a factorial analysis of my decision variables.

One key task that I have completed is correcting a system shut down problem by adding an equation block that reads data from the convey process, with the logic of “if the convey process is empty and it is past system shut down time then shut the system down.” I discovered that I was leaving “skiers” “stranded on the lift after slope closing.” This is done by sending a “1” to the count connector on the Executive.

Future work will focus on refining the queue priority model that I am developing using the queue equation block to model complex priorities. Also, I plan to optimize the model after the model has been verified and validated on site.


July 14, 2010 - After an extensive period of data cleansing and scaling, I have been able to create interarrival schedules for each "process" in my proposed model. These "processes" of course, are the individual ski lifts at the resort. I built a database for the schedules and created a data feed into the model and ran the simulation for one day. I quickly noted that I had a major computer over utilization problem. After some model modifications to reduce CPU utilization, I still have a "hardware" problem. I have several options:

1 Reduce the complexity of the resort model as a whole
2 Reduce the realism of the interarrival schedules
3 Obtain a more power computing platform

Currently, I am requesting a much more powerful computer with 8 GB of RAM for temporary loan from our computing staff.

While I am waiting during summer, I am validating more RFID data and also preparing for a quick trip back to the resort in August to obtain 2009/2010 data.


January 10, 2010 - I have recently returned from Utah were I was able to obtain complete RFID gate access data for the year 2008 - 2009. This was a major research goal accomplishment. The resort is in a growth phase and it took six months to arrange a meeting. I briefly met and talked with the president and then worked with the marketing director for almost a day downloading detailed data reports on skier days and lift rides. I will now build out the full resort model and add the interarrival times for each lift for each day of the season. The next steps are model verification and full factorial experimental model design.


August 19, 2009 - Over the last few months, I have been able to develop custom cumulative discrete distributions for skier arrival for each ski lift at the research site. A model for each lift has been created that includes balking behavior, a random batching process, entity persona attributes, a specific ride time, and an unbatching process. The current model has been constructed in a hierarchical design to force detail to lower levels of the model.

The next step is to travel to Utah and gather skier transition data between each lift, so a transition probability distribution can be created for each lift pair. This task will be by far the most time consuming and probably the most interesting, and in the end the most valuable to creating a valid ski resort discrete event model.

Publications

NewKing, Michael A., Arnette, Andrew N. “Integrating Geographic Information Systems Into Business School Curriculums: An Initial Example.” The Design Science Institute Journal of Innovative Education, The Decision Science Institute, forthcoming September, 2011. Journal of

King, Michael A. “A Realistic Data Warehouse Project: An Integration of Microsoft Access® and Microsoft Excel® Advanced Features and Skills” Journal of Information Technology Education, The Informing Science Institute, Vol. 8, 2009

King, Michael A. “The Implementation of DSpace at the Intercontinental Hotels Group: A Knowledge Management Project Success.” Journal of Cases on Information Technology, The Idea Group, 10(2).

Conference Papers:
King, Michael A., “A Strategic Assessment of The Higher Education Industry: Applying the Porter’s Five Forces for Industry Analysis.” Proceedings of the annual Southeast Conference of the Decision Sciences Institute, Charleston, SC, February 2009.

King, Michael A., Zobel, Christopher. “Applying the R4 Framework of Resilience: Information Technology Disaster Risk Management at Northrop Grumman,” Proceedings of the annual Southeast Conference of the Decision Sciences Institute, Orlando, FL, February 2008.

Arnette, Andrew N., King, Michael A., “The Business Value of Geographical Information Systems In Business School Curriculum.” Proceedings of the annual Southeast Conference of the Decision Sciences Institute, Orlando, FL, February 2008.

King, Michael A., et. al. “Information Technology Project Retrospectives: The Northrop Grumman Sperry Marine Story.” Proceedings of the annual Southeast Conference of the Decision Sciences Institute, Savannah, GA, February 2007.

King, Michael A. “The Evaluation and Implementation of DSpace at the Intercontinental Hotels Group: A Project Portfolio Management Approach.” INFORMS Annual Conference, Pittsburg, PA, November 2006.

King, Michael A. “Is the Value of a Ph.D. Always Negative? A Case Study Comparing Real Option and Stochastic Discounted Cash Flow Valuation Techniques.” Decision Science Institute Annual Conference, November 2005.

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University of Ottawa  
Design and operation of integrated sites under uncertainty and disruption
Name Sebastian Terrazas Moreno University of New South Wales
University Carnegie Mellon University
Degree PhD
Department Chemical Engineering
Grant established April 4, 2009
Scheduled completion date May 2011
Tool ExtendSim AT

URL

n/a
Email sebastianterrazas@cmu.edu
Working title Design and operation of integrated sites under uncertainty and disruption
Project description

The project will be the design and operation of integrated sites under uncertainty and disruption.

We will consider both existing and newly integrated networks of production processes.

bullet For existing networks, we will examine modifications to either produce new products or increase current production capacity.
bullet For new networks, we will examine the overall design to meet reliability and capacity targets.

We will consider three major types of uncertainties:

1 Uncertainty in the demand of the products and intermediates.
2 Uncertainty in the availability of the processes.
3 Uncertainty in the supply of raw materials.

Conceptually this is a very difficult problem because the uncertainties in the demands are continuous, typically represented by probability distribution functions, while the uncertainties in the availability and supplies are discrete in nature and correspond to major disruptions. To address this problem we intend to first investigate a probability measure that incorporates both the discrete and continuous uncertainties based on some of our previous work (Straub and Grossmann, 1990). We also intend to investigate the use of semi-analytical models for inventories in supply chains under disruptions (Snyder and Shen, 2006). We then intend to incorporate these elements in a multiperiod MILP model for optimizing the design and operation in the face of the three types of uncertainties. While our initial goal is to address design problems using somewhat more simplified models (eg linear mass balances for processes, neglecting changeovers in multiproduct plants), we intend to develop in a second phase more detailed models for operations that can be validated with plant data and used for day-to-day decision making of operating sites.

Update

February 14, 2011 - As an update this quarter, I would like to upload a manuscript that we are also submitting to a scientific journal for publication. I cannot upload this paper at present since it is undergoing a review process required by Dow before it is released to the public.

I appreciate your patience.


November 16, 2010 - During the last quarter we completed a manuscript that describes the use of discrete rate simulation as part of the strategy to optimally design integrated sites. The release of this manuscript for external publication is being evaluated by Dow Chemical. If the paper is released and positively reviewed, we will be able to share it in future updates.

The basic idea of the manuscript is to use an optimization strategy called two-stage stochastic programming to obtain the optimal design of an integrated site considering random process failures. The technique consists in selecting failure scenarios and determining the integrated design that results in the best average performance over all scenarios. The formulation requires computing probability of occurrence and distribution for residence time for each scenario. In order to obtain this information we use the discrete rate model of the system including all the candidate production units (know as the superstructure in the optimal process synthesis field). More specifically, we run the model for 10 years of simulation time and record all process failures and their corresponding repair times. We use this information to construct the failure scenarios for the two-stage stochastic program. The manuscript includes the verification of the performance of the optimal design by repeated simulation runs, as it has been described in previous updates.

In the following quarter we expect to work on improvements on the manuscript, as well as spend some time discussing the possibility of applying the technique (and thus, discrete rate simulation) to the optimal design of discrete and batch manufacturing processes.


August 13, 2010 - During the last quarter I was doing an internship and I was not able to make any progress on the project.


May 27, 2010 - During the last quarter, we continued working on combining specialized tools for mathematical optimization and discrete rate simulation in ExtendSim for the design of integrated manufacturing sites. In previous updates, we explained how simulations were run after using equation-oriented, mathematical programming software to obtain the optimal configuration of an integrated site. Recall that the model used in the equation-oriented software is an approximation of the model used in ExtendSim. We exploit state-of-the-art optimization technology for initially reducing the search space for the design of integrated sites. The idea of running the simulation after the optimization is to validate and fine-tune the design obtained in the optimization step using an approximate model.  

In the past months, we developed an idea to take advantage of ExtendSim in a new way. Namely, we used discrete event modeling tools embedded within the discrete rate model of an integrated site to construct samples of random events. The ExtendSim setup for representing the occurrence of random failures in the processing units of an integrated site was developed at the Dow Chemical Company and it’s summarized below. 

Unplanned failures are generated randomly from time-between-failures (TBF) and time-to-repair (TTR) distributions. Each failure mode is represented by a single item. For a unit with multiple trains (and same failure parameters), the item is duplicated so that there is one item per failure mode per train. A Queue Equation block is used to correctly model multiple failures. If a failure is generated when the unit is already down, that failure is held back until the unit is back in operation. If the unit is experiencing a rate cut, then the new failure is allowed to proceed, and the minimum rate of all active failures is used to determine the rate for that unit. 

The modeling technique just described was used to generate, for each simulation run, a list of exact times when failures occurred and the time they took to be repaired. This list was used to define failure scenarios in the equation-oriented optimization model. In this way we were able to obtain a closer approximation of the detailed model in ExtendSim and the equation-oriented mathematical programming model that we use for getting an initial design. 

We have begun to write a journal paper that will illustrate the way we use ExtendSim as part of our research on integrated site design.


February 2, 2010 - Last quarter I had to prepare for some conferences and wrote and corrected a research paper that we are about to submit to a Chemical Engineering Journal. Hence, I do not have any significant progress to report to you for the last quarter.


November 6, 2009 - In our last update we described how we used discrete rate models to validate the results obtained in the design optimization step. As a result of this procedure we obtained Pareto curves of minimum cost and maximum robustness against uncertainties. In that update we reported that the results predicted by the optimization model were in reasonable agreement with the simulation. However, we considered that the match between the mixed-integer optimization model and the discrete rate simulation could be improved. The results of our efforts during the last quarter show a better agreement between the mathematical programming model and the discrete rate simulation. For illustrating our results we used the following system: an integrated site made up of 9 plants that serve two external customers modeled as product sinks. We assume there is a given demand rate for the two products represented as the maximum total flow in the discrete event simulation. For confidentiality reasons we do not provide any more details on the process.

We developed a new mathematical programming model that corresponds to this integrated sites, with the objective of maximizing the probability of delivering the products at the demanded rate consistently. The optimization chooses the production units, their capacities, and the size of their storage tanks. One of the key ideas this last quarter was to make the objective function of this optimization similar to that of the network flow model embedded in the discrete rate simulation. The results of the optimal design predicted by the mixed-integer model are in very good agreement with the performance obtained by simulating the design using the discrete rate model.

Another key idea implemented during the last quarter was to add operational logic to the way that intermediate storage is managed. The optimal design of the integrated site installs extra plant capacity to keep the intermediate storage tanks from emptying. However operating at full plant capacity all the time disrupts the flow balance in the network. To avoid this effect, we added a valve between each plant and its storage tank. The valve allows the use of the full plant capacity only when the inventory falls below a set-point. The average inventory predicted by the mixed-integer optimization model is in very good agreement with the simulation results and the standard deviation is in the same order of magnitude.
Next quarter we will work on how to use ExtendSim to make improvements on the design obtained by mixed-integer optimization.


August 4, 2009 - The research project “Design and operation of integrated sites under uncertainty and disruption” represents a collaborative effort between Carnegie Mellon University and The Dow Chemical Company. The research problem can be stated as follows. We are given a set of finished products for which there is a demand that can be deterministic, or given by a specified probability distribution. The raw materials and the intermediate products involved in the integrated production site are known. The supply of raw material can also be deterministic, or given by a specified probability distribution. There are a predetermined number of steps involved in the transformation of raw materials to intermediate and finished products. Each of these steps is carried out by a different plant that can have multiple production units. Plants are connected through the flow of intermediate products between them. The network formed by the plants and their connections represents an integrated site. The plants in the integrated site are subject to random failures that result in corrective maintenance. As a result, plants experience some amount of down time during which production is decreased or stopped all together. Since plants are interconnected in the integrated site, a failure event will propagate downstream or upstream, forcing some other plants to decrease or stop their production. If these events are not considered while designing the integrated site, there is a risk that product demand will not be consistently met. The objective of this work is to develop a systematic method to determine the trade-off between capital investment and process robustness in the design of an integrated site subject to discrete and continuous uncertainties. The main design decisions considered are increases in process capacity, addition of parallel units, and addition of intermediate storage.

Discrete rate models are frequently used for simulating the design of integrated sites at Dow. At Carnegie Mellon we are proposing to leverage these modeling techniques as a part of an optimization & simulation approach for the design of such process networks. The optimization step is performed using rigorous mathematical programming techniques. However, in order to build an optimization model of practical size we are forced to make a set of approximations to the detailed behavior or the integrated site. Our goal is to use ExtendSim discrete rate modeling capabilities to correct and improve the initial design provided by the optimization formulation. For instance, information provided by the optimization technique, such as sensitivity around the optimal solution, could be used to design a set of simulation experiments in ExtendSim.

So far we have used ExtendSim discrete rate simulator to compare the actual performance of different designs obtained in the optimization step. As a result of this procedure we obtain Pareto curves of minimum cost and maximum robustness against uncertainties. We are working on developing a systematic procedure for using the full capabilities of ExtendSim, not only to validate, but also to correct and improve the optimal design obtained through the mathematical programming formulation

Publications

n/a

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University of Ottawa  
Buffering strategies in transportation construction projects
Name Eric Forcael University of New South Wales
University University of Florida
Degree PhD
Department Dept. of Civil & Coastal Engineering
Grant established April 4, 2009
Scheduled completion date August 2010
Tool ExtendSim Suite

URL

http://www.ce.ufl.edu
Email eforcael@ufl.edu
Working title Buffering Strategies in Transportation Construction Projects
Project description

Uncertainty is an inherent part of production systems. In construction processes, production variability emerges as one of the most typical representations of uncertainty. The negative impacts of variability over construction processes demands effective solutions to mitigate its effects on the accomplishment of projects. One of the tools to deal with variability in construction processes is the incorporation of buffers, which can help reducing the negative impacts of variability on projects. Despite the fact that buffering strategies have been developed for production environment in construction, there is no evidence of specific applications of these strategies to highway projects. Therefore, this study presents a new approach of buffering strategies applied to transportation construction projects.

Specifically, this research searches to study and analyze different types of buffers in order to figure out which are more relevant in road projects. Then, the buffers, which were chosen in the first part of this research, will be modeled with ExtendSim and, subsequently, validated through a case of study.

Full details on Mr. Forcael's proposed research
can be downloaded here
Download pdf

 

Publications

n/a

Updates March 31, 2010 -This report consists of a brief explanation about the conceptual model which is going to be used as basis for the proposed model. Also, the report includes the proposed model which is currently being tested.

The Conceptual Model - The model has been built based on the activities which are present in a transportation construction project. A schematic to represent the simulation model used for n linear sequential activities or processes was developed.

ExtendSim Grant at UFThe Proposed Model - Based on the previously-mentioned conceptual model, ExtendSim was used to create a model to represent the most significant transportation construction activities or processes. The proposed model has three activities as an example (the full model includes about eight activities).

Capacity buffer and material buffer are simply modeled as queues which store the number of workers, machines and material available. However, the calculation of WIP is not directly obtained; therefore, it is necessary to calculate it using an alternate algorithm.

Preliminary Conclusions - This current research is now focused on testing the model. The next step will be to validate the model using three case studies, which outputs will be including within the next progress report.

Download March 31, 2010 progress report Download pdf

 

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University of Pennsylvania Updated October 18, 2011
Anticipating labor and processing needs of cross-dock operations
Name

Frederick Abiprabowo

University of Pennsylvania
University University of Pennsylvania
Degree  
Department Operations Research
Grant established January 14, 2011
Scheduled completion date December 21, 2011  
Tool ExtendSim OR  

URL

http://www.seas.upenn.edu
Email frabi@seas.upenn.edu
Working title Anticipating Labor and Processing Needs of Cross-dock Operations
Project description
bullet Brief description of the analysis
 

Note: This project is a continuation of the CDAP Simulation Model by Zongze Chen Research Grant completed May 13, 2010.

Cross-docking is the concept of moving freight directly from an inbound point to an outbound connection without any warehousing in between. It saves a great deal of inventory holding cost, warehouse storage space, and delivery time if it can be executed well. Currently, most cross docking operations are managed by assigning trucks from inbound suppliers to the same doors every day. It is similar for outbound destinations. Daily variations are handled by changing a few door and truck location assignments. This results in situations where too much material builds up in some locations within the facility, other locations go underused, and inventory gets delayed despite the best efforts of the supervisors and floor workers.

The ExtendSim cross-dock model developed in a previous ExtendSim Grant (CDAP Simulation Model by Zongze Chen) was adequate for simulating trailer arrivals and departures, loading and unloading of freight and movement of freight in the cross-dock. This project requires the additional modeling of the information that would be required to anticipate labor and processing needs by the cross-dock operator.

bullet Questions that will be answered by the research
 

How best to design a set of computer programs and human interfaces in order to provide improved service to the less-than-full-load trucking firms that use cross-docks?

bullet How research strategy will be designed to answer these questions.
 

My strategy is to take measurements and data from the National Retail Systems cross-docking operations in North Bergen, NJ and to incorporate them into the ExtendSim model developed in an earlier ExtendSim grant (CDAP Simulation Model by Zongze Chen).

bullet How ExtendSim will be utilized in this project.
 

We will augment the existing operational ExtendSim model (CDAP Simulation Model by Zongze Chen) to include information flows and human interfaces. These enhanced ExtendSim models will then be tested against real data provided by National Retail Systems.

bullet Project uniqueness
 

Companies like UPS and FedEx are already doing research work of this nature. Nothing that they do is published. Our research, instead will be available for the entire industry.

bullet Why the interest in the indicated subject?
 

My personal ambition is to become expert in both the computer sciences and operations management. This will give me entry into positions of responsibility in manufacturing and logistics.

bullet What will be learned from your research?
 

Simulation is a basic tool in operations management and research. Having the skills to do modeling with a discrete-event tool such as ExtendSim will help me with future graduate studies and in industry after graduation.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 

As mentioned above, the average freight moving company does not have sophisticated optimization procedures for reducing costs and shortening delivery time. I want to be involved in providing that knowledge.


line
Updates

October 18, 2011 -- In this third phase of research, Mr. Abiprabowo spells out step-by-step explanations of the new changes in "Create Truck and Items" H-Block, which now enables the random creation of items according to a set of constraints.

Abiprabowo modelPreviously, items were created according to a schedule that had to be manually typed into ExtendSim. This was not deemed efficient, since for a large amount of data, the process would be very tedious and time-consuming. Moreover, having a pre-determined schedule would not add to the randomness of the simulation.

Download October 18, 2011 report go to...
View Cross-Dock model Download ExtendSim model file

In phase 3, items are now randomly created. When running the whole cross-dock simulation model a number of times, a wide array of outputs can be observed. These outputs can then serve as one of the measures of how well the cross-dock model performs as a whole.

lineAbiprabowo ModelJuly 6, 2011 -- Basic cross-dock operations have been modeled. More complicated operations will be implemented as the project progresses.

This progress report contains a step-by-step explanation of the current model. Diagrams of each process are also included for clarity.

Download July 6, 2011 report go to...

At the end of this report, Mr. Abiprabowo proposes some ideas for the future model.

line

March 30, 2011 -- The current model tries to simulate National Retail System's (NRS) "Building A" cross-docking operations in North Bergen, NJ. The size of the current model is 16x8x8, while the actual cross-dock is much bigger. The reason for the smaller size is that we are trying to have it run with the correct operations and smaller runtime first; when all the operations are correctly laid out, enlarging the model is a much less complicated problem. In addition, the model is driven by specific volume and distance matrices. The data contained in the model is artificially generated to test the model and does not represent actual NRS operations.

In words, I will describe the logic and constraints of our current model step by step:

1 A truck, filled with items which are labeled by destinations and may have different volumes, arrives at the cross-dock. The truck then goes to its designated inbound door. If the said door is currently being used by another truck, then the truck waits until the door is empty
2 When the door is empty, the truck proceeds to the door and begins unloading. The unloaded items are then batched into pallets by destinations. Each pallet has a maximum volume that it can carry, so items having the same destination may be batched into more than one pallet and a pallet may carry items less than its maximum capacity.
3 The pallets are then moved across the floor to the outbound doors (at NRS's "Building A", each destination only corresponds to an outbound door). Instead of simulating the forklifts like in Zongze's previous model, we decided to simplify the movement into a delay that is calculated from dividing the Manhattan Distance needed to move the pallet by the average speed of the forklift.
4 (this part is not fully implemented yet) The pallets arrive at the outbound door and are un-batched into single items. The items are loaded into the trailer that has a maximum volume capacity. When there are enough items so that the trailer has reached its maximum capacity, the trailer leaves the cross-dock and another trailer immediately stands by at the outbound door and is ready to be loaded with items.

The model keeps track of when the items arrive at any point in the cross-dock. This measurement might be useful for calculating the amount of time needed for an item to go through the process or estimating the amount of resources, such as forklifts or workers, needed to operate in the cross-dock at any given time (with help of an external program). In the future, when priority and due time are introduced, the model can also try to prioritize items using sophisticated considerations in order to minimize the risk of sending late items.

Publications

N/A

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Rhodes University Environmental Science  
Economic contribution of river flow to the ecological production of certain ecological products
Name

James Woodward Saunders

Rhodes University
University Rhodes University
Degree PhD
Department Department of Environmental Science
Grant established February 22, 2010
Scheduled completion date Grant on hold until early 2012  
Tool ExtendSim CP  

URL

n/a
Email

jim.saunder@pixie.co.za

Project title n/a
Project description
bullet Brief description of the problem/issues
 

This research addresses the combined areas of ecological science and economics at the scale of a local ecological system and microeconomics, respectively. The method to be developed stresses the imputation of locally created economic value to elements of the locally defined ecological system that contribute to production of three ecological products. The ecological factors generally have no market value in their own right; however, they do contribute to the production of an ecological product that has economic value. Imputation enables the determination of the economic value of each ecological factor of production. The economic value of the ecological products will be determined from the cost of accessing the products with producer surplus.

bullet Questions that will be answered by the research
  The basic question is to determine the economic contribution of the Knysna River flow to the ecological production of certain ecological products. (In this study the three products in question are: fish, indigenous forest, and potable water).
bullet How research strategy will be designed to answer these questions.
 
bullet

Determine the ecological factors (biotic and abiotic) which contribute to the three environmental products and set out the appropriate equations for each. (DS -- indicates this aspect will be subject to dynamic simulation)

bullet Using inverse simultaneous equations, determine the percentage each factor contributes to the ecological production process for each product. (DS)
bullet Determine the monetary cost of accessing each product without producer's surplus. This cost will vary according to levels of production.
bullet Allocate to each ecological factor a portion of the cost of access based on the percentage each factor contributes to the ecological production of the product. (DS)
bullet Using the known flow of the Knysna River and the value of the contribution of the Knysna River, a demand curve for river flow can be created by integration using the two known values and one assumed value of river flow.
bullet Using actual costs and actual river flow one can mathematically create a demand curve for river flow. (DS)
bullet The demand curve and the ecological production system of the Knysna River Catchment can be tested by using real data to create a dynamic systems simulation of the Knysna River Catchment wherein all three products can be under production at the same time along with the related economic cost of accessing the products.(DS)
bullet The project will be considered successful if varying the model's flow of the Knysna River allows the model's demand curve to remain statistically compatible with the computed demand curve and the model's ecological production remains statistically compatible with reality.
bullet How ExtendSim will be utilized in this project.
 

Current thinking is to use ExtendSim in the following manner.

bullet

Each ecological product will be described by a series of equations which in turn will reflect the ecological factors of production. These sets of equations will run dynamically to reflect the interdependent variables of the ecological system. The effect will be to demonstrate the change in production as the ecological factors vary.

bullet Using inverse simultaneous equations will allow the determination of a percentage contribution by each ecological factor to the production process. The percentage contribution of each factor may vary at different levels of production. The variation of contribution will be demonstrated via dynamic simulation. This is a critical part of the study.
bullet At each level of production a cost of accessing the product without producer surplus will be imputed to the factors of production. This imputation will be dynamically simulated at various level of production.
bullet Using cost of access without producer surplus a demand curve for each product will be created for the range of flow of the Knysna River. The demand curve for each product will be dynamically simulated for each product as the flow of the Knysna River varies.
bullet In the final step the model will simulate the production of the catchment and the mathematical cost of access with out producer surplus. If the modeling is accurate the result will statistically equate to production of the catchment and with data collected for actual cost of access.
bullet Project uniqueness
 

Literature research indicates this method of imputing value to non?market ecological factors of production has not been undertaken.

bullet Why the interest in the indicated subject?
  For the last few years I have been involved in applying environmental impact analysis from the stand point of balancing the environmental, economic and social implications of development. The South African law requires this balance to take place. From an academic view, I find the interdependent nature of the natural environment deeply engaging. The economic system is embedded within the natural system and understanding the connections between the two systems is today a critical challenge.
bullet What will be learned from your research?
 

Among other matters, I would like this research to provide insights into how aspects of the ecological system interact in support of itself and how this system interacts with the economy.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  If the model will accurately predict catchment production and economic cost to access that production, it will provide a foundation for continuing, updateable analysis of production and cost. The system will be transportable, user friendly and less expensive than systems available today for environmental management and impact analysis.
Updates

February 23, 2011 - For the last year I have been working on the math related to solving over and under-determined matricies which are reflections of the ecology of the Knysna Catchment.... When I reach a point of acquiring a distinct process which I can demonstrate credibly I will prepare an article for publication in a peer reviewed Journal. A summary of the article will be forwarded to you after it is accepted for publication.

Publications n/a
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Australian National University  
Simplifying measurement of maternal death rates in developing countries
Name

William John Rockett

Australian National University
University Australian National University
Degree PhD
Department Epidemiology
Grant established February 22, 2011
Scheduled completion date 2016  
Tool ExtendSim AT  

URL

http://nceph.anu.edu.au/Staff_Students/research_students.php
Email wjrockett@gmail.com
Working title  
Project description
bullet Brief description of the analysis
 

Maternal death rates (MMR) in Mindanawon indigenous communities are unknown. It is presumed that the death rates may significantly exceed National rates.

Measuring maternal death rates in developing countries generally is precarious and difficult. Measuring MMR in small populations in the same context appears even more daunting. Estimation methods applied globally are unreliable and expensive to undertake. Perhaps millions of dollars are spent globally in estimating MMR in developing countries.

Maternal death is avoidable yet over 350,000 women die each year during child birth. The vast majority in developing countries.

Health systems' inefficiencies may play a formidable role in this setting. Knowing the extent of the problem may stimulate local government to improve health systems.

bullet Questions that will be answered by the research
 

My questions are straightforward:

1

What is the MMR in the Mindanawon communities?

2 What are the contributing factors?
bullet How research strategy will be designed to answer these questions.
 

My strategy is based on virtualising small communities into large communities and short timeframes into long time frames to develop a capacity of predictive analysis.

bullet How ExtendSim will be utilized in this project.
 
1

I will model the risk factors that contribute to maternal death developing pathways of probability towards maternal death in my virtual communities.

2

I will model the health system in place to determine:

a

capacity to respond, and

b actual response to virtualise the effect that health system could have and has on the natural course of maternal pathways.
3 Finally, I will calculate the MMR.
bullet Project uniqueness
 

It has never been done before and may make a significant contribution to health sciences.

bullet Why the interest in the indicated subject?
 

I have worked in indigenous communities and see the need. This is my life's work. I am also fascinated by simulation and wonder why this is not much more widely used.

bullet What will be learned from your research?
 

I expect answers to my questions. I expect to learn whether or not simulation can be used to lower the cost of measuring MMR in small communities.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 

I think my contribution is to show my colleagues a possible alternate method for measuring MMR and possibly other diseases of low incidence.

Publications

(10) Wadhwa L, Mitra S, Rockett J, Donnelly P. Systems analysis of patient flow and theatre utilisation. In: Donnelly P, Wadhwa L, editors. Access to surgery. Brisbane: University of Queensland, 1997: 63-81


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Wroclaw University  
Development of a general methodology for
applying simulation-based decision support for regional healthcare decision making
Name

Marek Lubicz

Wroclaw University
University Wroclaw University of Technology
Degree PostDoc
Department Healthcare Management
Grant established March 3, 2011
Scheduled completion date May 21, 2012  
Tool ExtendSim AT  

URL

http://www.ioz.pwr.wroc.pl/Pracownicy/Lubicz/
Email marek.lubicz@pwr.wroc.pl
Working title  
Project description
bullet Brief description of the analysis
 

The Post-doc Habilitation project is concerned with application of operational research and information technology for managerial decision making in the health systems. There are four main research areas:

i state of the art in ORAHS/HealthIT
ii analysis of regional data bases of the healthcare system in Lower Silesia region of Poland
iii development of simulation (DES) model of the regional health system
iv development of decision-support frameworks for supporting regional health management decision making (dynamic and spatial profiles, health needs assessment, regional health priority setting, regional allocation decisions)
bullet Questions that will be answered by the research
 

As described under (ii),(iii),(iv) above. In particular, as far as ExtendSim could be concerned, the questions deal with the horizontal and vertical modeling of a regional health system, understood as a structure containing:

bullet

population/demographic module

e.g. to what extent it is feasible to model 3.5 million individuals living in Lower Silesia, what are the most efficient approaches to model demographic and epidemiological processes
bullet health services module presumably restricted to hospital care and all forms of care for a specific disease group: lung cancer patients
bullet financial module periodical regional investment decisions and monthly allocation/reimbursement decisions of the regional branch of National Health Fund
bullet How research strategy will be designed to answer these questions.
 

The strategy is partly visible from the outline of (i)-(iv) research areas above. In particular I have collected the references (5000+ including research results of the EURO Working Group and the regional databases (2005-2010). In the Spring 2011, it is planned to finalize bibliometric analysis and develop conceptual model, while around May/June I would like to start working on the simulation modeling.

bullet How ExtendSim will be utilized in this project.
  Development of a discrete event simulation model of the regional healthcare system as outlined above.
bullet Project uniqueness
 

There are few research results in modelling and simulation of complex regional healthcare systems (see Brailsford S.C., Lattimer V.A., Tarnaras P., Turnbull J.C. (2004). Emergency and on-demand health care: modelling a large complex system. Journal of the Operational Research Society, 55(1), 34-42).

There are no references in Polish which deal with such general approach for regional modelling.

bullet Why the interest in the indicated subject?
 

It is closely connected to my membership in the EURO Working Group Operational Research Applied to Health Services I belong to for many years. On the other hand, I have initially planned to use Arena, but after discussions with Dr Zabawa from my Institute I have decided to try modelling with ExtendSim (Dr Zabawa had been recently accepted for ExtendSim Adopter Program, but - as far as I understand - it is not allowed to use the software you sent him for a research program. In fact my habilitation project is fully non-commercial, the results will be published in a monograph I work on as well as in articles or conference presentations.

bullet What will be learned from your research?
 

In the part of my research project which could involve ExtendSim I would like to investigate how using ExtendSim (in cooperation with Dr Zabawa) would compare with analogous modelling using Arena or Monte Carlo modelling (in cooperation with Mielczarek).

Another further result of the project could be development of a manual for teaching purposes which could be used for my courses for students on Quantitative Approaches for Managerial Decision Making.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  I would like to develop a general methodology of applying simulation-based decision support for regional healthcare decision making.
Publications
bullet

Research grants

bullet Selected publications
Update

August 30, 2011 - Due to organizational reasons and problems with data collection activities the project completion date has been extended to 21 May, 2012. Time schedule for modelling activities had been corrected accordingly, which in particular means that ExtendSim modelling work has been postponed until the last quarter of 2011.

line

June 2, 2011 - The bibliometric and data collection parts of the project are well under way; the publications are in preparation, in particular for the 37th Annual Conference of the EURO Working Group Operational Research Applied to Health Services (Cardiff University, 24-29 July).

According to the strategic assumptions of the research project, the simulation modelling part of the project had been started in the end of May with technical experiments to investigate requirements and premises for modelling a large regional system (population 3 million objects).


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Phoenix Information Systems & Management  
Flexible work cells
Name Roger P. Case University of Phoenix
University University of Phoenix
Degree Masters Thesis
Department Information Systems & Management
Grant established October 2, 2006
Scheduled completion date December 2010
Tool ExtendSim Suite

URL

http://home.comcast.net/~manufacturingprocessresearch
Email ManufacturingProcessResearch@comcast.net
Project title Modeling Multivariates for Manufacturing Processes
Project description

This research is applicable to model the difficulties of a high volume
manufacturing environment with research findings focused on flexible work
cells. This consists of high volume high mix manufacturing with strict
process and quality requirements meeting international standards. This
requires modeling production for a mix of over 72 products from simple to
complex which impact cost and delivery rate. In detail the multivariates
include configuration of sub-components, products, testing, training, and
quality processes. Specifically this includes modeling the processes of:

Specifically this includes modeling the processes of:
bullet Demand forecasting of products and sub-assemblies.
bullet Product components and vendor logistics such as MRP.
bullet

Subassembly:

. Build rate
  Automated test rate
  Items Inventory
  Value
bullet Final Product:
. Build rate
  Automated test rate
  Items Inventory
  Value
  Labeling
  Shipping

bullet Product tracking (barcode/RFID + database) through multiple processes
including work in progress, automated testing and shipping.
bullet 3D Modeling of specialized equipment & training required for production, quality and testing.
Updates

November 4, 2010 - On track for completion of model and results of PCB parallel PCB testing end of 2010.


July 10, 2010 - Continuing development of test model for capacity planning and statistical analysis. Continuing changes in model based on results of PCB parallel PCB testing - completion is still on target for 2010.


March 8, 2010 - Continuing to develop test equipment model for capacity planning and statistical analysis. New Changes to the model for implementation of parallel PCB test are in implementation. The dual test model is requiring much more effort than originally anticipated, however completion is targeted for 2010.


July 23, 2009 - Continuing to develop test equipment model for capacity planning and statistical analysis. Delays continue with introduction of the new product line.


February 27, 2009 - Continuing to create a model for evaluation of test equipment, which has been delayed with the introduction of new product line. This will be used to determine factory capacity planning & statistical analysis for dual product test system.


.February 20, 2008 - Project scope has changed slightly. Since I cannot use most of my previous employer's information/ process, I now plan to create a model for the multivariate's of products and process of my new employer. Plan to incorporate ExtendSim's 3D environment to evaluate specialized test equipment to determine factory capacity planning & statistical analysis. One specific case is our unique new test station concept where a single operator must use one PC with two LCD displays and manually operate two test adapters connected on this dual product test system.


November 15, 2007 - Continuing to model processes waiting on next Kaizen event to map external processes of quotation, purchasing, and engineering.


July 11, 2007 - Continuing to model manufacturing process based on Value Stream Mapping effort (Kaizen) to validate and improve competitive manufacturing methodologies with simulation.


March 29, 2007 - Research along with work related activities identified Kaizen for (continuous improvement) using operational excellence tools such as LEAN Value Stream Mapping to develop the framework for the ExtendSim simulation model. The goal is to model all processes for identification of improvement while eliminating waste and variability. A Kaizen event was completed to map all internal processes from receipt of raw materials through delivery for a specific product and customer (due to time constraints the external processes of quotation, purchasing, and engineering were excluded for a separate event). This LEAN exercise resulted in development of the current state and desired future state maps that provide the flow with batch and queue process for the internal simulation model that is currently under development.


December 29, 2006 - Research for previous work performed in this field is being performed using electronic databases to locate texts, journals, white papers and other publications. This will be used as a guide to compare, contrast or expand on the use of modeling to improve and create competitive manufacturing methodologies with simulation.

The research will help develop the framework for the simulation models. Working through the User's Guide tutorial to gain improved knowledge and skill of the ExtendSim tool. After completion will also review the creation of blocks as this may be necessary to create the final manufacturing solution libraries.

Publications
Mr. Case has experience with these major projects and publications:
bullet Small Diameter Bomb, Boeing, 2004-2006.
bullet Missile & Fire Control Program, Lockheed Martin, 2004-2006.
bullet Environmental monitoring systems, Sensor Microsystems Inc., 2003.
bullet Next generation flight data recorder for Navy as PI, D3 Phase II, "Digital Data Download", 2001.
bullet Helicopter monitor for Navy as PI, H-60 PHM Phase III, "Wireless Autonomous Prognostic Health Management System", 1998 - 2001.
bullet Sentient CN SBIR Phase II, "Sentient Collaborative Network", 1997 - 2001.
bullet Various aircraft studies of technology applications for Navy as PI, ONR STTR Phase II, "Miniature Distributed Systems Using Advanced Instrument Controllers", 1997 - 2000.
bullet F2 Associates DOE Program, "Laser Ablation Decontamination System,'" 1996 - 1998.
bullet Mobile robotic systems for Sandia National Laboratories multiple systems and "Robotic All Terrain Lunar Exploration Robot (RATLER)," 1994-1997.
bullet "Robotic all-terrain lunar exploration rover (RATLER)," W. Amai, P. R. Klarer, J. B. Pletta, J. W. Purvis, R. P. Case, SAND94-1706, Sandia National Labs Document, December 1994.
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University of Ottawa  
Resource allocation management for the healthcare industry
Name Franklin Warren Virginia Tech
University Virginia Tech
Degree PhD
Department Business Information Technology
Grant established September 28, 2009
Scheduled completion date August 2011
Tool ExtendSim OR

URL

http://www.ssqi.pamplin.vt.edu/expertise/index.html
Email ftwarren@vt.edu
Working title An Analysis of Scheduling Policies and Capacity Utilization for Rehabilitative Health Care Agencies
Project description
bullet Brief description of the problem/issues
 

The health care industry in the United States is currently undergoing a tremendous state of turmoil. Health care service providers of all types including doctors, hospitals, urgent care facilities, therapists, long-term care facilities, and rehabilitation and vocational training facilities are being pressured to provide high levels of service with limited resources and capacity problems. Many facilities are experiencing high utilization, and shrinking income and profit margins. No sector of the industry is immune from the crisis that the industry is currently experiencing. The economic conditions; faced by patients, doctors and health care providers in the United States has stressed the health care services industry.

To better understand and model resource allocation problems in the healthcare industry, we will model the admissions and resource allocation processes at a comprehensive statewide rehabilitation center. The center aids individuals with disabilities and assists them in achieving greater independence and quality of life. The Center currently has a backlog of clients requesting admission and anticipates an overall increase in request for services -- from high school graduates with disabilities entering the workforce, to wounded soldiers returning to civilian life. The increased demand for services and diversity of client needs has created a backlog in the admissions process and an uneven use of resources. Previous assessments of capacity for the center need to be re-evaluated given the changing mix of clients and client needs.

We propose to use ExtendSim OR to:

bullet Develop a simulation model of the facilities processes, including client scheduling, and suggest and assess revisions to procedures and key performance measures.
bullet Review the Center’s patient classification and flow to improve capacity and utilization effectiveness. We anticipate testing various scheduling methods via the simulation model and assessing their significance with a four-factor ANOVA.
bullet Question/s that will be answered by your research.
 
bullet How can we improve the scheduling and utilization of resources by healthcare facilities?
bullet How do multiple objectives and policy constraints in a non-profit agency affect the allocation of resources?
bullet How research strategy will be designed to answer these questions.
  The initial phase of the project will involve data collection and acquisition, including employee interviews and site visits to the rehabilitation facility. The second phase will involve the design, development and testing of the facility simulation model.
bullet How ExtendSim will be utilized in this project.
  Due to the multipurpose nature of ExtendSim OR, it has the capabilities to handle several problems that arise concerning the rehabilitation center's ability to schedule patients. The simulation package will be used to fully model the complex nature of patient scheduling and resource utilization.
bullet Project uniqueness
 

By assisting the rehabilitation center with its scheduling and capacity issues, we will be able to increase the number of clients that the center is capable of servicing, improving the quality of life and standard of living for many individuals living with disabilities in the Commonwealth of Virginia. We will also gain insight into the challenges and opportunities of healthcare resource allocation which will be useful for absorbing the increased demand for healthcare services anticipated with the expansion of healthcare coverage in the U.S.

bullet Why the interest in the indicated subject?
  I have been interested in and involved with the health care industry for the majority of my life. When you are able to give someone the opportunity to improve their quality of life and standard of living it truly gives you a since of pride in helping others achieve seemingly impossible goals. By developing models that will allow the rehabilitation center to improve resource utilization, capacity planning, and scheduling I will aid the center in increasing the number of clients that they are able to service.
bullet What will be learned from your research?
  I expect to learn new modeling techniques and methodologies that will assist in the development and delivery of innovative process scheduling and capacity utilization in the health care services sector.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  I would like to develop methodologies that will allow rehabilitation facilities, and other health care service providers to fully utilize resources in assisting and servicing clients.
Publications

“Determining Capacity in a Healthcare Organization with Changing Client Mix,” a presentation for the Decision Sciences Institute 2009 Annual Meeting.

Update

May 9, 2011 - Research continues at the vocational rehabilitation center. Recently the center underwent a major audit, from which changes were made that will have a significant impact on the current model. The changes that were made will have an impact in the services that the center delivers as well as the overall utilization of the centers resources. Like many other facilities that are supported by state and federal dollars the rehabilitation center has experienced a change in resource allocation due to the changes in the economy. As a result of the changing environment within the rehabilitation center, and the changing economy, administrators of the facility would like to utilize the simulation model once updated to reflect the current environment within the center to test additional operational scenarios. With the help of the centers administrators and employees we will continue to utilize ExtendSim OR to assist the center in improving service delivery, and helping their client to achieve a higher quality of life and standard of living.

line

September 24, 2010 - Research at the rehabilitation center continues to progress as expected. The simulation model was presented during a poster session at the POMS Health Care Mini Conference in Vancouver Canada. Since that time we have further refined the model to show the utilization of resources and capacity limitations within the center. Work continues to further define and evaluate the test factors for the simulation of the center.

The ExtendSim OR package has allowed us to build a model that employees and executives can understand. We will continue to use ExtendSim to complete the project, and as the platform of choice for future simulation research.

line

March 10, 2010 -Since the inception of the research grant I have developed the preliminary model of the rehabilitation center, and converted the model from the initial platform to ExtendSim OR. This conversion will allow us to collect additional data from the model, and can graphically depict the initial data and results. POMS ConferenceTogether with members of the rehabilitation center staff, I am working to refine the model and conclude the initial phase of the research project by the end of April 2010. The initial phase includes developing the model of the facilities processes, including client scheduling, and revising the key performance measures. Research from this phase of the project will be presented at the POMS College of Healthcare Operations Management mini-conference in Vancouver 2010 Annual Meeting. 

UNEFA  
Buffering strategies in transportation construction projects
Name Omar Chique UNEFA
University UNEFA (Armed Forces University, Venezuela)
Degree  
Department Public Policy & Transportation
Grant established July 21, 2009
Scheduled completion date Grant on hold
Tool ExtendSim OR

URL

http://www.unefa.edu.ve/
Email chiqueomar@gmail.com
Working title National Oil Companies - Design of a policy framework for the development of local services and manufacturing industries in the oil and gas industry
Project description

I am a professor at UNEFA University in Venezuela, at the Department of Post Graduate studies in Public Policy advising several post graduate students in the development of a model to analyze public resources allocation.

bullet Brief description of the problem/issues
  National oil companies (NOCs) face multiple challenges associated with a rapidly changing business marketplace, as well as challenges related to the development of local content. Plans developed for the development of local content often compete with the managerial urgency to complete projects on time to achieve the desired financial performance. Power point based plans to develop local content fail frequently, among other reasons, because of the lack of integration of such plans with the NOCs supply chain performance, and the lack of understanding of nonlinearities, delays, and capacity building issues related to the NOCs operations, priorities, and plans. A system dynamics based simulation model that links local content development strategy to the NOCs structure may help the definition of strategies to enhance the development of local services and manufacturing industries, the integration of local content in the core business, and consequently, help increase the impact of local companies on regional development, which is the ultimate objective of the related public policy.
bullet Question/s that will be answered by your research.
  Whether prioritization of capacity building projects over time, in combination with a clear understanding of the role of delays in decision making within NOCs, drives the difference between desired and real local content development, significantly.
bullet How research strategy will be designed to answer these questions.
  Having already designed the general structure model for a NOC (Exploration, Production, Storage, Transportation, Terminals, Refining, Commerce, Supply, and Finance) and having identified some of the entry points of local content providers in the supply chain, I am ready to pursue the development of a simulation model to accomplish the described task.
bullet How ExtendSim will be utilized in this project.
  Having tried other simulation programs extensively (Powersim, Vensim, I Think), and after having examined ExtendSim specifications, I find this simulation software appropriate to tackle the complexity associated with public policy formulation using simulation engines, which is the combination of the dynamic, discrete, and agents simulation paradigms, all present in ExtendSim; last, but not least, the user interface approach managed by ExtendSim increases the communication between non-technical policy makers and model designers by using animation.
bullet Project uniqueness
 

Regarding the representation of the structure of NOCs using system dynamics, I have recently completed an effort for a major NOC; while on the side of local content policy, I designed the strategic plan for a NOCs local content support in 2008. Both efforts have given me an overview of the pros and cons of different strategies associated with the subject. I acknowledge, though, the following contributions as unique in the field:

bullet Dynamic Planning and Control Methodology: Monseo Park and Feniosky Pena
bullet Executing major projects through contractors using: Nicholas McKeena
bullet Different case studies on local content development strategy in Europe.
bullet Why the interest in the indicated subject?
  My interest is focused on this subject because I am a professor at the Public Policy Post Graduate School of the Armed Forces University in Venezuela, where I teach different subjects in Public Policy to Master's students.
bullet What will be learned from your research?
  The identification of policy levers to help improve the integration of local content companies in the core oil and gas business related to NOCs.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
  The design of a formal policy framework for the development of local services and manufacturing industries related to National Oil Companies.
Full details on Mr. Chique's
proposed research can be downloaded here
Download Chique research

 

Update March 2, 2011 - I apologize for the delay and the inconvenience, I am packaging the model and writing the report .

November 13, 2009 - Sending the quarterly update of research results before the end of this month as I am just wrapping up, checking the model, and writing the paper. I am sure that you will like it and recognize it as an innovative project using extendsim. Again thank you so much for your support.

Publications

n/a

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University of Prince Edward Island  
Developing methodology to use renewable energy in a holistic way
Name

Krishna Raghavan

University of Prince Edward Island
University University of Prince Edward Island
Degree Masters
Department Island Studies
Grant established January 5, 2011
Scheduled completion date August 2011  
Tool ExtendSim AT  

URL

http://www.upei.ca/islandstudies/
Email kraghavan@upei.ca
Working title  
Project description
bullet Brief description of the analysis
 

'Sustainable development' is now widely accepted as a goal for human society. It was first defined by the Brundtland Commission in 1987:

"Sustainable development is development that meets the needs of the present without compromising the ability of future generations to meet their own needs. It contains within it two key concepts:

bullet the concept of 'needs', in particular the essential needs of the world's poor, to which overriding priority should be given; and
bullet the idea of limitations imposed by the state of technology and social organization on the environment's ability to meet present and future needs." (WCED, 1987)

Energy is absolutely indispensable for development, and the amount required keeps increasing as people desire more and more of the products of modern technology. At present, Small Island States are highly dependent on fossil fuels (coal, natural gas, petroleum products -- diesel, gasoline, propane, kerosene, etc.).

Sustainability of energy sources is difficult to measure. It is often assumed in a qualitative manner that if electricity is generated from a renewable energy source then it must be more sustainable than if fossil fuels were used. However, this is not always true because we have to account for renewability as well as for net energy in order to measure sustainability (Brown and Ulgiati, 1997). Biomass, for example, is one renewable energy resource that is not always more sustainable than fossil fuels. Net energy evaluations show that biomass is, in many cases, not sustainable because the fossil fuels used for growing biomass and converting it to a fuel would give higher net energy if used directly (Frankl and Gamberale, 1998; Giampietro et al, 1997; Ulgiati, 2001).

Another common assumption is that energy sources that release less greenhouse gases such as carbon dioxide are more sustainable than those sources that release more gases. Greenhouse gases are related to environmental concerns about global warming. However, we should not rely only on CO2 emissions to measure sustainability since net energy and other uses of environmental services may be far more destructive and threaten human well being in the long run than the tons of CO2 released. (Brown and Ulgiati, 2002)

When a process demands environmental services, it exerts a 'load' on the environment. While comparing the sustainability of energy sources, it is necessary to use a methodology that takes into account quantitatively all the energy inputs and environmental services that are used.

bullet Questions that will be answered by the research
 

The objectives of the proposed research are:

bullet

Developing a methodology for planning sustainable energy solutions for islands in a holistic manner considering not only their financial viability but also the net energy used for manufacturing the equipment, and their life-cycle environmental impacts on island ecosystems.

bullet Apply the methodology to the island of Taveuni, Fiji Islands in the south Pacific.
bullet Provide a decision making tool that can be used by policy makers and planners to select the best renewable energy options for islands.
bullet How research strategy will be designed to answer these questions.
 

PROPOSED THEORETICAL APPROACH

Since Newton, the core scientific approach to understanding nature has been 'reductionism' which separates the components from their wholeness to simplify the study and to facilitate the interpretation of scientific results. Ecosystems are extremely complex, so it is impossible to know all details and to analyse. Therefore, we cannot understand ecosystems by adding all reductionistic details; we have to use another approach called 'systems ecology' in which the focus is on the properties of entire ecosystems.

The theoretical approach proposed for this research is based on 'holism' which studies systems as a whole because the system properties and the functional patterns of interactions cannot be found by a study of the components separately due to the high complexity and due to the presence of emergent properties.

PROPOSED METHOD AND PROCEDURE

The method proposed is called EMERGY ACCOUNTING or EMERGY SYNTHESIS which integrates major inputs from the human economy and those coming 'free' from the environment to evaluate complex systems. It is an ideal tool to compare different energy generation options in a holistic manner and provides a much-needed decision making tool for policy makers. There are 3 main steps to evaluate a system:

bullet

A system diagram is drawn.

bullet A table of the actual flows of resources, labor and energy is constructed from the diagram and all flows are evaluated.
bullet The quantitative results are interpreted.
bullet How ExtendSim will be utilized in this project.
 

ExtendSim is the best modelling software that can be used to simulate ecological and other complex systems for EMERGY ACCOUNTING. Basic symbols used in emergy systems diagram (Source, Storage, Interaction, etc.)that are used to form increasing complex object oriented blocks like Producer, Consumer, etc. are already available since HT Odum and EC Odum published "Modelling for all Scales - An Introduction to System Simulation" in 2000 with a CD-ROM containing simulation programs using ExtendSim.

This project will use ExtendSim to build more complex object oriented blocks that will model renewable energy systems (biofuels, hydropower, solar energy and windpower) and use "Emergy Accounting" to compare these options for islands.

bullet Project uniqueness
 

Generally, energy supply options are compared based on a financial analysis. This project is unique since this is the first time that Renewable Energy technologies (solar, wind, bioenergy, hydropower) are being compared in a very comprehensive and holistic manner that includes a life-cycle analysis and the effects on island ecosystems.

bullet Why the interest in the indicated subject?
 

I have worked on project design and implementation of various Renewable Energy technologies for over 30 years, mostly for remote areas and islands. What I have found missing is a methodology for comparing Renewable Energy options in a holistic way. Therefore, I have selected this area of research for my Master's thesis.

bullet What will be learned from your research?
 

From my research I expect to learn more about:

bullet

Life cycle assessment that includes:

bullet

all the inputs that go into the production of equipment for harnessing renewable energy (wind turbines, solar photovoltaic cells, etc.), and

bullet all the inputs that go into the renewable energy resources (e.g. fertilisers and fossil fuels used for production of bioenergy crops, etc.).
bullet Effects of Renewable Energy technologies on island ecosystems (e.g. environmental effects of a hydropower plant, windfarm, etc.)
bullet Methods to compare Renewable Energy options for islands using Emergy Accounting and the ExtendSim software.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 

This research will contribute a Methodology that can be used to plan a sustainable energy solution for islands that is holistic from an environmental perspective.

It is envisaged that the methodology developed by this research will be used as a tool by decision makers and planners to choose the best renewable energy options for providing a sustainable energy supply on islands. It will be useful to Government energy departments as well as Non-Government Organisations who are working on the planning and implementation of renewable energy projects on Small Island Developing States as well as islands in other jurisdictions.

 

Publications

Gupta, C.L., Raghavan, K. and Daniel, B., 1987. Computer simulation of solar heated Biogas Plant - comparison of five solar heating techniques using thermal network analysis. Solar Energy Unit, Sri Aurobindo Ashram, Pondicherry, India.

Raghavan, K., 1992. End-user survey of Wind pumps and other pumping systems in South India (mechanical windpumps, diesel pumpsets, electric pumpsets, SPV pumps) for DGIS, the development co-operation department of the Netherlands govt. (1992)

Raghavan, K., and Kishore, V.V.N., 2000. Action Plan for 100% Renewable Energy supply on the Lakshadweep Islands. Working Paper. The Energy and Resources Institute, New Delhi.

Raghavan, K., 2003. 100% Renewable Energy Islands in Tuvalu, Fiji and Tonga - a Case Study. United Nations, Department of Small Island Developing States (SIDS).

Binger, A., Raghavan, K. and Ronneberg, E., 2005. Development of a Biofuels Industry in Fiji Ð a Cabinet Strategy Paper. Govt. of the Fiji Islands, United Nations Development Program (UNDP) Capacity 2015 and the South Pacific Applied Geoscience Commission (SOPAC).

Binger, A. and Raghavan, K., 2006. Strategy for the Development of an Agro-Energy Program for 16 Island States in the Caribbean Region. Inter-American Institute for Co-operation in Agriculture (IICA), Costa Rica.


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Colorado Technical University  
Can a swarm of single-type unmanned aerial vehicles used for video surveillance be "led" to a location
Name

Doug Lundin

Colorado Technical University
University Colorado Technical University
Degree Masters
Department Systems Engineering
Grant established February 23, 2011
Scheduled completion date June 2012  
Tool ExtendSim Suite  

URL for a complete abstract of this project

https://docs.google.com/document/d/1_T8-a9KAYWnoZoNhS4pa_H4jB5WHOE_jWrKlyIvOxlo/edit?hl=en&authkey=CMz9mdAG#
Email doug.lundin@my.cs.coloradotech.edu
Working title  
Project description
bullet Brief description of the analysis
 

Simulate a swarm of single-type unmanned aerial vehicles used for video surveillance. The focus of the simulation is to demonstrate whether such a swarm can be "led" to a location, cooperate with each other by not colliding with each other and (eventually) be used to gather imagery. Cooperative control used by MAVs to signal position supporting avoidance.

bullet Questions that will be answered by the research
 

This project is intended to show, if appropriately equipped with video sensors, a swarm of MAVs can be used to surveil an area. The CoT represents a moving target where the joystick traces a path to the target. Once the target has been located, the swarm arranges themselves around the target maximizing exposure via sensors.

bullet How research strategy will be designed to answer these questions.
 

Up to 3 required goals:

bullet A single MAV used to provide video surveillance
bullet 2D based on standard flight dynamics
bullet "Fast orientation" of swarm around target taking no more than 150% than if self-directed to target
bullet Anti collision within swarm

Up to 3 stretch goals:

bullet Two or more MAV used to provide video surveillance
bullet 3D based on standard flight dynamics
bullet Demonstrate avoidance with environment outside swarm (e.g. corridor)
bullet Cursor on Target approach to lead MAVs to target (e.g. joystick used to lead swarm)
bullet How ExtendSim will be utilized in this project.
 

Basic architecture/overview

Main M&S elements: target, atmosphere, electro-optical system, display system, human machine interface

bullet Project uniqueness
 

It likely is not unique at this point. I would like to extend this research to include multi video fusion from multi type/function vehicles to recreate 3D immersive environment.

bullet Why the interest in the indicated subject?
 

It is sufficiently forward thinking that I believe I can add value and insight into the primary challenges of developing this. I also believe it will become a typical approach to executing military missions.

bullet What will be learned from your research?
 

How to solve or at least propose a solution to the problem.

bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 

Identify challenge areas, lessons learned and methodology on streamlining the way forward.

Publications

Authored by Doug
2018 which now is Raytheon Proprietary


..more
Victoria University of Wellington  
Use of scenario modeling and discrete event simulation in the optimization of warranty pricing and contract negotiation
Name

Dinu Corbu

Victoria University of Wellington
University Victoria University of Wellington
Degree PhD
Department Operations Research and Statistics
Grant established January 22, 2010
Scheduled completion date June 2012
Tool ExtendSim OR

URL

n/a
Email dinu_corbu@yahoo.co.nz
Working title n/a
Project description
bullet Brief description of the problem/issues
 

Warranty analysis is a multidisciplinary field, which currently is developed mainly in the areas of analyzing warranty one/two-dimensional policies and of building failure models, cost models, claims models, warranty reserve models, and warranty pricing models.

However, pricing models are not as advanced as the other warranty models. In addition, the current pricing models generally consider only the manufacturer and the dealer (intermediary) as active players and do not give an important role to other parts involved, such as the customer and the outsourcing service provider (when present in the contract).

This research aims to extend the current warranty pricing models by increasing the role of the customer and warranty service provider (when this part is different to the manufacturer and/or dealer).

bullet Questions that will be answered by the research
 

The first point is to establish the fair price of the warranty policy with the condition of fair profit allocation between manufacturer, dealer, and service provider and also maximization of the utility function of the customer.

The second is to consider alternative policies for groups of customers, differentiated by the affordability of the warranty price.

The third point is to build pricing models that equally offer to all parties involved the possibility to negotiate the terms of warranty contract, tailored to suit their particular preferences and financial capability

bullet How research strategy will be designed to answer these questions.
 

The strategy involved is to consider a range of representative business situations and to build the mathematical/economic side of warranty models considering alternative scenarios, when the parties:

bullet Fully cooperate in achieving the fair price while agreeing on the level of uncertainty concerning the product reliability (agree on the same failure model).
bullet Have different information and different perception on the product reliability, but fully cooperate to achieve the fair price by pooling their distributions of the failure model.
bullet Each part follows its own interest, they do not have the same information, and they do not agree to use the same distribution of failures. All warranty contract parts engages in a non-cooperative game.
bullet How ExtendSim will be utilized in this project.
 

ExtendSim will be used for building discrete event simulation models that:

bullet Replicate the business situations
bullet Simulate the behavior of the parts involved
bullet Simulate the failure of the products and the submission of warranty claims
bullet Measure, in case of each item sold, the profit/loss and the utility of the parts involved
bullet Centralise and report the statistical results
bullet Vary the values of the parameters under different scenarios
bullet Signal and record the equilibrium points and the domains of instability
bullet Project uniqueness
 

The project aims to bring the current warranty pricing models a step forward by using scenarios modelling and discrete event simulation to optimize warranty prices. In addition, it aims to provide the parties involved in the warranty contract with an effective simulation tool that allows forecasting the results of warranty policy and, therefore, to be used in negotiation.

bullet Why the interest in the indicated subject?
  The main interest in the project is to achieve a PhD in Operations Research and Statistics. Other interests are enriching the warranty modelling literature and knowledge and developing personal simulation-modelling skills.
bullet What will be learned from your research?
 

The project will be a learning opportunity in many areas, such as (and not limited to):

bullet If it is possible and realistic to enhance the current warranty pricing models by adding new players/ warranty policies.
bullet If it is possible to obtain the model equilibrium and the fair price under particular scenarios/business situations.
bullet If simulation software, particularly ExtendSim, can be used in building tools that can be effective in negotiation of warranty contracts.
bullet What specific contribution would you like to give to the existing current state of knowledge in your subject area?
 
bullet To contribute to building warranty models that consider all parts involved in a warranty policy as active players whose decision matters. In addition to offer alternative based on players preferences and financial power.
bullet To build simulation tools that can be an instrument in negotiating the prices of warranty contracts.

 

Publications

As representative for supporting this piece of research, there can be mentioned the article “Product warranty: modelling with 2D-renewal process” by Dinu Corbu, Stefanka Chukova, and Jason O’Sullivan, published in International Journal of Reliability and Safety 2008 - Vol. 2, No.3 pp. 209 - 220.

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